Regulation and Compliance Sample Clauses

Regulation and Compliance. Both parties shall comply with all applicable laws, codes of practice, statutory requirements, regulatory requirements and any applicable guidance by regulators or industry bodies. In addition to this general consideration, the following must be enforced: (a) Consumer Credit Act 2006 (‘CCA’) (b) General Data Protection Regulations (‘GDPR’)
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Regulation and Compliance. 4.1 Affiliated student groups will at all times comply with: 4.1.1 Its constitution; 4.1.2 The Union’s Articles of Association and bye-laws 4.1.3 The terms of this Affiliation Agreement; 4.1.4 The law and regulation in so far as relevant to its activities, in particular charity law, data protection law, health and safety law. 4.1.5 Any specific policies etc that specifically relate to a groups activity; for example (this list is not exhaustive): ­ Events policy ­ Insurance policies ­ Risk Assessment policy ­ Social Media policy ­ Licence agreements with London South Bank University, where used in the name of the Student Group. ­ Student Group Code of Conduct. ­ LSBU Student disciplinary procedures 4.2 Affiliated Student groups will not: 4.2.1 Enter into any contracts for and on behalf of SBSU (including sponsorship contracts) without the prior written approval of SBSU Trustee board or their nominee. 4.2.2 Make any commitments/promises to third parties for and on behalf of SBSU, without the prior written approval of SBSU Trustee board or their nominee. 4.2.3 Bring the name of SBSU or LSBU into disrepute. 4.2.4 Make statements or comments in or to the press on behalf of SBSU, unless those statements or comments are pre-approved by SBSU Trustee board or their nominee. 4.2.5 Hold fundraising activities to subsidise activity costs; without the prior written agreement of SBSU Trustee board or their nominee. 4.2.6 Employ, or appear to employ any persons. 4.2.7 Maintain its own bank account. 5.1 All affiliated student groups are recommended to use a name which easily identifies them as part of the Union, or available to LSBU students. This name will be used for all publicity, promotion and official documentation including the website and social media. 5.2 It is important that the name of the student group distinguishes it from others. and at the same time makes it immediately clear what the student group does. The name must not therefore: 5.2.1 Be misleading or ambiguous; students and members of the public alike must be clear, from the name, as to what the Student Group's activities/aims are. 5.2.2 Be the same or similar to that of another affiliated Student Group. 5.2.3 Use terminology or language that a reasonable person may take offence to. 5.2.4 Use terminology or language that may damage the reputation of SBSU or the University. 5.3 Student groups may include the words "London South Bank University" or “LSBU” in their name provided that the committee agree to...
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Regulation and Compliance. Subcontractor, is to provide DSHS licensed and trained workers and supervisors to perform asbestos abatement services. All asbestos abatement work must be carried out in accordance with all federal, state and local regulations:  Title 29, Code of Federal Regulations, U.S. Department of Labor, Occupational Safety and Health Administration (OSHA) Standards - Part 1910.20 – Access to Employee Exposure and Medical Records - Part 1910.134 – Respiratory Protection - Part 1926 – Safety and Health Regulations for Construction - Part 1926.21 – Safety Training and Education - Part 1926.59 – Hazard Communication - Part 1926.1101 – Asbestos  Title 40, Code of Federal Regulations, U.S. Environmental Protection Agency (EPA) Standards - Part 61, National Emissions Standard for Hazardous Subpart A Air Pollutants – General Provisions - Part 61, National Emission Standards for Hazardous Air - Subpart M Pollutants – National Emission Standard for Asbestos - Part 763 Subpart E – Asbestos – Containing Materials in Schools and Appendix C to Subpart E- Asbestos Model Accreditation PlanTitle 49, Code of Federal Regulations, U.S. Department of Transportation (DOT) Standards. - Part 171 Hazardous Substances - Part 172 Hazardous Materials Table and Hazardous Materials Communications - Part 173 Shippers – General Requirements  DSHS Texas Asbestos Health Protection Rules – Feb 2006
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Regulation and Compliance. 10.1 Each party warrants that it is and will remain duly authorised to carry out its functions under these Terms. 10.2 Each party shall in performing its functions under these Terms comply with all applicable laws, rules and regulations, including the provisions of the Data Protection Act in the UK or any other relevant jurisdiction and will comply with the anti-corruption legislation as defined in the Xxxxxxx Xxx 0000. 10.3 Each party shall, provided it is permitted by law or regulation to do so, notify the other party immediately it becomes aware of any breach on its part of any applicable laws or it becomes the subject of any formal investigation or disciplinary action by a regulatory authority, which in either case is material to these Terms.
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Regulation and Compliance. (i) As far as the Principal Seller is aware, the Pension Schemes are and have since their respective dates of commencement been in material compliance with, and managed and operated in accordance with, their terms and with all applicable laws, regulations and government taxation or funding requirements and each Group Company has complied with all its obligations in relation to the Pension Schemes, including laws related to the admission of part-time employees to membership of the Principal Seller’s UK DB Schemes (as defined in Schedule 7); (ii) There is in force in relation to the Reuters Hong Kong Retirement Scheme a valid ORSO registration certificate and a valid MPF exemption certificate; Back to Contents (iii) The UK Pension Schemes are exempt approved schemes within the meaning of Chapter I Part XIV of the Income and Corporation Taxes Xxx 0000. Members of the UK Pension Schemes are contracted-out of the State Earnings Related Pension Scheme; (iv) As far as the Principal Seller is aware, each of the US Plans which is intended to be a qualified plan has received a favourable determination letter from the IRS and such plan is so qualified under the US Code (or an application for such letter has been submitted to the IRS within the applicable remedial amendment period) or has been established pursuant to a prototype plan that has received a favourable opinion letter from the IRS.
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Regulation and Compliance a) Each party warrants that it is and will remain duly authorised to carry out its functions under this Agreement. b) Each party shall in performing its functions under this Agreement comply with all applicable laws, rules and regulations, including the provisions of the Data Protection Act in the UK or any other relevant jurisdiction and will comply with the anti corruption legislation as defined in the Xxxxxxx Xxx 0000. c) Each party shall, provided it is permitted by law or regulation to do so, notify the other party immediately it ceases to be authorised to carry out the activities contemplated by this agreement or becomes aware of any breach on its part of any applicable laws or it becomes the subject of any formal investigation or disciplinary action by a regulatory authority, which in either case is material to this agreement.
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Related to Regulation and Compliance

  • ERISA Information and Compliance The Obligors will promptly furnish and will cause the Subsidiaries and any ERISA Affiliate to promptly furnish to the Administrative Agent with sufficient copies to the Lenders (i) promptly after the filing thereof with the United States Secretary of Labor, the Internal Revenue Service or the PBGC, copies of each annual and other report with respect to each Plan or any trust created thereunder, (ii) immediately upon becoming aware of the occurrence of any ERISA Event or of any “prohibited transaction,” as described in section 406 of ERISA or in section 4975 of the Code, in connection with any Plan or any trust created thereunder, a written notice signed by a Responsible Officer specifying the nature thereof, what action the Obligors, the Subsidiary or the ERISA Affiliate is taking or proposes to take with respect thereto, and, when known, any action taken or proposed by the Internal Revenue Service, the Department of Labor or the PBGC with respect thereto, and (iii) immediately upon receipt thereof, copies of any notice of the PBGCs intention to terminate or to have a trustee appointed to administer any Plan. With respect to each Plan (other than a Multiemployer Plan), the Obligors will, and will cause each Subsidiary and ERISA Affiliate to, (i) satisfy in full and in a timely manner, without incurring any late payment or underpayment charge or penalty and without giving rise to any lien, all of the contribution and funding requirements of section 412 of the Code (determined without regard to subsections (d), (e), (f) and (k) thereof) and of section 302 of ERISA (determined without regard to sections 303, 304 and 306 of ERISA), and (ii) pay, or cause to be paid, to the PBGC in a timely manner, without incurring any late payment or underpayment charge or penalty, all premiums required pursuant to sections 4006 and 4007 of ERISA.

  • Monitoring and Compliance Every year during the term of this Agreement on the anniversary date of the effective date of the Agreement, the Restaurant shall provide to the United States a narrative report of the actions taken during the reporting period to remove any barriers to access and otherwise enhance accessibility for individuals with disabilities at the Restaurant and any plans for action concerning ADA compliance in the coming year. The report shall include as an exhibit copies of any complaint, whether formal or informal, received during the reporting period alleging that the Restaurant was not being operated in compliance with the ADA or otherwise discriminated against any person on account of disability. The Owner and Operator of the Restaurant shall cooperate in good faith with any and all reasonable requests by the United States for access to the Restaurant and for information and documents concerning the Restaurant's compliance with this Agreement and the ADA. The United States shall have the right to verify compliance with this Agreement and the ADA, both as set forth in this Agreement and through any means available to the general public, including visits to the public areas of the Restaurant and communications with Restaurant staff. The United States shall have the right to inspect the facility at any time, and counsel for the United States need not identify themselves in the course of visits to the public areas.

  • Compliance with Statutes, Regulations, Etc The Borrower will, and will cause each Subsidiary to, comply with all applicable laws, rules, regulations and orders applicable to it or its property, including all governmental approvals or authorizations required to conduct its business, and to maintain all such governmental approvals or authorizations in full force and effect, in each case except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.

  • Litigation and Compliance (a) There are no actions, suits, claims or proceedings, whether in equity or at law or, any Governmental investigations pending or, to the knowledge of VCP23, threatened: (i) against or affecting VCP23 or with respect to or affecting any asset or property owned, leased or used by VCP23; or (ii) which question or challenge the validity of this Agreement, or the Amalgamation or any action taken or to be taken pursuant to this Agreement, or the Amalgamation; except for actions, suits, claims or proceedings which would not, in the aggregate, have a Material Adverse Effect on VCP23 nor is VCP23 aware of any basis for any such action, suit, claim, proceeding or investigation . (b) VCP23 has conducted and is conducting its business in compliance with, and is not in default or violation under, and has not received notice asserting the existence of any default or violation under, any Law applicable to its business or operations, except for non-compliance, defaults and violations which would not, in the aggregate, have a Material Adverse Effect on VCP23. (c) Neither VCP23, nor any asset of VCP23 is subject to any judgment, order or decree entered in any lawsuit or proceeding which has had, or which is reasonably likely to have, a Material Adverse Effect on VCP23 or which is reasonably likely to prevent VCP23 from performing its obligations under this Agreement. (d) VCP23 has duly filed or made all reports and returns required to be filed by it with any Government and has obtained all permits, licenses, consents, approvals, certificates, registrations and authorizations (whether Governmental, regulatory or otherwise) which are required in connection with its business and operations, except where the failure to do so has not had and would not have a Material Adverse Effect on VCP23.

  • Documentation and compliance (a) The data importer shall promptly and adequately deal with enquiries from the data exporter that relate to the processing under these Clauses. (b) The Parties shall be able to demonstrate compliance with these Clauses. In particular, the data importer shall keep appropriate documentation on the processing activities carried out on behalf of the data exporter. (c) The data importer shall make available to the data exporter all information necessary to demonstrate compliance with the obligations set out in these Clauses and at the data exporter’s request, allow for and contribute to audits of the processing activities covered by these Clauses, at reasonable intervals or if there are indications of non-compliance. In deciding on a review or audit, the data exporter may take into account relevant certifications held by the data importer.

  • Regulation M Compliance The Company has not, and to its knowledge no one acting on its behalf has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or, paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any Person any compensation for soliciting another to purchase any other securities of the Company, other than, in the case of clauses (ii) and (iii), compensation paid to the Company’s placement agent in connection with the placement of the Securities.

  • Regulation AB Compliance If at any time the Custodian is not also serving as Servicer under the Servicing Agreement, the Custodian shall: (i) deliver to the Servicer on or before March 10 of each year, beginning March 10, 2012 (or, if such date is not a Business Day, the next succeeding Business Day), a report, dated as of December 31 of the preceding calendar year, of its assessment of compliance with the Servicing Criteria applicable to it with respect to such calendar year (or, in the case of the first year, since no later than the Closing Date), including disclosure of any material instance of non-compliance identified by the Custodian, as required by Rule 13a-18 and 15d-18 of the Exchange Act and Item 1122 of Regulation AB under the Securities Act, and (ii) cause a firm of registered public accountants that is qualified and independent within the meaning of Rule 2-01 of Regulation S-X under the Securities Act to deliver to the Servicer on or before March 15 (or, if such date is not a Business Day, the next succeeding Business Day) of each year, beginning March 15, 2012, an attestation report that satisfies the requirements of Rule 13a-18 or Rule 15d-18 under the Exchange Act, as applicable, of the assessment of compliance with Servicing Criteria with respect to the prior calendar year (or, in the case of the first year, since no later than the Closing Date). (iii) The reports under this Section 4(f) shall be delivered on or before April 15 (or, if such date is not a Business Day, the next succeeding Business Day) of each calendar year if the Issuing Entity is not required to file periodic reports under the Exchange Act or any other law, beginning April 15, 2013.

  • Compliance with Accessibility Standards All parties to this Agreement shall ensure that the plans for and the construction of all projects subject to this Agreement are in compliance with standards issued or approved by the Texas Department of Licensing and Regulation (TDLR) as meeting or consistent with minimum accessibility requirements of the Americans with Disabilities Act (P.L. 101-336) (ADA).

  • COMPLIANCE WITH STATUTES AND REGULATIONS a) Contractor warrants and certifies that in the performance of this Contract, it will comply with all applicable statutes, rules, regulations and orders of the United States and the State of California and agrees to indemnify the State against any loss, cost, damage or liability by reason of Contractor’s violation of this provision. b) If this Contract is in excess of $554,000, it is subject to the requirements of the World Trade Organization (WTO) Government Procurement Agreement (GPA).

  • Authority and Compliance Borrower has full power and authority to execute and deliver the Loan Documents and to incur and perform the obligations provided for therein, all of which have been duly authorized by all proper and necessary action of the appropriate governing body of Borrower. No consent or approval of any public authority or other third party is required as a condition to the validity of any Loan Document, and Borrower is in compliance with all laws and regulatory requirements to which it is subject.

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