Other Account Fees. Closed Account Fee (per closed account within a fund) $2.40 per year* 12b-1/Trail Commission Processing Fee (per open account within a 12b-1 fund) $1.20 per year* CDSC Processing Fee (per open account within a CDSC fund) $2.40 per year* Investor Processing™ Fee (per open account within a fund) $0.36 per year* Fiduciary Account Fee (per open & closed fiduciary account within a fund) $0.30 per year* NSCC Processing Fee (per fund) $1,500 per year* New Fund Implementation Fee (per Cusip) $1,650 per cusip New Fund Implementation Fee for "Rush Charge" (additional charge if notice of new fund is less than 30 days) $1,100 per cusip Activity Fees New Account Set-Up (excludes CACCT transactions) $4.00 each Manual Transactions (excludes UPRICE and CANCEL transactions) $0.925 each (includes CACCT and non-lockbox items) Lockbox Items (Clean Money Items) No Charge ListBill Items $7.50 per plan Shareholder/Dealer Correspondence™ $0.925 each Checkwriting Drafts Submitted for Payment $0.175 each Research Requests $1.50 each Audio Response Charges A monthly minimum audio response charge is applicable based on the schedule shown below. Any fund added to the service is subject to the same minimums being charged to the other funds in the complex at the time the funds are added. Year 3 Monthly Charge per Fund $100.00 Monthly Charge per Account $0.004 National Financial Data Services, Inc. Fee Information for Services As Plan, Transfer and Dividend Disbursing Agent for State Street Bank & Trust Co. The Xxxxxxx Group Effective October 1, 2004 Account Service Concession Annual Maintenance Fees (i.e. open account charges) will be reassessed on a yearly basis, contingent on annual revenue growth. Revenue growth is defined as the percentage increase in open accounts with assets from January 1 to December 31 of each calendar year. The growth rate that is realized each year will be the basis for reduced open account fees in the next year, discounting the number of accounts serviced in excess of the original base line. The discounted rate will improve as greater growth is achieved. The following table illustrates the impact of future growth on Xxxxxxx'x Maintenance Fees: Baseline-January 1, 2001: 200,754 accounts serviced* GROWTH ACHIEVED FROM JAN. 1, 2001-DEC. 31, 2002 IMPACT ON OPEN ACCOUNT FEES IN 2002 Incremental Account Growth* % Increase Flat Growth or Decline In Growth 0-5% Fee increased by 2.5% or CPI, whichever is less 10,037 -- 14,052 5.1-7% No Fee increase assessed 14,053 -- ...
Other Account Fees. The table below reflects the other fees to which your Account may be subject. The Board reserves the right to change or increase these fees and to impose additional fees in the future. Fee Amount Description Print and Paper Mail Delivery Fee $10 Deducted when you open an Account and select paper mail document delivery. This amount is pro-rated for the first year and then charged, in full, annually in January thereafter. Insufficient Funds Fee $20 Deducted from your Account each time a check or ACH contribution is returned or rejected due to insufficient funds. Outgoing Check Processing Fee $5 Deducted from your Account each time you request a withdrawal to be paid by check. MAKING WITHDRAWALS In General. Withdrawals may be made at any time and for any reason, but there may be How to Request a Withdrawal. You may request a withdrawal by accessing your Account at XxxXXXX.xx.xxx. adverse tax and government benefit consequences associated with Non-Qualified Withdrawals. Only the Beneficiary or an Authorized Legal Representative may direct withdrawals from an Account. When you request a withdrawal, you specify from which Investment Option(s) the withdrawal should be taken or if you would like the withdrawal to be taken proportionately from each of the Investment Options in which the Account is invested. If your Account does not have sufficient assets to satisfy the withdrawal request, your entire Account balance will be withdrawn. Contributions made by check or ACH will not be available for withdrawal for 10 Business Days. There will be a hold of 30 days on withdrawal requests when there is a change to the address in the Account record or a change of Legal Authorized Representative. No Recontribution of Withdrawals. Withdrawals cannot be refunded back into your Account, even if you requested the withdrawal by mistake. If you attempt to recontribute money that you previously withdrew, the recontribution will be treated as a new and separate contribution. The withdrawal will also be treated as a Non- Qualified Withdrawal, which would subject you to tax consequences and which may have adverse effects on your eligibility for means- tested benefits. Processing Withdrawal Requests. CalABLE will process withdrawals and other Account transaction requests (e.g., contributions, and transfers) at the Unit Value(s) of the applicable Investment Option(s) next determined after the transaction request is received by CalABLE in Good Order. More specifically, CalABLE will proce...
Other Account Fees. 12b-1 Fees $ 1.20 per Account AML Non-Networked Accounts $ .25 per Account AML Networked Accounts $ .15 per Account Closed Accounts $ 2.40 per Closed Account Fees are billable on a monthly basis at a rate of 1/12 of the annual fee. The monthly fee for an open account shall be charged in the month during which an account is opened through the month such account is closed.
Other Account Fees. Closed Account Fee (per closed account within a fund) $ 1.35 per year 12b-1 Processing Fee (per open account within a 12b-1 fund) $ 1.20 per year Activity Fees New Account Set-Up (Excludes GiftShares Fund) $4.00 each (Funds with less than 250 accounts are exempt from this charge) GiftShares Fund New Account Set-Up $10.00 each Fund Implementation Fee $1,500.00 per cusip Note: “Rush Charge” of $1,000 (in addition to Implementation Charge) will be invoked when notice of the fund is less than six weeks. Fiduciary Administration Fees Account Maintenance Fee (per account, paid by shareholder) $ 12.00 per year -Accounts established via Transfer of Assets will have their first year’s annual maintenance fee paid by The Royce Funds. -Any fiduciary account with an account value exceeding $20,000 at the time of the annual fiduciary sweep will be exempt from paying that year’s annual fee. Out-of-pocket Expenses Out-of-pocket expenses are billed as incurred and include, but are not limited to: costs associated with mileage calculations, mailing expenses (i.e., statements, stationery, checks, certificates, sales literature, printing, postage, etc.), telecommunication expenses, equipment and software expenses (client-site only), programming expenses (i.e., charges necessary to establish consolidated statement), microfiche, freight, ACH bank charges, and all other expenses incurred on the fund’s behalf. The Royce Funds National Financial Data Services By: _______________________________ By: _______________________________ Title: Director/Administrator Title: SRVP/COO Date: 4/24/01 Date: 3/9/01 AMENDMENT NO. 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENT NSCC Amendment This Amendment is made as of this 10th day of December, 1999 to the Transfer Agency and Service Agreement between Royce Capital Fund (the “Fund”) and State Street Bank and Trust Company (the “Bank”) dated as of December 31, 1996 (the “Agreement”).
Other Account Fees. All Accounts The following fees may apply to all Consumer and Commercial Checking, Money Market, and Savings Accounts: Account closing within 90 days of opening $20.00 ATM or Debit card replacement for lost or damaged cards $10.00 ATM Transaction Denied $0.50 at an ATM that we do not own. This fee is waived if the primary Account on the card is eligible to participate in the MoneyPass network. The debit card will bear a MoneyPass logo on the back. ATM Withdrawal, Transfer, or Inquiry Fee $2.50 at an ATM that we do not own. This fee is waived if the primary Account on the card is eligible to participate in the MoneyPass network. The debit card will bear a MoneyPass logo on the back. ATM Withdrawal, Transfer, or Inquiry Fee $2.50 at an ATM outside of the United States Cash deposit at Wal-Mart cashier or other merchant $4.95 per transaction Cashier’s Check $7.00 Collection Item-Incoming $20.00 Collection Item-Outgoing $20.00 Collection Item-Foreign $20.00 plus exchange Counter Checks $1.00 Excessive Reject Fee $1 per item Fee for Printed Checks Prices vary depending on style Foreign Currency Drafts Cost plus $5.00 Garnishment & Levy Processing $100.00 or state fee Inactivity Fee (Money Market & Savings Account excluded) $5.00 per month after 12 months of no client-initiated activity Dormant Account Fee $10.00 per month after 36 months of no client-initiated activity $75.00 fee to escheat the balance as Unclaimed Property Excessive withdrawal Fee – applies to Money Market Deposit Accounts $10 per withdrawal or transfer over 6 per statement cycle, maximum fee of $60 per monthly statement period. ls Withdrawals at our tellers and ATMs do not count towards the 6 per cycle limit IRA transfer fee (external outgoing) $25 effective 3/1/2022 Notary Fee $10.00 or state fee Overdraft Fee (Applies to checks, in-person withdrawals, ATM withdrawals, or transactions by other electronic means that result in either an overdraft or are returned because the item would create an overdraft if paid) $20.00 per item, Maximum charge $100.00 per single business day for any combination of Overdraft Fees and Returned Item Fees. If an item is presented multiple times, this fee will apply only the first time the item is presented for payment. You will not be charged an Overdraft Fee if your account had a positive balance at the time of initial approval but was subsequently overdrawn at the time of Final Settlement. Returned Item Fee (Applies to checks, in-person withdrawals, or transacti...
Other Account Fees. We will charge the following fees and other charges. A. Annual Fee. An Annual Fee of up to $40, as agreed upon by your Employer, will be charged to your Account during the first billing cycle and annually thereafter. The fee will be shown on the Billing Statement as Annual Fee. B.
Other Account Fees. 12b-1 Fees $ 1.20 per Account AML Non-Networked Accounts $ 0.40 per Account AML Networked Accounts $ 0.25 per Account Closed Accounts $ 2.00 per Closed Account Fiduciary Fee3 $ 2.00 per Account Fees are billable on a monthly basis at a rate of 1/12 of the annual fee. The monthly fee for an open account shall be charged in the month during which an account is opened through the month such account is closed. CUSIP/Base Fees: NSCC Processing Fee $1,500 per CUSIP Complex Base Fee $675,000 per year Compliance Plus Fee $50,000 per year Activity-Based Fees: New Account Set – Up $ 6.00 per item Manual Transactions $ 3.50 per item Listbill Transactions $ 7.50 per item Correspondence $ 7.00 per item Call Center/Customer Services Fee4 Annual Client Services Support Fee $300,000 per year Per Call Fee 0 through 40,000 calls $14.00 40,001 and above calls $12.00 Reimbursable Expense (Billed as Incurred) Reimbursable expenses include but are not limited to: confirmation and statement development and subsequent production and postage, AML/CIP, regulatory compliance, Compliance+, escheatment, excessive trade monitoring, NSCC, freight, postage, long distance telephone calls, records retention, customized programming/enhancements, federal wire fees, transcripts, microfiche, disaster recovery, hardware at the Funds’ or CIS’ facility, and telecommunications/network configuration, incoming/outgoing call usage, state tax reporting and lost shareholder search and tracking.
Other Account Fees. Closed Account Fee (per closed account within a fund) $ 1.35/year 12b-1 Processing Fee (per open account within a 12b-1 fund) $ 1.20/year Investor Fees (per linked account within the investor product) $ 1.00/year CDSC (per account) $ .96/year PAF/SHARELOT (per account) Year 1 $ .50/year Year 2 $ .75/year Thereafter $ .96/year Short Term Trader (per account) $ .24/year Foreign Shareholder (per foreign shareholder within a fund) $ 0.05/year Anti-Money Laundering (per non-networked level 3 accounts) $ 0.25/year Activity Fees: New Account Set Up (Funds with less than 250 accounts are exempt) $ 4.00 each New Account Set Up (GiftShares Only) $ 10.00 each TPA Relationship (per cusip) $ 125.00 each Fund Implementation Fee: $ 1,650.00/cusip Note: New Fund Implementation “Rush Charge”of $1,000 (in addition to Implementation Charge) will be invoked when notice of the new fund is less than six weeks. Fiduciary Administration Fee: Account Maintenance Fee (per account, paid by shareholder) $ 12.00/year
Other Account Fees. Closed Account Fee (per closed account within a fund) $ 1.35/year 12b-1 Processing Fee (per open account within a 12b-1 fund) $ 1.20/year Investor Fees (per linked account within the investor product) $ 1.00/year CDSC (per account) $ .96/year PAF/SHARELOT (per account) Year 1 $ .50/year Year 2 $ .75/year Thereafter $ .96/year Short Term Trader ( per account) $ .24/year Foreign Shareholder (per foreign shareholder within a fund) $ 0.05/year Anti-Money Laundering (per non-networked level 3 accounts) $ 0.25/year Activity Fees: New Account Set Up (Funds with less than 250 accounts are exempt) $ 4.00 each New Account Set Up (Giftshares Only) $ 10.00 each TPA Relationship (per cusip) FEE SCHEDULE Effective Date: July 1, 2004 through June 30, 2007 (continued) Fund Implementation Fee: $1,650.00/cusip Note: New Fund Implementation “Rush Charge” of $1,000 (in addition to Implementation Charge) will be invoked when notice of the new fund is less than six weeks. Fiduciary Administration Fee: Account Maintenance Fee (per account, paid by shareholder) $12.00/year All fiduciary account maintenance fees for accounts established via transfer of assets will be payable in the first year by The Royce Fund, rather than the shareholder. All fiduciary accounts in excess of $20,000 at the time of the annual fiduciary sweep are exempt from annual fiduciary account maintenance fees. Out-of-pocket Expenses: Out-of-pocket expenses are hilled as incurred and include, but are not limited to: costs associated with mileage calculations, mailing expenses (i.e., statements, stationery, checks, certificates, sales literature, printing, postage, etc.), automated telephone servicing charges, telecommunication expenses, equipment and software expenses (client-site only), programming expenses (i.e., charges necessary to establish consolidated statement), microfiche (Cool per account of $.28 Year 1 and $.26 thereafter), freight, ACH bank charges, all related bank charges, document storage and all other expenses incurred on the Fund’s behalf.
