Advisory Service. 8.1 In providing our services under this Agreement, for the purposes of Regulatory Requirements, we will treat you as a Retail Client unless we agree with you otherwise. Categorisation as a Retail Client affords you the highest degree of consumer protection under the Regulatory Requirements. However this does not mean that you will automatically be eligible to bring a claim under any investor compensation schemes or ombudsman service available.
8.2 As a retail client, you may have the right to elect to be re-categorised as a professional client (referred to as opting up). This right is available to private individual investors and other retail clients. We can only opt you up if certain criteria are met and certain procedures are followed. We must carry out an adequate assessment of your expertise, experience and knowledge to satisfy ourselves that you are capable of making investment decisions and understanding the risks involved. Professional clients typically have greater knowledge and experience of investing in financial markets and a higher appetite for risk and are given a lesser degree of consumer protection under Regulatory Requirements.
8.3 We will only accept a request to opt-up if we are permitted to do in accordance with the criteria in Regulatory Requirements (which require us to review your financial situation and your ability to bear the risk of a lesser degree of consumer protection).
8.4 We will consider any request on a case-by-case basis against the criteria set out in Regulatory Requirements. We will inform you of any limitations that such a re-categorisation will entail, together with the scope of that re-classification. If, following such a request, you are categorised as a professional client, you must keep us informed of any change in your financial circumstances which may affect your categorisation as a professional client. We will provide you with further details about the kind of information which may be relevant to your categorisation and which you will need to provide to us.
8.5 If we notify you that we will treat you as a professional client, you may request to be treated as a retail client either generally or in relation to one or more particular services or in relation to one or more transaction or product, but that may mean terminating the account you have with us.
a) We will evaluate your financial situation, investment objectives, risk profile, capacity for loss and knowledge and experience based on the information you pro...
Advisory Service. If you are designated as an advisory customer we accept responsibility for advising you as to the merits of any particular investment but not as to the suitability of an investment in relation to your individual circumstances, requirements and objectives. We may provide you with investment advice on your request. Advice from us will be based on the information supplied by you, which should be updated as necessary before we give you advice on a particular transaction. If you do not inform us of any investment or types of investments, which you do not wish us to recommend or purchase for you, we may recommend to you any investment. (However, under the rules of the FCA, we may recommend to you any investments which we have reasonable grounds for believing are suitable for you). We do not undertake discretionary management of your investments, any investment advice we give you is provided on the understanding that we do not accept responsibility on a continuing basis for advising on the composition of your portfolio. Any shares which are purchased on an advisory basis are subject to an equivalent advisory sale commission irrespective of whether the client chooses the time of sale (i.e. even if the sale is execution only).
Advisory Service. As a backup to the results obtained, a series of information leaflets have been generated with information about the various forms of LGMD for the patient and clinicians. Information material that was generated in conjunction with the patient charity is regularly reviewed and expanded into new areas. Advice is available on specific management and follow-up implications (which will be the responsibility of the referring clinician) and the genetic advice appropriate to the patient and other family members. Follow-up analysis of further at-risk relatives may also be indicated. This material is given to patients in clinic and/or to the referring clinician and any other clinicians involved in the care management of the patient. Gate keeping is according to clinical criteria and result of the muscle biopsy analysis. There are some exceptions (i.e. FKRP and LMNA gene), where analysis of the muscle biopsy may not be strictly necessary or even unhelpful, but for these genes we require the relevant clinical history to be provided in order to judge the relevance of the request. The service provider is engaging patients, public and patient groups in order to continuously improve the service, its design and what it offers. In this perspective, communication with public and patients group is pivotal. The provider or the service will work with NHS England to ensure sufficient considerations are given to communications. Here are listed some of the recent activities done by NHS England service for LGMDs towards public engagement, communication with patients and patients group:
Advisory Service. (i) supervise and manage all aspects of the Series operations;
(ii) provide the Series or obtain for each, and thereafter supervise, such executive, administrative, clerical and shareholder servicing services as are deemed advisable by the Board of Trustees;
(iii) arrange, but not pay for, the periodic updating of prospectuses and supplements thereto, proxy material, tax returns, reports to the Series shareholders and reports to and filings with the SEC and state Blue Sky authorities;
(iv) provide the Series with, or obtain for each, adequate office space and all necessary office equipment and services, including telephone service, heat, utilities, stationery supplies and similar items for the Series principal office;
(v) provide the Board of Trustees on a regular basis with financial reports and analyses on the Series operations and the operations of comparable investment companies;
(vi) obtain and evaluate pertinent information about significant developments and economic, statistical and financial data, domestic, foreign or otherwise, whether affecting the economy generally or the Series, and whether concerning the individual issuers whose securities are included in the Series or the activities in which they engage, or with respect to securities which the Adviser considers desirable for inclusion in the Series;
(vii) determine what issuers and securities shall be represented in the Series respective portfolios and regularly report them to the Board of Trustees;
(viii) formulate and implement continuing programs for the purchases and sales of the securities of such issuers and regularly report thereon to the Board of Trustees; and
(ix) take, on behalf of the Series, all actions which appear necessary to carry into effect such purchase and sale programs and supervisory functions as aforesaid, including the placing of orders for the purchase and sale of portfolio securities.
Advisory Service. We provide technical advice in good faith based on our research and experience. All data and information regarding the suitability and use of the products, as well as the protection of third- party rights, is not binding and therefore does not exempt the buyer from carrying out its own tests on the suitability of the products for the intended processes and purposes. No liability for advisory services will therefore be accepted unless that liability has been expressly stipulated in writing.
Advisory Service. For a period of three (3) years following the date ---------------- hereof, Xx. Xxxxxxxxxxx hereby agrees to serve on OIS' Scientific Advisory Board.
Advisory Service. You acknowledge and agree that immediately upon your Separation due to termination of your employment by the Company without Cause or your resignation of employment with the Company for Good Reason that (i) this Employment Agreement will terminate and (ii) you and the Company will immediately enter into the transitional advisory agreement and release of claims (the “Transitional Advisory Agreement and Release of Claims”) set forth on Annex A hereto.
Advisory Service. Maintain an ability to respond to day-to-day inquiries and requests for advisory service within five working days from the time of request.
Advisory Service. Executive shall serve as an advisor to the then Chief Executive Officer of the Company from the CEO Retirement Date through the Final Retirement Date. In such role, Executive shall be available, on reasonable terms and consistent with Executive’s other commitments, and as reasonably requested by the then Chief Executive Officer of the Company, to provide advice and business information to the then Chief Executive Officer of the Company in order to effectuate an orderly transition.
Advisory Service. 2.1 NCC shall provide a core health and safety advice service to Breckland which consists of:
(a) the provision of basic health and safety advice by email and telephone.
(b) the provision of advice on the safety aspects of building and refurbishment projects.
(c) collating and reviewing Breckland incident reports.
(d) making reports to HSE where incidents are statutorily reportable.
(e) undertaking incident investigations for reportable incidents up to a maximum of 3 a year and production of an investigation report excluding fatality investigations and visits out of office hours.
(f) undertaking one premise/area specific monitoring inspection per annum and the production of a findings report.
(g) reviewing up to 10 management risk assessments per annum on request and advising on adequacy. These must be sent to NCC in an electronic format.
(h) production of a basic annual management information report on a-g above
2.2 The Advice Service will operate on business days at the following times:
