Statement of Economic Interests - Form 700 Requirement Sample Clauses

Statement of Economic Interests - Form 700 Requirement. The contractor must comply with California state law and regulations regarding conflicts of interest. The Fair Political Practices Commission (“FPPC”) requires employees of the contractor who provide services to the County under this contract to complete an initial and annual Statement of Economic Interests (“Form 700”).
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Statement of Economic Interests - Form 700 Requirement. The contractor must comply with California state law and regulations regarding conflicts of interest. The Fair Political Practices Commission (“FPPC”) requires employees of the contractor who provide services to the County under this contract to complete an initial and annual Statement of Economic Interests (“Form 700”). 1. Responding to questions from the County, interpreting outstanding documents and agreements, federal tax law, regulations and agreements pertaining to County disclosure obligations, reviewing proposals generated by or submitted to the County, and providing other general or specific advice to the County, in each case as related to outstanding or proposed debt obligations of the County or a related entity. 2. Representing the County or related entity in connection with any agreement securing or otherwise related to debt obligations, validation action, reverse validation action, investment agreement, IRS audit, SEC inquiry, financial restructuring, workout, participant bankruptcy or similar matter. 3. Customary bond counsel and/or disclosure counsel and or tax counsel services in connection with particular financings of the County or a related entity, which may include, (i) consultation with representatives of the County, County Counsel, the County’s municipal advisor and underwriters and others, regarding proposed financing; (ii) preparation of certain documents to be approved, adopted or executed by the County; (iii) validation action if necessary; (iv) attendance at Public Finance Advisory Committee (“PFAC”), Board of Supervisors, and/or working group meetings; (v) coordination of bond closings; (vi) rendering customary legal opinions; and (vii) preparation of closing transcripts. 4. Provide legal services to the County on behalf of Capital Facilities Development Corporation (“Corporation”) in connection with the Corporation’s state law corporate compliance filings. Services include: a) One Time Filings: 1. Prepare and file Form 1024 with the Internal Revenue Services (“IRS”), with request for exemption from Filing Forms 990. 2. Prepare and file applicable form with the California Franchise Tax Board (“FTB”) for exemption from California corporate taxes. 3. Prepare and file registration with California Attorney General, to the extent Orrick determines it is required.
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Statement of Economic Interests - Form 700 Requirement. The contractor must comply with California state law and regulations regarding conflicts of interest. The Fair Political Practices Commission (“FPPC”) requires employees of the contractor who provide services to the County under this contract to complete an initial and annual Statement of Economic Interests (“Form 700”). 1. Assist the finance team including: County and Airport staff, County Counsel, Bond Counsel, Underwriter in structuring and executing legal financial transactions. 2. Participate in the review of all documents for authorization, issuance and sale/placement of the transaction. 3. Review and assist the Airport with preparation of cash flow forecast for refunding issues, addressing detail debt service requirements, sources and types of funding, and other analyses consistent with expected questions from rating and investor credit analysts. 4. Review appropriate taxable and tax-exempt market supply and demand variables in connection with transactions. 5. Assist County and financing team in securing ratings from Rating Agencies. 6. Monitor market conditions and provide recommendations regarding the timing of the transaction pricing. 7. Assist County with investor outreach calls and meetings with principal institutional investors. 8. Advise the Airport on Private Activity Bonds backed by Passenger Facility Charges (PFC), potential PFC eligible project funding, and preparation of new PFC application, as needed. 9. Advice the Airport on compliance with PFC regulations, guidelines and restrictions affecting the Airport revenue bond refunding. 10. Assist staff in planning and developing an annual financing plan including identifying short and long- term financing needs of the Airport, to provide flexibility for the Airport to time PFC and other revenue collections with debt service and redemption needs. 11. Advise the County/Airport staff with respect to financial structure, including the relative costs and benefits to the Airport on different types and appropriate mix of financing, terms and maturity schedules, sources of security (e.g. parity revenue bonds, PFCs, and others), and market timing. 12. Advise staff of matters relevant to the scope of work and transaction, prepare and present reports to County staff, Public Financing Advisory Committee and members of the Orange County Board of Supervisors, and assist with due diligence and disclosure processes. 13. Assist with the bond closing details, providing a follow-up analysis of the sale and fin...
Sample 1
Statement of Economic Interests - Form 700 Requirement. The contractor must comply with California state law and regulations regarding conflicts of interest. The Fair Political Practices Commission (“FPPC”) requires employees of the contractor who provide services to the County under this contract to complete an initial and annual Statement of Economic Interests (“Form 700”). 1. Legal review of the financing structure of the Bonds and Prior Bonds; 2. Consulting with County of Orange officials, the Office of County Counsel, the underwriter and the financial advisor concerning the timing, terms and structure of the financing plan relating to the Bonds; 3. Preparation and/or review of and advice to the County in connection with, any and all documents, agreements, resolutions, ordinances, instruments, to be used for the issuance and sale of the Bonds including, but not limited to, the resolution of the Board of Supervisors acting as the legislative body of the District approving certain matters in connection with the issuance of the Bonds and setting forth the terms and conditions thereof, the bond indenture, the purchase agreement for the Bonds, the escrow agreement pursuant to which certain outstanding Prior Bonds shall be redeemed, insurance policies and surety policies and related documents and certificates; 4. Review and advice to the County in connection with the preparation of the Preliminary Official Statement and the Official Statement for the Bonds (the "Official Statement") describing the issuance or refunding of the Airport Revenue Bonds, the bond purchase agreement relating to the Bonds and the related documents, agreements, resolutions, instruments and certificates; 5. Preparation, review and advice to the County in connection with the preparation of any ordinances, authorizing resolutions and other official actions to be taken by the County in connection with the issuance or refunding of the Airport Revenue Bonds; 6. Review and approve the agreements and certificates prepared by counsel to the underwriter to comply with any continuing disclosure requirements under the Securities and Exchange Commission Rule 15c2- 12, including any continuing disclosure agreement; 7. The rendering of written opinions relating to the issuance or refunding of the Airport Revenue Bonds as shall be acceptable to the County to the effect that the Bonds have been duly authorized and issued and constitute legally valid and binding obligations of the County enforceable in accordance with their terms, and expressing an approvi...
Sample 1

Related to Statement of Economic Interests - Form 700 Requirement

  • CERTIFICATION REGARDING USE OF CONTRACT FUNDS FOR LOBBYING This provision is applicable to all Federal-aid construction contracts and to all related subcontracts which exceed $100,000 (49 CFR 20). 1. The prospective participant certifies, by signing and submitting this bid or proposal, to the best of his or her knowledge and belief, that: a. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any Federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. b. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any Federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. 2. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by 31 U.S.C. 1352. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. 3. The prospective participant also agrees by submitting its bid or proposal that the participant shall require that the language of this certification be included in all lower tier subcontracts, which exceed $100,000 and that all such recipients shall certify and disclose accordingly. This provision is applicable to all Federal-aid projects funded under the Appalachian Regional Development Act of 1965. 1. During the performance of this contract, the contractor undertaking to do work which is, or reasonably may be, done as on-site work, shall give preference to qualified persons who regularly reside in the labor area as designated by the DOL wherein the contract work is situated, or the subregion, or the Appalachian counties of the State wherein the contract work is situated, except: a. To the extent that qualified persons regularly residing in the area are not available. b. For the reasonable needs of the contractor to employ supervisory or specially experienced personnel necessary to assure an efficient execution of the contract work. c. For the obligation of the contractor to offer employment to present or former employees as the result of a lawful collective bargaining contract, provided that the number of nonresident persons employed under this subparagraph (1c) shall not exceed 20 percent of the total number of employees employed by the contractor on the contract work, except as provided in subparagraph (4) below. 2. The contractor shall place a job order with the State Employment Service indicating (a) the classifications of the laborers, mechanics and other employees required to perform the contract work, (b) the number of employees required in each classification, (c) the date on which the participant estimates such employees will be required, and (d) any other pertinent information required by the State Employment Service to complete the job order form. The job order may be placed with the State Employment Service in writing or by telephone. If during the course of the contract work, the information submitted by the contractor in the original job order is substantially modified, the participant shall promptly notify the State Employment Service. 3. The contractor shall give full consideration to all qualified job applicants referred to him by the State Employment Service. The contractor is not required to grant employment to any job applicants who, in his opinion, are not qualified to perform the classification of work required. 4. If, within one week following the placing of a job order by the contractor with the State Employment Service, the State Employment Service is unable to refer any qualified job applicants to the contractor, or less than the number requested, the State Employment Service will forward a certificate to the contractor indicating the unavailability of applicants. Such certificate shall be made a part of the contractor's permanent project records. Upon receipt of this certificate, the contractor may employ persons who do not normally reside in the labor area to fill positions covered by the certificate, notwithstanding the provisions of subparagraph (1c) above. 5. The provisions of 23 CFR 633.207(e) allow the contracting agency to provide a contractual preference for the use of mineral resource materials native to the Appalachian region. 6. The contractor shall include the provisions of Sections 1 through 4 of this Attachment A in every subcontract for work which is, or reasonably may be, done as on-site work.

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