Confirmations and Reports. (1) The Transfer Agent shall furnish the following information to the Fund, or other party at the direction of the Fund pursuant to Proper Instructions, upon request:
Confirmations and Reports. 9.12.1. At the end of each trading day an e-mail notification shall be sent to the e-mail address that you have notified to us, informing you of the execution of the transactions carried out during the relevant trading day. This e-mail confirmation will include all relevant to the transactions details and will be in a format allowing you to save it in your computer/ mobile phone or print it. In addition the details of all Transactions that we execute on your behalf will be available via your online Account on the Trading Platform, which is updated online as each Transaction is executed.
Confirmations and Reports. With respect to your SPS Advantage Account(s), Sponsor will send you trade confirmations and a consolidated statement at least quarterly. Your Wrap Fee (which will include consolidated advisory fees, if applicable) will appear in the SPS Advantage Account transaction section of the consolidated statement.
Confirmations and Reports. The Company shall make available to the Portfolio Manager copies of all transaction confirmations and investment statements relating to the Assets, as well as any other reports relating to the Assets which the Portfolio Manager may request. Upon request, the Company shall provide the Portfolio Manager with accurate information with respect to the then-current Net Asset Value (as defined below in Section 7(b)) of the Assets, as well as such other information as the Portfolio Manager reasonably may request including, but not limited to, access to the books and records of the Company. Such information provided to the Portfolio Manager may be disclosed by the Portfolio Manager to such persons and authorities, for the purpose of satisfying its business obligations hereunder, fiduciary, reporting, filing or other obligations hereunder, or if the Company is requested to disclose such information by regulatory officials, or required by judicial process or regulatory action.
Confirmations and Reports. With respect to your Account(s), unless you direct otherwise, Sponsor will send you trade confirmations and consolidated statements at least quarterly. You may elect to waive the right to receive trade confirmations upon the completion of each transaction in your Program Account(s). If you make this election, Sponsor will, upon Sponsor’s approval of such election, send trade confirmations only to Envestnet and/or the Envestnet Manager and you will be able to view information regarding such transactions on the consolidated statements sent to you and on xxxxxxxxxx.xxx. Your Wrap Fee will not change as a result of this election and your decision to make this election is not a condition of entering into, or continuing participation in the Program. You may rescind this election at any time by providing Sponsor with a new written election. Your Wrap Fee (which will include consolidated advisory fee, if applicable) will appear in the Access Account transaction section of the consolidated statement.
Confirmations and Reports. First Clearing will send confirmations of transactions and periodic Account statements to you. You may waive your right to receive trade-by-trade confirmations. If you open an eligible Advisory Program Account when you sign this Agreement, your initials on the Signature Page or Program Features indicate that you desire to waive trade-by-trade confirmations and your understanding that waiving your right to receive confirmations is not a condition to entering/participating in an Advisory Program and will not result in a different fee. If you elect to waive your right to receive trade-by-trade confirmations, you will receive periodic statements. You may rescind your waiver at any time. A monitoring report will be provided to you annually and is also available to you on an ad hoc basis. You will review this material and report any discrepancies to us as soon as possible. This report will include a reminder to you to contact your financial professional if there are any changes in your financial situation or other information included in your Account Application and will disclose a method by which you may make such contact.
Confirmations and Reports. Sponsor will send you a trade confirmation after each trade and a consolidated statement at least quarterly. You may elect to waive the right to receive trade confirmations upon the completion of each trade in your Account. If you make this election, Xxxxxxx will, upon Xxxxxxx’s approval of such election, send trade confirmations only to the Investment Manager and you will be able to view information regarding such trades in the consolidated statements provided to you and on the secure site on xxxxxxxxxx.xxx. Your Wrap Fee will not change as a result of this election and your decision to make this election is not a condition of entering into, or continuing participation in, Active Portfolios investments. You may rescind this election at any time by providing Sponsor with a new written election. Your Wrap Fee (which includes consolidated advisory fees, if applicable) will appear in the Active Portfolios Account transaction section of the consolidated statement.
Confirmations and Reports. Client authorizes Brokers Financial to deliver all notices (required to be given under this Agreement or by law), documents, disclosures and communications via email or by other electronic means. Brokers Financial shall have complied with its delivery requirements upon the transmission of the documents, disclosure, notice or correspondence to the Client. Client will promptly notify Brokers Financial if such electronic address changes. Client retains the right to request information required to be provided by law in hardcopy and such request shall not be deemed a revocation of the authorization to receive information electronically.
Confirmations and Reports. Confirmation of trades will be made online as the trades are executed and should immediately be reflected in the Customer’s Trading Platform. Reports and all online position windows and statements of Accounts for Customer shall be deemed correct and shall be conclusive and binding upon Customer if not objected to by telephone immediately upon receipt and such objection is confirmed in writing within two (2) Business Days after the transmission to Customer or if the Company does not change the confirmed execution price and details. The Company reserves the right to change confirmed rates, prices or trade details of executed and confirmed deals if the Company determines the electronic or verbal price or details from that deal were executed in error. Margin Calls or trade corrections shall be conclusive and binding unless objected to immediately by telephone, fax or email. Conditions and other data as to conducting each trade shall be set forth in the confirmation sent to Customer electronically, and is evidence of the completed transaction. If for some reason Customer did not receive confirmation, including due to a computer bug, the transaction will not be void, and records made by Company in connection with this transaction will serve as indisputable evidence of conditions and other data of the transaction conducted. Transactions conducted on-line via the electronic trading platform will be confirmed on-line as the trade is executed, and transactions conducted over the telephone will be confirmed verbally as the trade is executed, on-line on the screen of the trading terminal and in the form of statements sent electronically to 24:00 hrs. (Server Time) of the day when the Transaction is executed. Statements will be sent to Customer monthly, electronically to Customer’s e-mail indicated by them when executing the Customer Agreement. Confirmations and changes per Customer’s account shall be deemed correct, and become final and binding for Customer upon expiration of 2 (two) Business Days after being sent to Customer electronically or via e-mail. Customer’s objections as to the information contained in confirma-tions, account statements, and other information having to do with Customer’s account shall be made in writing or in the form of an electronic document, and must contain sufficient information so that the issue or error could be detected. Customer understands and acknowledges that oral information provided by the Company to Customer regarding confirmat...
Confirmations and Reports. With respect to your discretionary Account(s), unless you direct otherwise as allowed by a Program, Sponsor will send you trade confirmations for each trade and a consolidated statement at least quarterly. You may elect to waive the right to receive trade confirmations upon the completion of each trade in your discretionary Account(s). If you make this election, Sponsor will, upon Xxxxxxx’s approval of such election, send trade confirmations only to the Investment Manager (where the Investment Manager is the discretionary manager over the assets in your Account(s)) and you will be able to view information regarding such trades in the monthly consolidated statements sent to you and available through xxxxxxxxxx.xxx. Your Asset-based Fee will not change as a result of this election and your decision to make this election is not a condition of entering into, or continuing participation in any Program. You may rescind this election at any time by providing Sponsor with a new election. It remains your responsibility to promptly review all trade confirmations and account statements, and to promptly notify your financial advisor and/or Sponsor of any questions or concerns you may have about the amount of trading activity, the type of securities traded in your Account, or the investment performance in your Account. Your Asset-based Fee (which includes the AFPS Fee, if applicable) will appear in the Account transaction section of the consolidated statement. On at least a quarterly basis, written notice will be sent through your Account statement or other means of written communication to confirm that your financial situation and investment objectives have not materially changed. For discretionary accounts, this written communication will also confirm that you wish to maintain the Reasonable Restrictions, if any, that you have placed on your Account. You agree to notify your financial advisor promptly of any changes to such information.
