Ongoing Reviews and Changes to Existing Investments. We will discuss the full range of our on-going services during our initial consultation. These services include, but are not limited to, providing you with: • structured reviews to give you peace of mind; • an assessment of your circumstances and any changes to your plans that are needed; • regular updates and information regarding your holdings; • a choice of differing levels of support depending on your needs; • ongoing support with correspondence and administration issues. Details of these different levels of services are contained in our Service Proposition and Engagement document. We will agree separately the level of on-going services at the time of, or prior to, making our recommendation(s) to you. Typically our costs range from 0.5% to 1% per annum and are based on the value of your investment(s) at each 12 month anniversary, and are paid pro-rata in arrears. This is subject to a minimum annual fee of £500. Therefore, if the value of your investment(s) totalled £50,000 or less and you opted for option 3 our yearly fees would be the minimum £500 which is 1%. The amount you pay will fluctuate with the value of your investment; if your investment increases in value the amount you pay us will also increase and if your investment falls in value the amount you pay us will reduce subject to the minimum shown above. Any change to the level of services throughout this agreement will result in pro-rata charge being applied The charges listed above can be deducted from your investments or paid directly by you. You should note that when paid though the investments it may reduce your personal tax thresholds and/or exemption levels. Where this happens we will discuss it with you and confirm it in your personal recommendation report. It should be noted that if you choose any of our ongoing management services they are subject to a minimum fee per annum. Transactional only £Nil Option 3 £500 Option 2 £750 Option 1 £1000 Example 1; if your investments are valued at £50,000 and you have selected Option 3 (0.5%) the ongoing management fee we would receive is £250. As this less than the minimum ongoing service fee we would charge you £250 as the balance.
Ongoing Reviews and Changes to Existing Investments. We will discuss the full range of our on-going services during our initial consultation. These services include, but are not limited to, providing you with: • structured reviews to give you peace of mind; • an assessment of your circumstances and any changes to your plans that are needed; • regular updates and information regarding your holdings; • a choice of differing levels of support depending on your needs; • ongoing support with correspondence and administration issues. Details of these different levels of services are contained in our Service Proposition and Engagement document. We will agree separately the level of on-going services at the time of, or prior to, making our recommendation(s) to you. Typically our costs range from 0.5% to 1% per annum and are based on the value of your investment(s) at each 12 month anniversary, and are paid pro-rata in arrears. Therefore, if the value of your investment(s) totalled £50,000 our yearly fees would range from £250 to £500. The amount you pay will fluctuate with the value of your investment; if your investment increases in value the amount you pay us will also increase and if your investment falls in value the amount you pay us will reduce. Any change to the level of services throughout this agreement will result in pro-rata charge being applied. The charges listed above can be deducted from your investments or paid directly by you. You should note that when paid though the investments it may reduce your personal tax thresholds and/or exemption levels. Where this happens we will discuss it with you and confirm it in your personal recommendation report. It should be noted that if you choose any of our ongoing management services they are subject to a minimum fee per annum. Transactional only £Nil Level 3 £150 Level 2 £750 Level 1 £1000 Example 1; if your investments are valued at £50,000 and you have selected Xxxxx 0 (0.5%) the ongoing management fee we would receive is £250. Example 2; if your investments are valued at £120,000 and you have selected Xxxxx 0 (0.75%) the ongoing management fee we would receive is £900. As this is equal to the minimum ongoing service fee no other charges would be applied. If you wish to pay directly you can spread the payment over a 12 month period we can arrange for a standing order to be set up on a monthly basis at 1/12 of the fee agreed. Should you decide to cancel our agreement to provide on-going services you must provide written confirmation of your decision and we wi...
Ongoing Reviews and Changes to Existing Investments. We will discuss the full range of our on‐going services during our initial consultation. These services include, but are not limited to, providing you with: structured reviews to give you peace of mind; an assessment of your circumstances and any changes to your plans that are needed; regular updates and information regarding your holdings; a choice of differing levels of support depending on your needs; ongoing support with correspondence and administration issues. Details of these different levels of services are contained in our Service Proposition and Engagement document. We will agree separately the level of on‐going services at the time of, or prior to, making our recommendation(s) to you. Typically our costs range from 0.5% to 0.95% per annum and are based on the value of your investment(s) at each 12 month anniversary, and are paid monthly/annually in arrears. It should be noted that if you choose any of our ongoing management services they are subject to a minimum fee per annum. Level 3 £500 Level 2 £800 Level 1 £950 Where we agree to provide ongoing services you can choose to cancel this at any time by providing us with written confirmation of your decision. Payments would then cease within 7 business days or after collection of any due proportion of any period charges if later. *The charges listed above can be deducted from your investments or paid directly by you*
Ongoing Reviews and Changes to Existing Investments. Xxxxxx Wealth Management LLP offers two types of service – transactional services and advisory services.
Ongoing Reviews and Changes to Existing Investments. The annual charge for providing on-going services in accordance with the term of the above agreement is approximately £xxx based on the total amount of £xxx that you have invested. As our charge is based on the value of your investment fund(s) this amount can go down as well as up in accordance with the value of these. I / We agree with the Adviser Charges above and wish to pay this directly / facilitate this through the policy(ies).
Ongoing Reviews and Changes to Existing Investments. We will discuss the full range of our on-going services during our initial consultation. These services include, but are not limited to, providing you with: • structured reviews to give you peace of mind; • assessment of your circumstances and any changes to your plans that are needed; • a choice of differing levels of support depending on your needs; • Ongoing support with correspondence and administration issues. Details of these different levels of services are contained in our Service Proposition and Engagement document. We will agree separately the level of on-going services at the time of, or prior to, making our recommendation(s) to you. Typically, our ongoing service cost is 0.75% to 1% per annum subject to a minimum fee of £500 per annum and are based on the value of your investment(s) at each 12 month anniversary, and are paid monthly/annually in advance. For the Transactional only service there is no ongoing fee. Where we agree to provide ongoing services you can choose to cancel this at any time by providing us with written confirmation of your decision. Payments would then cease within 7 business days or after collection of any due proportion of any period charges if later. *The charges listed above can be deducted from your investments or paid directly by you*
Ongoing Reviews and Changes to Existing Investments. We will discuss the full range of our on-going services during our initial consultation. These services include, but are not limited to, providing you with: structured reviews to give you peace of mind; an assessment of your circumstances and any changes to your plans that are needed; regular updates and information regarding your holdings; Ongoing support with correspondence and administration issues. Our fees for our ongoing management service as well as the services we provide are set out in the table overleaf: Annual Statement Access to our support team Professional expertise and governance embedded into our investment process Annual Valuations On-going Expert Support On-going access to your adviser Annual Review including: Review of objectives Review of Risk Profile Review of Asset Allocation (if required) Updates & Valuations The cost of our ongoing advice is based upon the value of your pension pot. You will be charged a fee of 0.75% of your total fund value annually, paid quarterly, unless you have opted not to use this service. Should you decide to cancel our agreement to provide on-going services you must provide written confirmation of your decision and we will cease payments for these services within 7 business days and after collection of any due proportion of any period charges.
Ongoing Reviews and Changes to Existing Investments. We will discuss the full range of our on-going services during our initial consultation. These services include, but are not limited to, providing you with: • Access to an investment adviser and our experienced admin team. • Meetings at our offices on request. • Important updates. • Access to drawdown services. • A choice of differing levels of support depending on your needs; • Ongoing support with correspondence and administration issues. Full details of these different levels of services are contained in our Ongoing Partnership Agreement. We will agree separately the level of on-going services at the time of, or prior to, making our recommendation(s) to you. Our fund management costs for our Partnership Clients are based on the value of your investment(s) and are paid pro-rata in arrears. All Investments (non-DFM) plus Drawdown (non-DFM PCLS only) Flat Fee 0.5% Drawdown – Income (non DFM) Up to £799,999 0.7% £800,000 - £999,999 0.6% £1million plus 0.5% SIPP & SSAS Flat Fee 0.5% *This is calculated as only being the funds managed by (with payment of an ongoing management fee) Broom Consultants Ltd. Our fund management costs for our Partnership Plus Clients are a maximum of 1% per annum to include access to DFM services and are based on the value of your investment(s) and are paid pro- rata in arrears. Up to £499,999 1.0% £500,000 - £599,999 0.9% £600,000 - £699.999 0.8% £700,000 - £799,999 0.7% £800,000 - £999,999 0.6% £1million plus 0.5% *This is calculated as only being the funds managed by (with payment of an ongoing management fee) Broom Consultants Ltd. Partnership Plus clients’ fees for any non-DFM investments will remain charged as per the charging structure of the partnership service level as given above. Where we agree to provide ongoing services, you can choose to cancel this at any time by providing us with written confirmation of your decision. Payments would then cease after collection of any due proportion of any period charges. Ongoing charges can be deducted from your investments or paid directly by you. We will discuss the options with you and confirm in your personal recommendation(s) report. A transactional only service is available for those clients who require no ongoing relationship and have only non-investment products. Similar to our investment services above, we will provide you with a personal and financial review prior to making our recommendation(s) to you. Should you accept our recommendation(s) we will arrange the implementa...
Ongoing Reviews and Changes to Existing Investments. We offer one service level. We can offer you an on-going service to ensure that recommended products remain suitable and relevant to your circumstances. Our charges relating to on-going services are as follows:- • 0.75% per annum based on the value of your investments. For example, based on assets of £50,000 we will charge £375. This amount will fluctuate as the fund values change over time and may increase or decrease year on year. This can either be paid by you directly, or by deduction from your investment. If you choose to pay your on-going fees by deduction from an investment, or other contract, providers will typically pay these fees to us monthly after the contract is in force. If you choose to pay your ongoing fees directly, we will invoice you by agreement. Our on-going services include, but are not limited to, providing you with: • Assessment of your circumstances and any changes to your plans that are needed; • Ongoing support with correspondence and administration issues. • We will provide you with telephone and email support as required • We will contact you every 12 months to provide a review of your current investments. Details of our services are contained in our Service Proposition & Engagement. Our charges are 0.75% per annum of the overall value of assets receiving an ongoing service. Should you decide to cancel our agreement to provide ongoing services you must provide written confirmation of your decision and we will cease payments for these services within 7 business days or after collection of any due proportion of any period charges.
Ongoing Reviews and Changes to Existing Investments. In order to act in your best interests, we will provide an ongoing service. Our on-going services include, but are not limited to, providing you with: • Assessment of your circumstances and any changes to your plans that are needed. • Ongoing support with correspondence and administration. • We will provide you with telephone and email support as required. • We will contact you every 12 months to provide a review of your current investments. More details of the ongoing services specific to you will be provided separately (see your Service and Payment (fee) agreement). A charge is payable for our ongoing services as described below. This charge relates to the ongoing administration and review of any plans, investments or policies arranged by us on your behalf. If any new work is undertaken or you ask us to review financial products not originally arranged by us a separate charge will be agreed before we commence work.
