Compliance Support. The Custodian shall perform, in accordance with operating procedures as the Custodian and the Funds shall from time to time agree in writing, administrative compliance monitoring of the Funds with respect to the investment objectives, restrictions and policies set forth in (i) the Fund’s current prospectus and statement of additional information provided by the Funds, or otherwise available to the Custodian, (ii) the 1940 Act and (iii) applicable IRS rules and regulations, using both manual compliance testing and an automatic compliance system currently utilized by the Custodian through an unaffiliated third party vendor. Any changes or modifications to the administrative compliance monitoring provided by the Custodian shall be agreed upon by the Funds and the Custodian in writing. In performing its compliance monitoring services, the Custodian shall use post net asset value compliance monitoring.
Compliance Support. Compliance Support - California o California Longitudinal Pupil Achievement Data System (“CALPADS”) ▪ Student Enrollment Maintenance • Measure Education will provide regular uploads of student information associated with school enrollment to the CALPADS system and will send a report of anomalies or errors to Client for resolution. o Client will communicate all resolution actions to Measure Education associated with enrollment anomalies or errors within one week of receiving the report from Measure Education. o Client will provide Measure Education with a school administrator account to CALPADS upon the signing of this Statement of Work. ▪ State Testing Support • During specified testing dates, Measure Education will upload complete and accurate data provided by Client in the SIS to State-Provided databases within 24 hours of request. • Client will provide test names, dates and required fields to Measure Education at least five weeks before the start of the testing period. ▪ Direct Certification Extraction • Measure Education will provide a report to Client that contains the direct certification results from the CALPADS system. The schedule of this report will be based on the availability of this report from the State. ▪ Data Submissions • Fall 1 o Measure Education will upload CALPADS Fall 1 related files from Client’s SIS to the CALPADS system. ▪ Client will confirm that student data in the SIS is complete and accurate on the CALPADS census day. ▪ This submission is considered in scope for the current school year if there are at least 45 days between the finalization of reportable data (as determined by Measure Education) and the deadline published by the California Department of Education. ▪ This submission is considered in scope for the current school year if there are at least 45 days between the finalization of reportable data (as determined by Measure Education) and the end of the Statement of Work term. • Fall 2 o Measure Education will upload CALPADS Fall 2 related files from Client’s SIS to the CALPADS system. ▪ Client will confirm that staff and course data in the SIS is complete and accurate on the CALPADS census day. ▪ This submission is considered in scope for the current school year if there are at least 45 days between the finalization of reportable data (as determined by Measure Education) and the deadline published by the California Department of Education. ▪ This submission is considered in scope for the current school year if there are a...
Compliance Support. The Custodian shall assist the Investment Adviser for the Fund, at the Adviser's request, in monitoring and developing compliance procedures for the Fund which will include, among other matters, procedures to assist the Adviser in monitoring compliance with the Fund's investment objectives, policies and restrictions, tax matters and applicable laws and regulations and performing certain monthly compliance tests, to the extent relevant information is available to the Custodian in the performance of its functions as the Fund's net asset value calculation agent.
Compliance Support. The contractor shall ensure that the product baselines are in compliance with the DoD 8500 (Cybersecurity), 8510 (Risk Management Framework (RMF)), 8551 (Ports, Protocols, and Services Management (PPSM)), 8520 (Public Key Infrastructure (PKI)), and any other applicable Directives and Instructions requirements. The contractor shall ensure, maintain, and/or improve the product baselines cybersecurity posture by proactively addressing, resolving, and delivering solutions in order to comply with the applicable DoD Directives and Instructions. The contractor shall provide support (i.e., security artifacts, documentation and software solutions) for the resolution of new and previously identified security deficiencies and the development of Plan of Action and Milestone (POA&M) with mitigation strategies to ensure that the residual vulnerability findings for the applicable baseline releases are compliant with the DoD Cybersecurity requirements and Accreditation and Authorization (A&A) process. All contractor developed software items as well as the integrated end product baseline shall be compliant with cybersecurity requirements and free of any known CAT I vulnerabilities that cannot be successfully mitigated, downgraded to a CAT II finding by the Security Control Assessor (SCA), and approved by the Authorizing Official (AO). The contractor shall deliver software updates to address any applicable IAVAs, COTS and Open Source software updates (e.g., Oracle quarterly Critical Patch Updates), End of Life (EOL) / unsupported software updates, and fixes to address selected POA&M items. Contractors shall proactively monitor, track, and provide the PMO with a strategic way forward regarding any applicable DOD/USCYBERCOM taskings for any of the PMO supported baselines/systems/applications (Rich Site Summary (RSS) feed Uniform Resource Locator (URL)) will be supplied post award).
Compliance Support. Monitor the investment adviser’s compliance with the 1940 Act requirements and with each Fund’s policies and limitations; · Prepare Board agenda and materials, attend and record minutes of meetings; · Assist in maintaining each Fund’s compliance policies and procedures; · Provide the Company’s CCO with quarterly certification as to the services of AFS
Compliance Support. PFPC will provide compliance policies and procedures related to services provided by PFPC and, if mutually agreed, certain PFPC affiliates, summary procedures thereof and a quarterly certification letter.
Compliance Support. Monitor the investment adviser’s compliance with the 1940 Act requirements and with each Fund’s policies and limitations; Prepare Board agenda and materials, attend and record minutes of meetings; Assist in maintaining each Fund’s compliance policies and procedures; Provide the Company’s CCO with quarterly certification as to the services of JFS. SLD-1539481-3 FEE SCHEDULE The Company currently consists of eight series, including: Short-Intermediate Bond Fund Income Fund Balanced Fund Core Equity Fund Large Cap Growth Fund Growth Opportunities Fund Small Company Fund International Equity Fund The following fee schedule will apply to the aggregate net asset value of all Funds (including up to two additional Funds added after the effective date of this Agreement) for purposes of the services described in Exhibit A:
Compliance Support. The Progsit Team has the experience to provide technical engineering services required by your organization to achieve Cryptographic Algorithm Validation Program (CAVP) and Cryptographic Module Validation Program (CMVP) certification for FIPS 140-3 by completing pre-validation and validation process support. Our team develops documentation required for meeting FIPS 140-3 Derived Test Requirements including the Security Policies, Finite State Model, and Compliance Summary. Validation activities and report submission are conducted according to the FIPS 140-3 Management Manual for the validation submission scenario identified in the accreditation boundary. Our team engages in the development, instrumentation, and testing of Automated Cryptographic Validation Protocol (ACVP) middleware in support of interaction between the program hardware and the NIST servers. Our team engages in all ACVP/CAVP/CMVP testing and reporting activities identified per the rules and regulations defined in the latest versions of the following ISO/IEC 24759, ISO/IEC 19790, implementation guidance, and NIST documentation. Software Support Environment (SSE) Lab Support The Progsit Team supports DEVCOM-AC organizations with SSE management and inventory control. We generate SSE document defining all mission-critical assets needed to maintain the system development environment. Our Team includes information such as make/model, manufacturer, replacement cost, and obsolescence risk for each mission-critical asset. When an obsolescence risk is identified, we use the organization methodology using the template provided to recommend actions to mitigate the risk.
