Breakpoints. Sub-Advisory Rate
Breakpoints. Rights of Accumulation (ROA) • The applicable sales charge on a purchase of Class A units is determined by taking into account all classes of the 529 Plan held by the account owner or in an account grouped by Xxxxxx Xxxxx with other accounts for the purpose of providing certain pricing considerations ("pricing groups"). This includes all units held on the Xxxxxx Xxxxx platform and/or held on another platform. The inclusion of eligible 529 Plan assets in the rights of accumulation calculation is dependent on the account owner notifying his or her financial advisor of such assets at the time of calculation. • ROA is determined by calculating the higher of cost or market value (current shares x NAV). Sales Charge Waivers Sales charges are waived for the following account owners and in the following situations: • Associates of Xxxxxx Xxxxx and its affiliates and their family members who are in the same pricing group (as determined by Xxxxxx Xxxxx under its policies and procedures) as the associate. This waiver will continue for the remainder of the associate's life if the associate retires from Xxxxxx Xxxxx in good-standing. • Units purchased in an Xxxxxx Xxxxx fee-based program. • Units purchased from the proceeds of redeemed units of the same 529 Plan so long as the following conditions are met: 1) the proceeds are from the sale of units within 60 days of the purchase; and 2) the sale and purchase are made in the same Option and the same account or the purchase is made in an individual account. • Units exchanged into class A shares from another class so long as the exchange is into the same Option and was initiated at the discretion of Xxxxxx Xxxxx. Xxxxxx Xxxxx is responsible for any remaining CDSC due to the 529 Plan, if applicable. Any future purchases are subject to the applicable sales charge as disclosed in the Program Description. • Exchanges from class C shares to class A shares of the same 529 Plan, generally, in the 84th month following the anniversary of the purchase date or earlier at the discretion of Xxxxxx Xxxxx. Contingent Deferred Sales Charge (CDSC) Waivers If the account owner purchases units that are subject to a CDSC and those units are redeemed before the CDSC is expired, the account owner is responsible to pay the CDSC except in the following conditions: • The death or disability of the account owner. • Systematic withdrawals with up to 10% per year of the account value. • Units sold to pay Xxxxxx Xxxxx fees or costs in such cases wher...
Breakpoints. 2013 $21,758,233
Breakpoints. $150 Million $300 Million $400 Million $450 Million $500 Million First $150 to to to to to Million $300 Million $350 Million $450 Million $500 Million $750 Million ----------- -------------- ------------ ------------ ------------ ------------ Alliance Common Stock 0.325% 0.325% 0.325% 0.340% 0.340% 0.340% Alliance Conservative Investors 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% Alliance Equity Index 0.050% 0.050% 0.050% 0.050% 0.050% 0.050% Alliance Global 0.600% 0.500% 0.400% 0.400% 0.400% 0.350% Alliance Growth and Income 0.350% 0.350% 0.350% 0.350% 0.300% 0.300% Alliance Growth Investors 0.380% 0.380% 0.380% 0.380% 0.380% 0.380% Alliance High Yield 0.380% 0.380% 0.380% 0.380% 0.380% 0.380% Alliance Intermediate Gov't 0.280% 0.280% 0.280% 0.280% 0.280% 0.280% Alliance International 0.650% 0.550% 0.450% 0.450% 0.450% 0.400% Alliance Money Market 0.130% 0.130% 0.130% 0.130% 0.130% 0.130% Alliance Quality Bond 0.305% 0.305% 0.305% 0.305% 0.305% 0.305% Alliance Small Cap Growth 0.500% 0.500% 0.500% 0.500% 0.500% 0.500% EQ/Alliance Aggressive* 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% EQ/Alliance Balanced* 0.300% 0.300% 0.300% 0.300% 0.300% 0.300% EQ/Alliance Premier Growth Portfolio 0.500% 0.500% 0.500% 0.500% 0.500% 0.500%
Breakpoints. Breakpoint pricing, otherwise known as volume pricing, will be at dollar thresholds as described in the 529 Plan Description. Rights of Accumulation (ROA) • The applicable sales charge on a purchase of Class A units is determined by taking into account all classes of the 529 Plans where Voya serves as the primary distributor and Voya funds (except certain money market funds and any assets held in group retirement plans) held by the account owner or in an account grouped by Xxxxxx Xxxxx with other accounts for the purpose of providing certain pricing considerations ("pricing groups"). This includes all units held on the Xxxxxx Xxxxx platform and/or held on another platform. The inclusion of eligible assets in the ROA calculation is dependent on the account owner notifying Xxxxxx Xxxxx of such assets at the time of calculation. Money market funds are included only if such shares were sold with a sales charge at the time of purchase or acquired in exchange for shares purchased with a sales charge. • ROA is determined by calculating the higher of cost minus redemptions or market value (current units x NAV). Letter of Intent ("LOI") • Through a LOI, account owners can receive the sales charge and breakpoint discounts for purchases account owner intend to make over a 13-month period from the date Xxxxxx Xxxxx receives the LOI. The LOI is determined by calculating the higher of cost or market value of qualifying holdings at LOI initiation in combination with the value that the account owner intends to buy over a 13-month period to calculate the front-end sales charge and any breakpoint discounts. Each purchase the account owner makes during that 13-month period will receive the sales charge and breakpoint discount that applies to the total amount. The inclusion of eligible fund family assets in the LOI calculation is dependent on the account owner notifying Xxxxxx Xxxxx of such assets at the time of calculation. Purchases made before the LOI is received by Xxxxxx Xxxxx are not adjusted under the LOI and will not reduce the sales charge previously paid. Sales charges will be adjusted if LOI is not met. Sales Charge Waivers Sales charges are waived for the following account owners and in the following situations: • Associates of Xxxxxx Xxxxx and its affiliates and their family members who are in the same pricing group (as determined by Xxxxxx Xxxxx under its policies and procedures) as the associate. This waiver will continue for the remainder of the associate's li...
Breakpoints. Domestic Funds (Includes all Allianz Funds not listed under “Global Funds” or “International Funds” below): International Funds (AllianzGI Emerging Markets Opportunities and AllianzGI NFJ International Value Funds):
Breakpoints. |---------| -------- 11/1/97-1/31/03--6% OVER $1,041,600.00 BASIC RENT | 35.00 | 4,340.00 CAM | 12.87 | 1,596.00 OPTION PERIOD: RE TAX | 4.63 | 574.00 YEARS 6-10--6% OVER $1,190,400.00 P.PD % RENT | | INS. | | % RENT SALES: PROMOTION | | EXCLUDES: FUND | 4.30 | 533.70 1. DISCOUNT SALES TO EMPLOYEES MISC. | | 2. BAD DEBTS WRITTEN OFF THE BOOKS OF ELEC. | | TENANT AND CHARGES PAID TO CREDIT ELEC.PLANT | | CARD COMPANY NOT TO EXCEED 3%. WATER | | SPRINKLER | | % RENT CERTIFICATION: HVAC | | DUE WITHIN 60 DAYS AFTER END OF HVAC PLANT | | LEASE YEAR TRASH | | STATE TAX | 1.31 | 162.01 OPTION PERIOD NOTICE: VLCW M&R | | NOTICE IS DUE 210 DAYS PRIOR TO THE |---------|---------- EXPIRATION OF THE ORIGINAL TERM. | 58.11 | 7,205.71 |---------| STATEMENT OF GROSS SALES: DUE 15 DAYS AFTER CLOSE OF EACH CALENDAR MONTH FOR THE PRECEEDING MONTH. SEND SALES REPORT TO THE FOLLOWING ADDRESS ARIZONA MILLS MANAGEMENT OFFICE ATXX: XICHELLE CAFFROY 5000 ARIZXXX XXXXX XXXXXX XXXXX, XX 00000 XXX #: 602-491-7400 LEASE DIGEST INFORMATION -------------------------------------------------------------------------------- DATE PRPRED/RVSED | CARD NO. | TYPE OF LEASE: | | [X] [_] DATE OPENED 05/11/01 | 541 | NEW RENEW March 26, 1999 -------------------------------------------------------------------------------- ADDRESS OF PREMISES: Prime Outlets at Castle Rock 5050 Factory Shops Blvd., Ste. #160 Castle Rock, CO 80104 -------------------------------------------------------------------------------- RENT: PAYABLE TO Castle Rock Factory Shops, LP Dept 170 P.O. Box 17543 Baltimore, MD 21297-7543
Breakpoints. |---------| --------- 7/1/94 - 6/30/97 7% OVER 434,571 BASIC RENT | 66.00 | 2,788.50 7/1/97 - 5/31/00 7% OVER 478,029 CAM | 9.30 | 392.93 RE TAX | 2.00 | 84.50 P.PD % RENT | | INS. | | MEDIA FUND | 2.13 | 90.00 PROMO FUND | 5.80 | 244.89 MISC. | | ELEC. | | ELEC. PLANT | | HVAC | 2.86 | 120.81 HVAC PLANT | | TRASH | | VLCW EQUIP | | VLCW M&R | | |---------| --------- | 88.09 | 3,721.63 |---------|
Breakpoints. 2014 $ 484,276
Breakpoints. Sub-Advisory Rate Name of Fund
