Breakpoints. Rights of Accumulation (ROA) • The applicable sales charge on a purchase of Class A units is determined by taking into account all classes of the 529 Plan held by the account owner or in an account grouped by Xxxxxx Xxxxx with other accounts for the purpose of providing certain pricing considerations ("pricing groups"). This includes all units held on the Xxxxxx Xxxxx platform and/or held on another platform. The inclusion of eligible 529 Plan assets in the rights of accumulation calculation is dependent on the account owner notifying his or her financial advisor of such assets at the time of calculation. • ROA is determined by calculating the higher of cost or market value (current shares x NAV). Sales Charge Waivers Sales charges are waived for the following account owners and in the following situations: • Associates of Xxxxxx Xxxxx and its affiliates and their family members who are in the same pricing group (as determined by Xxxxxx Xxxxx under its policies and procedures) as the associate. This waiver will continue for the remainder of the associate's life if the associate retires from Xxxxxx Xxxxx in good-standing. • Units purchased in an Xxxxxx Xxxxx fee-based program. • Units purchased from the proceeds of redeemed units of the same 529 Plan so long as the following conditions are met: 1) the proceeds are from the sale of units within 60 days of the purchase; and 2) the sale and purchase are made in the same Option and the same account or the purchase is made in an individual account. • Units exchanged into class A shares from another class so long as the exchange is into the same Option and was initiated at the discretion of Xxxxxx Xxxxx. Xxxxxx Xxxxx is responsible for any remaining CDSC due to the 529 Plan, if applicable. Any future purchases are subject to the applicable sales charge as disclosed in the Program Description. • Exchanges from class C shares to class A shares of the same 529 Plan, generally, in the 84th month following the anniversary of the purchase date or earlier at the discretion of Xxxxxx Xxxxx. Contingent Deferred Sales Charge (CDSC) Waivers If the account owner purchases units that are subject to a CDSC and those units are redeemed before the CDSC is expired, the account owner is responsible to pay the CDSC except in the following conditions: • The death or disability of the account owner. • Systematic withdrawals with up to 10% per year of the account value. • Units sold to pay Xxxxxx Xxxxx fees or costs in such cases wher...
Breakpoints. 2014 $ 484,276 2015 $2,477,452# 2016 $4,608,413* 2017 $4,818,146** 2018 $4,654,206 2019 $4,483,257 2020 $4,323,002 2021 $4,170,944 2022 $4,023,029 # Represents the “validated” 2015 Annual Percentage Rent Breakpoint, i.e. a Rent Validation has occurred pursuant to Section 3.2(c) of the ERCOT Transmission Lease and, as part of this Rent Validation, the 2015 Annual Percentage Rent Breakpoint has been restated. The 2015 Annual Percentage Rent Breakpoint included in the Fourth Amended Supplement was $2,219,582. * The 2016 Annual Percentage Rent Breakpoint reflects the assumptions set forth above regarding the timing of the first 2016 Regulatory Order and the second 2016 Regulatory Order, as well as the amount of First 2016 CapEx and Second 2016 CapEx. ** The 2017 Annual Percentage Rent Breakpoint reflects the assumptions set forth above regarding the timing of the first 2016 Regulatory Order, the second 2016 Regulatory Order, and the first 2017 Regulatory Order, as well as the amount of First 2016 CapEx, Second 2016 CapEx, and 2016 Stub-Year CapEx. Revenues Attributable to Lessee CapEx: 2014 $ 0 2015 $ 0 2016 $ 0 2017 $ 0 2018 $ 0 2019 $ 0 2020 $ 0 2021 $ 0 2022 $ 0 ERCOT Transmission Lease Validation Payment: As a result of the validation described above, pursuant to Section 3.2(c) of the ERCOT Transmission Lease, Lessee will pay Lessor $167,358 within 30 days following execution hereof of which $257,870 is attributable to the validation of Base Rent and $(90,512) is attributable to the validation of Percentage Rent. ERCOT Transmission Rate Allocation: before October 3, 2014: 0% between October 3, 2014 and March 31, 2015: 2.1% between April 1, 2015 and October 31, 2015: 2.1% between November 1, 2015 and June 1, 2016: 3.6% between June 1, 2016 and October 1, 2016: 4.5% starting October 1, 2016: 4.5% Term of Rent Supplement: Expires 12/31/22 ERCOT Transmission Lease The Parties have executed this Fifth Amended Supplement to the ERCOT Transmission Lease as of the date set forth above. SHARYLAND UTILITIES, L.P. By: /s/ Gxxx Xxxxx Name: Gxxx Xxxxx Chief Financial Officer SHARYLAND DISTRIBUTION & TRANSMISSION SERVICES, L.L.C. By: /s/ Bxxxx Xxxxxxx Name: Bxxxx Xxxxxxx Chief Financial Officer
Breakpoints. Breakpoint pricing, otherwise known as volume pricing, will be at dollar thresholds as described in the 529 Plan Description. Rights of Accumulation (ROA) The applicable sales charge on a purchase of Class A units is determined by taking into account all classes of the 529 Plans where Voya serves as the primary distributor and Voya funds (except certain money market funds and any assets held in group retirement plans) held by the account owner or in an account grouped by Xxxxxx Xxxxx with other accounts for the purpose of providing certain pricing considerations ("pricing groups"). This includes all units held on the Xxxxxx Xxxxx platform and/or held on another platform. The inclusion of eligible assets in the ROA calculation is dependent on the account owner notifying Xxxxxx Xxxxx of such assets at the time of calculation. Money market funds are included only if such shares were sold with a sales charge at the time of purchase or acquired in exchange for shares purchased with a sales charge. ROA is determined by calculating the higher of cost minus redemptions or market value (current units x NAV). Letter of Intent ("LOI") Through a LOI, account owners can receive the sales charge and breakpoint discounts for purchases account owners intend to make over a 13-month period from the date Xxxxxx Xxxxx receives the LOI. The LOI is determined by calculating the higher of cost or market value of qualifying holdings at LOI initiation in combination with the value that the account owner intends to buy over a 13-month period to calculate the front-end sales charge and any breakpoint discounts. Each purchase the account owner makes during that 13-month period will receive the sales charge and breakpoint discount that applies to the total amount. The inclusion of eligible fund family assets in the LOI calculation is dependent on the account owner notifying Xxxxxx Xxxxx of such assets at the time of calculation. Purchases made before the LOI is received by Xxxxxx Xxxxx are not adjusted under the LOI and will not reduce the sales charge previously paid. Sales charges will be adjusted if LOI is not met. Sales Charge Waivers Sales charges are waived for the following account owners and in the following situations: Associates of Xxxxxx Xxxxx and its affiliates and their family members who are in the same pricing group (as determined by Xxxxxx Xxxxx under its policies and procedures) as the associate. This waiver will continue for the remainder of the associate's...
Breakpoints. Sub-Advisory Rate International Equity Fund $0-200M >$200M 0.35% 0.25% The foregoing fee schedule shall remain in effect until changed in writing by the parties. WXXXX FARGO FUNDS TRUST on behalf of the Funds By: /s/ C. Dxxxx Xxxxxxx C. Dxxxx Xxxxxxx Secretary WXXXX FARGO FUNDS MANAGEMENT, LLC By: /s/ Axxxxx Xxxx Axxxxx Xxxx Senior Vice President LSV ASSET MANAGEMENT By: /s/ Txxxxxxx Xxxxxxxx Txxxxxxx Xxxxxxxx Partner and Chief Operating Officer
Breakpoints. Domestic Funds (Includes all Allianz Funds not listed under “Global Funds” or “International Funds” below): The total administrative fee rate for each class of shares of each Fund shall be reduced according to the following schedule, each based on such Fund’s aggregate average daily net assets: by 0.025% per annum on assets in excess of $1 billion, by an additional 0.025% per annum on assets in excess of $2.5 billion, by an additional 0.025% per annum on assets in excess of $5 billion and by an additional 0.025% per annum on assets in excess of $7.5 billion. To the extent any such reduction in the fee rate applies, the dollar amount of the fee reduction with respect to each share class is calculated and applied on a pro rata basis by reference to the percentage of the Fund’s average daily net assets attributable to that class. Global Funds (AllianzGI Global Natural Resources and AllianzGI Global Small-Cap Funds): The total administrative fee rate for each class of shares of each Fund shall be reduced according to the following schedule, each based on such Fund’s aggregate average daily net assets: by 0.025% per annum on assets in excess of $500 million, by an additional 0.025% per annum on assets in excess of $1 billion, by an additional 0.025% per annum on assets in excess of $2.5 billion, by an additional 0.025% per annum on assets in excess of $5 billion and by an additional 0.025% per annum on assets in excess of $7.5 billion. To the extent any such reduction in the fee rate applies, the dollar amount of the fee reduction with respect to each share class is calculated and applied on a pro rata basis by reference to the percentage of the Fund’s average daily net assets attributable to that class. International Funds (AllianzGI Emerging Markets Opportunities and AllianzGI NFJ International Value Funds): The total administrative fee rate for each class of shares of each Fund shall be reduced according to the following schedule, each based on such Fund’s aggregate average daily net assets: by 0.025% per annum on assets in excess of $250 million, by an additional 0.025% per annum on assets in excess of $500 million, by an additional 0.025% per annum on assets in excess of $1 billion, by an additional 0.025% per annum on assets in excess of $2.5 billion, by an additional 0.025% per annum on assets in excess of $5 billion and by an additional 0.025% per annum on assets in excess of $7.5 billion. To the extent any such reduction in the fee rate applies, the do...
Breakpoints. Sub-Advisory Rate International Equity Fund $0-150M $150M-500M $500M-750M $750M-1B >$1B 0.35% 0.40% 0.35% 0.325% 0.30% The foregoing fee schedule shall remain in effect until changed in writing by the parties. XXXXX FARGO FUNDS TRUST on behalf of the Funds By: /s/ C. Xxxxx Xxxxxxx C. Xxxxx Xxxxxxx Secretary XXXXX FARGO FUNDS MANAGEMENT, LLC By: /s/ Xxxxxx Xxxx Xxxxxx Xxxx Senior Vice President LSV ASSET MANAGEMENT By: /s/ Xxxxxxxx Xxxxxxxx Xxxxxxxx Xxxxxxxx Partner and Chief Operating Officer
Breakpoints. $150 Million $300 Million $350 Million $450 Million $500 Million $750 Million First $150 to $300 to $350 to $450 to $500 to $750 to $1 Million Million Million Million Million Million Billion ------- ------- ------- ------- ------- ------- ------- Alliance Common Stock 0.325% 0.325% 0.325% 0.340% 0.340% 0.340% 0.305% Alliance Conservative Investors 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% 0.280% Alliance Equity Index 0.050% 0.050% 0.050% 0.050% 0.050% 0.050% 0.050% Alliance Global 0.600% 0.500% 0.400% 0.400% 0.400% 0.350% 0.350% Alliance Growth and Income 0.350% 0.350% 0.350% 0.350% 0.300% 0.300% 0.300% Alliance Growth Investors 0.380% 0.380% 0.380% 0.380% 0.380% 0.380% 0.380% Alliance High Yield 0.380% 0.380% 0.380% 0.380% 0.380% 0.380% 0.355% Alliance Intermediate Gov't 0.280% 0.280% 0.280% 0.280% 0.280% 0.280% 0.255% Alliance International 0.650% 0.550% 0.450% 0.450% 0.450% 0.400% 0.400% Alliance Money Market 0.130% 0.130% 0.130% 0.130% 0.130% 0.130% 0.105% Alliance Quality Bond 0.305% 0.305% 0.305% 0.305% 0.305% 0.305% 0.280% Alliance Small Cap Growth 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% EQ/Alliance Aggressive* 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% EQ/Alliance Balanced* 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% 0.280% EQ/Alliance Premier Growth Portfolio 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% First $500 Million Next $500 Million Over $1 Billion ------------------ ----------------- --------------- EQ/Alliance Technology Portfolio 0.650% 0.570% 0.525% First $500 Million Over $500 Million ------------------ ----------------- EQ/Bernstein Diversified Value Portfolio 0.350% 0.300% ------------------- *Fee to be paid with respect to this Portfolio shall be based only on the portion of the Portfolio's average daily net assets advised by the Adviser, which may be referred to as the "Alliance Allocated Portion". APPENDIX A (CONTINUED) TO AMENDMENT NO. 3 TO INVESTMENT ADVISORY AGREEMENT BREAKPOINTS ---------------------------------------------------------------------------------------------------------- $1 Billion 1.5 Billion 2 Billion 2.5 Billion 5 Billion Over to $1.5 to $2.0 to $2.5 to $5 to $10 $10 Billion Billion Billion Billion Billion Billion ------- ------- ------- ------- ------- ------- Alliance Common Stock 0.305% 0.255% 0.255% 0.235% 0.225% 0.225% Alliance Conservative Investors 0.280% 0.230% 0.230% 0.205% 0.180% 0.180% Alliance Equity Index 0.050% 0.050% 0.050% 0.050% 0.050% 0.050% Alliance Global 0.350% 0.350% 0.350...
Breakpoints. 2013 $21,758,233 2014 $67,335,947 2015 $68,524,342 2016 $66,109,550 2017 $64,404,829# 2018 $68,832,414* 2019 $73,106,965** 2020 $71,266,440** # Represents the “validated” 2017 Annual Percentage Rent Breakpoint, i.e. a Rent Validation has occurred pursuant to Section 3.3 of the CREZ Lease, and, as part of this Rent Validation, the 2017 Annual Percentage Rent Breakpoint has been restated. The 2017 Annual Percentage Rent Breakpoint included in the Twelfth Amended Supplement was $63,906,713. * The 2018 Annual Percentage Rent Breakpoint reflects the assumptions set forth above regarding the timing of the first 2018 Regulatory Order and the second 2018 Regulatory Order, as well as the amount of First 2018 CapEx and Second 2018 CapEx. ** The 2019 and 2020 Annual Percentage Rent Breakpoints reflect the same assumptions as the 2018 Annual Percentage Rent Breakpoint, in addition to the assumptions set forth above regarding the timing of the first 2019 Regulatory Order, as well as the amount of 2018 Stub-Year CapEx. 4CREZ Lease Revenues Attributable to Lessee CapEx: 2013 $0 2014 $0 2015 $0 2016 $0 2017 $0 2018 $0 Validation Payment: As a result of the validation described above, pursuant to Section 3.3 of the CREZ Lease, Lessee will pay Lessor $413,490, within 30 days following execution hereof, of which $472,886 is attributable to validated Base Rent and $(59,396) is attributable to the validation of Percentage Rent. TCOS Allocation: between June 20, 2013 and October 17, 2013: 65.3% between October 17, 2013 and February 25, 2014: 84.8% between February 25, 2014 and May 1, 2014: 83.3% between May 1, 2014 and October 3, 2014: 80.9% between October 3, 2014 and March 31, 2015: 75.8% between April 1, 2015 and October 31, 2015: 72.7% between November 1, 2015 and June 13, 2016: 65.6% between June 14, 2016 and September 22, 2016: 56.8% between September 23, 2016 and April 13, 2017: 49.0% between April 14, 2017 and October 25, 2017: 46.5% between October 26, 2017 and November 9, 2017: 46.3% between November 10, 2017 and May 31, 2018: 36.3% between June 1, 2018 and August 31, 2018: 35.8% starting September 1, 2018: 37.2% Allocated Other Revenue: None Term of Rent Supplement: Expires 12/31/20 The Parties have executed this Thirteenth Amended Supplement to the CREZ Lease as of the date set forth above. SHARYLAND UTILITIES, L.P. By: /s/ Xxxx Xxxxx Name: Xxxx Xxxxx Title: Chief Financial Officer SHARYLAND DISTRIBUTION & TRANSMISSION SERVICES, L.L.C. By: /s/ Xxxxx Xxxxxxx Name: Xx...
Breakpoints. Sub-Advisory Rate International Equity Fund $0-50M $50-550M >$550M 0.35% 0.29% 0.20% The foregoing fee schedule shall remain in effect until changed in writing by the parties. XXXXX FARGO FUNDS TRUST on behalf of the Fund By: /s/ Xxxxx Xxxxxxx C. Xxxxx Xxxxxxx Secretary XXXXX FARGO FUNDS MANAGEMENT, LLC By: /s/ Xxxxxx Xxxx Xxxxxx Xxxx Senior Vice President NEW STAR INSTITUTIONAL MANAGERS LIMITED By: /s/ Xxxxx Xxxxx Xxxx Xxxxx Director
Breakpoints. |---------| --------- 7/1/94 - 6/30/97 7% OVER 434,571 BASIC RENT | 66.00 | 2,788.50 7/1/97 - 5/31/00 7% OVER 478,029 CAM | 9.30 | 392.93 RE TAX | 2.00 | 84.50 P.PD % RENT | | INS. | | MEDIA FUND | 2.13 | 90.00 PROMO FUND | 5.80 | 244.89 MISC. | | ELEC. | | ELEC. PLANT | | HVAC | 2.86 | 120.81 HVAC PLANT | | TRASH | | VLCW EQUIP | | VLCW M&R | | |---------| --------- | 88.09 | 3,721.63 |---------|
