Rule Book Sample Clauses

Rule Book. After prior consultation with NCRA, wherein differences or disputes are reasonably addressed, SMART shall have the right to specify a rule book, employees timetable, special instructions, standard operating procedures, and/or any other rules it reasonably determines are necessary for the safe and efficient operation of the Shared Track and Lombard Segment, and upon receipt of copies thereof, NCRA and the Operator shall follow such rules. Without limiting the generality of SECTION 16.05, maximum allowable freight and passenger train speeds on any segment of track shall adhere to FRA regulations established for the Class of Track on that segment.
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Rule Book. Concessionaire shall prepare and submit a Rule Book for Review and Approval no later than six months before the start of Trial Running which shall include information regarding procedures for all operations, including, at a minimum, Normal Service, Alternate Service, Service Interruptions, Incidents, and Emergencies. The Rule Book shall include procedures for all operations, including Normal Service and Emergency operations, and shall be used by Concessionaire’s personnel 24 hours a day, seven days a week. Concessionaire shall notify personnel of necessary changes to the Rule Book by immediate bulletins. The Rule Book shall be complete and include, at a minimum, the following: • definitions and abbreviations; • general rules; • rules for operating Light Rail Vehicle (LRV) equipment; • rules for operation of other rail-mounted equipment; • rules for absolute restriction on use of telephone or text messaging while operating/driving; • rules for operation of Trains and road vehicles which shall include required compliance with speed restrictions as they apply to MAS, posted street speed limits, or other special conditions; • rules for operating Trains through passenger Stations where access is through grade crossings or other safety related considerations such as through the University of Maryland campus; • rules for operation and control of signals and interlockings; • rules for operation and control of electrical power systems; • rules for passenger relations and customer service; • rules for performing Work on Project ROW that affects operations; • rules for performing Work on Project ROW that places personnel at risk from Trains, electrification, or any other hazard; and • rules for implementing Safety Standards. In addition, the Rule Book shall include Rules for the OCC and BOCC including the following topics: • monitor and respond to all fire, security, status and equipment fault alarms; • provide assistance to Users; • make announcements via public address and VMS systems; • monitor Station public areas using CCTV; • respond to Emergencies and Incidents; • contact appropriate Emergency personnel; • monitor and control LRV, Train, and any other vehicle movements; • contact supervision for abnormal conditions; • coordinate and interface with other control centers including WMATA and MTA; • rules regarding callout of Concessionaire’s Key Personnel who will be coordinating with Owner and other various entities and agencies; • rules regarding operating prot...
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Rule Book. (a) The Concessionaire shall submit a Rule Book, including all rules necessary to govern the activities of personnel involved in any aspect of the operation of the Commuter Rail Services and the operation and maintenance of the Concessionaire-operated Components, including Concessionaire personnel and any other rail (passenger or freight) operating personnel that may operate on the Concessionaire-operated Components (the Rule Book) [CDRL #10-03]. (b) The Rule Book shall be consistent with the requirements stipulated by: (i) the General Code of Operating Rules; (ii) applicable Law, including the Federal Railroad Administration, the State of Colorado's and any other Relevant Authority's regulations; and (iii) the Concession Agreement. (c) The Rule Book shall contain detailed customer service standards (the Customer Service Standards). The Customer Service Standards are intended to ensure that Passengers benefit from the highest quality customer service and that all available means of communication with customers are utilized appropriately. The Concessionaire must interact with Passengers with the highest degree of courtesy and professionalism. The Customer Service Standards shall contain all requirements that relate to the interface between the Concessionaire's or any of its contractors' or subcontractors' personnel and Passengers, even if such requirements also appear in other sections of the Rule Book. (d) The Customer Service Standards shall address; (i) professional conduct; (ii) personal appearance; (iii) dress code; (iv) nametag and identification requirements; (v) on-board and station announcements; (vi) positioning of crewmembers; (vii) car availability during revenue service hours; (viii) lost and found policy; (ix) distribution of approved materials, schedules and surveys; and (x) assistance for individuals with disabilities.
Sample 1
Rule Book a) Rule Book shall define rules of behaviour and performance of certain tasks by employees. No employee is allowed to contravene the provisions of the rule book and in a way that undermines the rules established by Employer. b) The Employer shall submit a copy of the Rule Book to the Union along with any changes or additions. c) New rules shall be submitted to the Union prior to their implementation. d) In the absence of the Union’s comments and objections in accordance with article 4.03, the Rule Book and any revisions thereof will become effective and binding to all employees within the bargaining unit. e) The Employer shall keep its rule Book and any revisions available for the employees to review and get acquainted with. Every employee must abide by the Rule Book and shall be subject to disciplinary measures in case of disobedience or breach of the Rule book.
Sample 1

Related to Rule Book

  • Effectiveness of Registration Statement; Rule 430A Information The Registration Statement has become effective not later than 5:00 p.m., Eastern time, on the date of this Agreement or such later date and time as shall be consented to in writing by you, and, at each of the Closing Date and any Option Closing Date, no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto has been issued under the Securities Act, no order preventing or suspending the use of any Preliminary Prospectus or the Prospectus has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, contemplated by the Commission. The Company has complied with each request (if any) from the Commission for additional information. The Prospectus containing the Rule 430A Information shall have been filed with the Commission in the manner and within the time frame required by Rule 424(b) (without reliance on Rule 424(b)(8)) or a post-effective amendment providing such information shall have been filed with, and declared effective by, the Commission in accordance with the requirements of Rule 430A.

  • Rule 144 Reporting With a view to making available the benefits of certain rules and regulations of the Commission that may permit the sale of the Restricted Securities to the public without registration, the Company agrees to use its commercially reasonable efforts to: (a) Make and keep adequate current public information with respect to the Company available in accordance with Rule 144 under the Securities Act, at all times from and after ninety (90) days following the effective date of the first registration under the Securities Act filed by the Company for an offering of its securities to the general public; (b) File with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act at any time after it has become subject to such reporting requirements; and (c) So long as a Holder owns any Restricted Securities, furnish to the Holder forthwith upon written request a written statement by the Company as to its compliance with the reporting requirements of Rule 144 (at any time from and after ninety (90) days following the effective date of the first registration statement filed by the Company for an offering of its securities to the general public), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents so filed as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such securities without registration.

  • Rule 144 Information The Company covenants that it will use its reasonable best efforts to timely file all reports and other documents required to be filed by it under the Securities Act and the Exchange Act and the rules and regulations promulgated by the SEC thereunder (or, if the Company is not required to file such reports, it will, upon the request of any Warrantholder, make publicly available such information as necessary to permit sales pursuant to Rule 144 under the Securities Act), and it will use reasonable best efforts to take such further action as any Warrantholder may reasonably request, in each case to the extent required from time to time to enable such holder to, if permitted by the terms of this Warrant and the Purchase Agreement, sell this Warrant without registration under the Securities Act within the limitation of the exemptions provided by (A) Rule 144 under the Securities Act, as such rule may be amended from time to time, or (B) any successor rule or regulation hereafter adopted by the SEC. Upon the written request of any Warrantholder, the Company will deliver to such Warrantholder a written statement that it has complied with such requirements.

  • Rule 462(b) Registration Statement In the event that a Rule 462(b) Registration Statement is filed in connection with the offering contemplated by this Agreement, such Rule 462(b) Registration Statement shall have been filed with the Commission on the date of this Agreement and shall have become effective automatically upon such filing.

  • Securities Act and Exchange Act The Company will use its best efforts to comply with all requirements imposed upon it by the Securities Act and the Exchange Act as from time to time in force, so far as necessary to permit the continuance of sales of, or dealings in, the Placement Shares as contemplated by the provisions hereof and the Prospectus.

  • Rule 144; Rule 144A With a view to making available to the Investor and Holders the benefits of certain rules and regulations of the SEC which may permit the sale of the Registrable Securities to the public without registration, the Company agrees to use its reasonable best efforts to: (i) make and keep public information available, as those terms are understood and defined in Rule 144(c)(1) or any similar or analogous rule promulgated under the Securities Act, at all times after the Signing Date; (ii) (A) file with the SEC, in a timely manner, all reports and other documents required of the Company under the Exchange Act, and (B) if at any time the Company is not required to file such reports, make available, upon the request of any Holder, such information necessary to permit sales pursuant to Rule 144A (including the information required by Rule 144A(d)(4) under the Securities Act); (iii) so long as the Investor or a Holder owns any Registrable Securities, furnish to the Investor or such Holder forthwith upon request: a written statement by the Company as to its compliance with the reporting requirements of Rule 144 under the Securities Act, and of the Exchange Act; a copy of the most recent annual or quarterly report of the Company; and such other reports and documents as the Investor or Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing it to sell any such securities to the public without registration; and (iv) take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act.

  • Conformity with Securities Act and Exchange Act The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

  • Exchange Listing and Exchange Act Registration The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is included or approved for listing on the Nasdaq Capital Market and the Company has not taken any action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Capital Market, and the Company has not received any notification that the Commission or the Nasdaq Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the Nasdaq Capital Market for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities on the Nasdaq Capital Market. Except as previously disclosed to counsel for the Underwriters or as set forth in the Time of Sale Disclosure Package and the Prospectus, to the knowledge of the Company, no beneficial owners of the Company’s capital stock who, together with their associated persons and affiliates, hold in the aggregate 10% or more of such capital stock, have any direct or indirect association or affiliate with a FINRA member.

  • Rule 424 Prospectus The Company shall, as required by applicable securities regulations, from time to time file with the SEC, pursuant to Rule 424 promulgated under the Securities Act, the prospectus and prospectus supplements, if any, to be used in connection with sales of the Registrable Securities under the Registration Statement. The Investor and its counsel shall have a reasonable opportunity to review and comment upon such prospectus prior to its filing with the SEC, and the Company shall give due consideration to all such comments. The Investor shall use its reasonable best efforts to comment upon such prospectus within one (1) Business Day from the date the Investor receives the final pre-filing version of such prospectus.

  • Securities Act, etc In view of the position of the Grantors in relation to the Pledged Collateral, or because of other current or future circumstances, a question may arise under the U.S. Securities Act of 1933, as now or hereafter in effect, or any similar statute hereafter enacted analogous in purpose or effect (such Act and any such similar statute as from time to time in effect being called the “Federal Securities Laws”) with respect to any disposition of the Pledged Collateral permitted hereunder. Each Grantor understands that compliance with the Federal Securities Laws might very strictly limit the course of conduct of the Collateral Agent if the Collateral Agent were to attempt to dispose of all or any part of the Pledged Collateral, and might also limit the extent to which or the manner in which any subsequent transferee of any Pledged Collateral could dispose of the same. Similarly, there may be other legal restrictions or limitations affecting the Collateral Agent in any attempt to dispose of all or part of the Pledged Collateral under applicable “blue sky” or other state securities laws or similar laws analogous in purpose or effect. Each Grantor recognizes that in light of such restrictions and limitations the Collateral Agent may, with respect to any sale of the Pledged Collateral, limit the purchasers to those who will agree, among other things, to acquire such Pledged Collateral for their own account, for investment, and not with a view to the distribution or resale thereof. Each Grantor acknowledges and agrees that in light of such restrictions and limitations, the Collateral Agent, in its sole and absolute discretion (a) may proceed to make such a sale whether or not a registration statement for the purpose of registering such Pledged Collateral or part thereof shall have been filed under the Federal Securities Laws and (b) may approach and negotiate with a limited number of potential purchasers (including a single potential purchaser) to effect such sale. Each Grantor acknowledges and agrees that any such sale might result in prices and other terms less favorable to the seller than if such sale were a public sale without such restrictions. In the event of any such sale, the Collateral Agent shall incur no responsibility or liability for selling all or any part of the Pledged Collateral at a price that the Collateral Agent, in its sole and absolute discretion, may in good xxxxx xxxx reasonable under the circumstances, notwithstanding the possibility that a substantially higher price might have been realized if the sale were deferred until after registration as aforesaid or if more than a limited number of purchasers (or a single purchaser) were approached. The provisions of this Section 5.04 will apply notwithstanding the existence of a public or private market upon which the quotations or sales prices may exceed substantially the price at which the Collateral Agent sells.

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