Supervision and Administration. 8.1 The services of Annex A, Section 1, Sub-Section 1.3 covered by Sub-Paragraph 1.1 of this Annex B, refer only to the following services of Annex A which are performed for the Carrier by other organisation(s) under cover of separate agreement(s):
Supervision and Administration. Authorized Selling Firm shall have full, joint and several responsibility for the training and supervision of all of its Producers who are engaged directly or indirectly in the offer or sale of the Products, and all such Producers shall be subject to the control of Authorized Selling Firm with respect to their securities and insurance regulated activities in connection with the Products. Authorized Selling Firm shall be responsible for all acts or omissions of Producers. Selling Agency's supervisory and administrative responsibilities include, but are not limited to:
4.4.1 ensuring that Producers comply with Company Rules and all federal and state laws and regulations applicable to the Products;
4.4.2 training Producers prior to allowing a Producer to sell a Product in accordance with Section 4.4.14;
4.4.3 providing advice and assistance to Producers with regard to marketing and advertising of Products, and ensuring that no advertising is used unless approved by Company in accordance with Section 4.9, "Approved Advertising."
4.4.4 supplying sales literature and application forms approved by Company to Producers;
4.4.5 ensuring that any sales literature or advertising used on or from the premises of a financial institution be: (a) revised to include the disclosure required by the financial institution regulatory agencies and the NASD; (b) submitted to and approved by Company and/or Distributor in accordance with Section 4.9, "Approved Advertising," prior to first use; and (c) delivered by the Producer to the prospective customer;
4.4.6 assisting Producers in responding to customer inquiries;
4.4.7 promptly delivering to Producers relevant Company communications and Company Rules concerning Products, such as changes in rates, regulatory notices or new Product announcements;
4.4.8 ensuring that Producers: (a)submit premium payments directly and immediately to Company in accordance with Section 4.5, "Collection and Submission of Premiums"; (b)document transactions, including the fact of delivery, and maintain any other documentation reasonably requested by Company; (c)have obtained and will continuously maintain the required state insurance licenses in the state where such Producers will solicit and sell Products; and (d)have been appointed by Company in accordance with the laws of the state in which the sale(s) occur and the customer resides;
4.4.9 on all Replacement sales, ensuring that Producers provide sufficient information to prospective annuity contract...
Supervision and Administration. Pursuant to Texas Government Code §791.013, the Parties may create an administrative agency, designate a local government, or contract with a qualified tax-exempt organization to supervise the performance of this Agreement.
Supervision and Administration. Provide bid phase assistance, including answering RFIs, attending pre-bid meetings, addendum preparation, participating in preconstruction meetings, construction progress meetings, monitoring of the projects, coordination and supervision of testing services, review and approval of shop drawings, final inspection and measurement, periodic reporting of progress, preparation of progress payments, review and recommendation of claims, preparation of change orders and approval of final payments.
Supervision and Administration. 8.1 The services of Annex A, Section 1, Sub-Section 1.3 covered by Sub-Paragraph 1.1 of this Annex B, refer only to the following services of Annex A which are performed for the Carrier by other organisation(s) under cover of separate agreement(s): Section(s)………………………………… Section(s) ………………………………… Any change to Article 11 of the Main Agreement, in particular to the duration of the Main Agreement, validity of rates or rights of termination shall be recorded below, notwithstanding the corresponding Sub-Articles of the Main Agreement. For example:
Supervision and Administration. Authorized Selling Firm shall have full, joint and several responsibility for the training and supervision of all of its Producers who are engaged directly or indirectly in the solicitation or sale of the Products or the servicing of Accounts and the activities of all of its Licensed Assistants. Producers and Licensed Assistants shall be subject to the control of Authorized Selling Firm with respect to their securities and insurance regulated activities in connection with the Products. Authorized Selling Firm shall be responsible for all acts or omissions of Producers and Licensed Assistants. Authorized Selling Firm's supervisory and administrative responsibilities include, but are not limited to:
4.5.1 ensuring that Producers and Licensed Assistants comply with Company Rules and all federal and state laws and regulations applicable to the Products and Accounts;
4.5.2 ensuring that Producers comply with all terms of this Agreement in soliciting and selling the Products and servicing the Accounts;
4.5.3 ensuring that Licensed Assistants comply with all terms of this Agreement in providing any service to the Contract owner;
4.5.4 supplying Producers with sales literature and application forms approved by Company;
4.5.5 assisting Producers and Licensed Assistants in responding to customer inquiries;
4.5.6 promptly delivering to Producers relevant Company communications and Company Rules concerning Products and/or Accounts, such as changes in rates, regulatory notices or new Product announcements;
4.5.7 on all Replacements, ensuring that Producers provide Product applicants sufficient information and disclosures to ensure the suitability of the Replacement. Such information shall include that which NASD Members and their affiliated persons are expected to provide in sales involving a Replacement, information required under applicable state insurance law and regulation and the following:
(a) all fees, expenses, and possible charges, such as surrender charges, on both the new and the surrendered investments; (b) any change in the investment risk to the Product applicant;
(c) any change in the nature or the provider of any guarantees associated with the Product and/or the surrendered product; All such information will be retained by Agency for six years from the date of the completion and signature of any application, and will be made available to Company in accordance with Section 4.10, "Accurate Record; Audit," of this Agreement;
4.5.8 notifying Company if any ...
Supervision and Administration. Contract administration shall require the performance of all general field services required on construction projects such as construction staking, continuous monitoring of the project, coordination and supervision of testing services, approval and correction of shop drawings, attendance at meetings and conferences, final inspection and measurement, periodic reporting of progress, preparation of progress payments, review and recommendation of claims, preparation of change orders and preparation of final payment.
Supervision and Administration. NOT USED.
Supervision and Administration. Not Applicable
Supervision and Administration. In the performance of all obligations undertaken by City in this contract, City will continue to supervise and administer the law enforcement services provided for herein by the City, by and through its City Police department.
