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Compliance Support Sample Clauses

Compliance Support. Compliance Support - California o California Longitudinal Pupil Achievement Data System (“CALPADS”) ▪ Student Enrollment Maintenance • Measure Education will provide regular uploads of student information associated with school enrollment to the CALPADS system and will send a report of anomalies or errors to Client for resolution. o Client will communicate all resolution actions to Measure Education associated with enrollment anomalies or errors within one week of receiving the report from Measure Education. o Client will provide Measure Education with a school administrator account to CALPADS upon the signing of this Statement of Work. ▪ State Testing Support • During specified testing dates, Measure Education will upload complete and accurate data provided by Client in the SIS to State-Provided databases within 24 hours of request. • Client will provide test names, dates and required fields to Measure Education at least five weeks before the start of the testing period. ▪ Direct Certification Extraction • Measure Education will provide a report to Client that contains the direct certification results from the CALPADS system. The schedule of this report will be based on the availability of this report from the State. ▪ Data Submissions • Fall 1 o Measure Education will upload CALPADS Fall 1 related files from Client’s SIS to the CALPADS system. ▪ Client will confirm that student data in the SIS is complete and accurate on the CALPADS census day. ▪ This submission is considered in scope for the current school year if there are at least 45 days between the finalization of reportable data (as determined by Measure Education) and the deadline published by the California Department of Education. ▪ This submission is considered in scope for the current school year if there are at least 45 days between the finalization of reportable data (as determined by Measure Education) and the end of the Statement of Work term.
Compliance Support. The Custodian shall perform, in accordance with operating procedures as the Custodian and the Funds shall from time to time agree in writing, administrative compliance monitoring of the Funds with respect to the investment objectives, restrictions and policies set forth in (i) the Fund's current prospectus and statement of additional information provided by the Funds, or otherwise available to the Custodian, (ii) the 1940 Act and (iii) applicable IRS rules and regulations, using both manual compliance testing and an automatic compliance system currently utilized by the Custodian through an unaffiliated third party vendor. Any changes or modifications to the administrative compliance monitoring provided by the Custodian shall be agreed upon by the Funds and the Custodian in writing. In performing its compliance monitoring services, the Custodian shall use post net asset value compliance monitoring. a. The Custodian and the Funds agreed that each shall promptly notify the other of any possible non-compliance by the Funds of their investment restrictions and policies. b. The Custodian agrees that it shall provide the Investment Advisor with a compliance summary report for the Funds for each fiscal month end. c. The Funds agree that they shall remain fully responsible for ensuring compliance of the investments of the Funds with their investment restrictions and policies and that assistance provided by the Custodian in monitoring investment restrictions and policies shall not be deemed to be a delegation of responsibility to the Custodian. In addition, the Funds agree that the Custodian shall not be liable for the accuracy, completeness or use of any information or data generated by third party information sources in connection with such administrative compliance monitoring on any given date. d. The Funds acknowledge that the compliance monitoring of the investments of the Funds with respect to investment restrictions and policies is subject to parameters that may vary over time and that may be beyond the control or knowledge of the Custodian. Consequently, the results of the monitoring as notified by the Custodian to the Funds are to be considered merely as an indication of possible non-compliance with the investment restrictions and policies of the Funds rather than an affirmative statement as to non-compliance with the investment restrictions and policies. Moreover, the Custodian might not detect a breach and consequently may not notify the Funds thereof if ...
Compliance Support. The Custodian shall perform, in accordance with operating procedures as the Custodian and the Funds shall from time to time agree in writing, administrative compliance monitoring of the Funds with respect to the investment objectives, restrictions and policies set forth in (i) the Fund’s current prospectus and statement of additional information provided by the Funds, or otherwise available to the Custodian, (ii) the 1940 Act and (iii) applicable IRS rules and regulations, using both manual compliance testing and an automatic compliance system currently utilized by the Custodian through an unaffiliated third party vendor. Any changes or modifications to the administrative compliance monitoring provided by the Custodian shall be agreed upon by the Funds and the Custodian in writing. In performing its compliance monitoring services, the Custodian shall use post net asset value compliance monitoring.
Compliance Support. The Custodian shall assist the Investment Adviser for the Fund , at the Adviser's request, in monitoring and developing compliance procedures for the Fund which will include, among other matters, procedures to assist the Adviser in monitoring compliance with the Fund's investment objectives, policies and restrictions, tax matters and applicable laws and regulations and performing certain monthly compliance tests, to the extent relevant information is available to the Custodian in the performance of its functions as the Fund's net asset value calculation agent.
Compliance Support. The contractor shall ensure that the product baselines are in compliance with the DoD 8500 (Cybersecurity), 8510 (Risk Management Framework (RMF)), 8551 (Ports, Protocols, and Services Management (PPSM)), 8520 (Public Key Infrastructure (PKI)), and any other applicable Directives and Instructions requirements. The contractor shall ensure, maintain, and/or improve the product baselines cybersecurity posture by proactively addressing, resolving, and delivering solutions in order to comply with the applicable DoD Directives and Instructions. The contractor shall provide support (i.e., security artifacts, documentation and software solutions) for the resolution of new and previously identified security deficiencies and the development of Plan of Action and Milestone (POA&M) with mitigation strategies to ensure that the residual vulnerability findings for the applicable baseline releases are compliant with the DoD Cybersecurity requirements and Accreditation and Authorization (A&A) process. All contractor developed software items as well as the integrated end product baseline shall be compliant with cybersecurity requirements and free of any known CAT I vulnerabilities that cannot be successfully mitigated, downgraded to a CAT II finding by the Security Control Assessor (SCA), and approved by the Authorizing Official (AO). The contractor shall deliver software updates to address any applicable IAVAs, COTS and Open Source software updates (e.g., Oracle quarterly Critical Patch Updates), End of Life (EOL) / unsupported software updates, and fixes to address selected POA&M items. Contractors shall proactively monitor, track, and provide the PMO with a strategic way forward regarding any applicable DOD/USCYBERCOM taskings for any of the PMO supported baselines/systems/applications (Rich Site Summary (RSS) feed Uniform Resource Locator (URL)) will be supplied post award).
Compliance Support. Monitor the investment adviser’s compliance with the 1940 Act requirements and with each Fund’s policies and limitations;
Compliance Support. The Progsit Team has the experience to provide technical engineering services required by your organization to achieve Cryptographic Algorithm Validation Program (CAVP) and Cryptographic Module Validation Program (CMVP) certification for FIPS 140-3 by completing pre-validation and validation process support. Our team develops documentation required for meeting FIPS 140-3 Derived Test Requirements including the Security Policies, Finite State Model, and Compliance Summary. Validation activities and report submission are conducted according to the FIPS 140-3 Management Manual for the validation submission scenario identified in the accreditation boundary. Our team engages in the development, instrumentation, and testing of Automated Cryptographic Validation Protocol (ACVP) middleware in support of interaction between the program hardware and the NIST servers. Our team engages in all ACVP/CAVP/CMVP testing and reporting activities identified per the rules and regulations defined in the latest versions of the following ISO/IEC 24759, ISO/IEC 19790, implementation guidance, and NIST documentation. The Progsit Team supports DEVCOM-AC organizations with SSE management and inventory control. We generate SSE document defining all mission-critical assets needed to maintain the system development environment. Our Team includes information such as make/model, manufacturer, replacement cost, and obsolescence risk for each mission-critical asset. When an obsolescence risk is identified, we use the organization methodology using the template provided to recommend actions to mitigate the risk.
Compliance Support. PFPC will provide compliance policies and procedures related to services provided by PFPC and, if mutually agreed, certain PFPC affiliates, summary procedures thereof and a quarterly certification letter.
Compliance Support. Monitor the investment adviser’s compliance with the 1940 Act requirements and with each Fund’s policies and limitations; Prepare Board agenda and materials, attend and record minutes of meetings; Assist in maintaining each Fund’s compliance policies and procedures; Provide the Company’s CCO with quarterly certification as to the services of JFS. SLD-1539481-3 The Company currently consists of eight series, including: Short-Intermediate Bond Fund Income Fund Balanced Fund Core Equity Fund Large Cap Growth Fund Growth Opportunities Fund Small Company Fund International Equity Fund The following fee schedule will apply to the aggregate net asset value of all Funds (including up to two additional Funds added after the effective date of this Agreement) for purposes of the services described in Exhibit A:

Related to Compliance Support

  • Compliance Support Services Provide compliance policies and procedures related to services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. · Such Compliance Support Services are administrative in nature and do not constitute, nor shall they be construed as constituting, legal advice or the provision of legal services for or on behalf of a Fund or any other person, and such services are subject to review and approval by the applicable Fund and by the Fund’s legal counsel. · Provide access to Fund records so as to permit the Fund or TRP to test the performance of BNY Mellon in providing the services under this Agreement. · Such Compliance Support Services performed by BNY Mellon under this Agreement shall be at the request and direction of the Fund and/or its chief compliance officer (the “Fund’s CCO”), as applicable. BNY Mellon disclaims liability to the Fund, and the Fund is solely responsible, for the selection, qualifications and performance of the Fund’s CCO and the adequacy and effectiveness of the Fund’s compliance program.

  • Maintenance Support State Street shall use commercially reasonable efforts to correct system functions that do not work according to the System Product Description as set forth on Attachment A in priority order in the next scheduled delivery release or otherwise as soon as is practicable.

  • Compliance Services (a) If Schedule I contains a requirement for the BNY to provide the Fund with compliance services, such services shall be provided pursuant to the terms of this Section 6 (the “Compliance Services”). The precise compliance review and testing services to be provided shall be as mutually agreed between the BNY and each Fund, and the results of the BNY’s Compliance Services shall be detailed in a compliance summary report (the “Compliance Summary Report”) prepared on a periodic basis as mutually agreed. Each Compliance Summary Report shall be subject to review and approval by the Fund. The BNY shall have no responsibility or obligation to provide Compliance Services other that those services specifically listed in Schedule I. (b) The Fund will examine each Compliance Summary Report delivered to it by the BNY and notify the BNY of any error, omission or discrepancy within ten (10) days of its receipt. The Fund agrees to notify the BNY promptly if it fails to receive any such Compliance Summary Report. The Fund further acknowledges that unless it notifies the BNY of any error, omission or discrepancy within 10 days, such Compliance Summary Report shall be deemed to be correct and conclusive in all respects. In addition, if the Fund learns of any out-of-compliance condition before receiving a Compliance Summary Report reflecting such condition, the Fund will notify the BNY of such condition within one business day after discovery thereof. (c) While the BNY will endeavor to identify out-of-compliance conditions, the BNY does not and could not for the fees charged, make any guarantees, representations or warranties with respect to its ability to identify all such conditions. In the event of any errors or omissions in the performance of Compliance Services, the Fund’s sole and exclusive remedy and the BNY’s sole liability shall be limited to re-performance by the BNY of the Compliance Services affected and in connection therewith the correction of any error or omission, if practicable and the preparation of a corrected report, at no cost to the Fund.

  • Compliance Review During the Term, Developer agrees to permit the GLO, HUD, and/or a designated representative of the GLO or HUD to access the Property for the purpose of performing Compliance-Monitoring Procedures. In accordance with GLO Compliance-Monitoring Procedures, the GLO or HUD will periodically monitor and audit Developer’s compliance with the requirements of this Agreement, the CDBG-DR Regulations, the CDBG Multifamily Rental Housing Guidelines, and any and all other Governmental Requirements during the Term. In conducting any compliance reviews, the GLO or HUD will rely primarily on information obtained from Developer’s records and reports, on-site monitoring, and audit reports. The GLO or HUD may also consider other relevant information gained from other sources, including litigation and citizen complaints. 5.04 HAZARDOUS MATERIALS: INDEMNIFICATION

  • Compliance Reporting a. Provide reports to the Securities and Exchange Commission, the National Association of Securities Dealers and the States in which the Fund is registered. b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains. c. Issue tax withholding reports to the Internal Revenue Service.

  • Compliance Monitoring Grantee must be subject to compliance monitoring during the period of performance in which funds are Expended and up to three years following the closeout of all funds. In order to assure that the program can be adequately monitored, the following is required of Grantee: a. Grantee must maintain a financial tracking system provided by Florida Housing that ensures that CRF funds are Expended in accordance with the requirements in this Agreement. b. Grantee must maintain records on all awards to Eligible Persons or Households. These records must include, but are not limited to: i. Proof of income compliance (documentation from submission month, including but not limited to paystub, Florida unemployment statement, social security and/or disability statement, etc.); ii. Lease; and iii. Documentation of rental assistance payments made.

  • Compliance Reports The Subadvisor at its expense will provide the Advisor with such compliance reports relating to its duties under this Agreement as may be agreed upon by such parties from time to time.

  • Compliance Audit LEA shall have the right but shall be under no obligation to conduct audit(s), from time to time, of Provider’s records concerning its compliance obligations as set forth in this Article V. Provider shall make such records and other documents available to LEA upon request.

  • Compliance Audits D. 4.1 Compliance Audit(s). Without limiting the generality of section A.7.4 (Records Review), if requested by the Province from time to time, which request shall be at the Province’s sole discretion, the Recipient, at its own expense, will forthwith retain an independent third party auditor to conduct one or more compliance audits of the Recipient or any Project. The audit will be conducted in accordance with Canadian Generally Accepted Auditing Standards, as adopted by the Canadian Institute of Chartered Accountants, applicable as of the date on which a record is kept or required to be kept under such standards. In addition, the audit will assess the Recipient’s compliance with the terms of the Agreement and will address, with respect to each Project, without limitation, the following: (a) whether the Funds were spent in accordance with the Agreement and with due regard to economy, efficiency, and effectiveness; (b) the Project’s progress or state of completion; (c) whether the financial information the Recipient provided is complete, accurate, and timely, and in accordance with the Agreement; (d) whether the Recipient’s information and monitoring processes and systems are adequate to identify, capture, validate, and monitor the achievement of intended benefits of the Project; (e) the overall management and administration of the Project; (f) recommendations for improvement or redress; and (g) whether prompt and timely corrective action is taken on prior audit findings.

  • Servicer Compliance Statement On or before March 1 of each calendar year, commencing in 2007, the Servicer shall deliver to the Owner and any Depositor a statement of compliance addressed to the Owner and such Depositor and signed by an authorized officer of the Servicer, to the effect that (i) a review of the Servicer’s activities during the immediately preceding calendar year (or applicable portion thereof) and of its performance under this Agreement and any applicable Reconstitution Agreement during such period has been made under such officer’s supervision, and (ii) to the best of such officers’ knowledge, based on such review, the Servicer has fulfilled all of its obligations under this Agreement and any applicable Reconstitution Agreement in all material respects throughout such calendar year (or applicable portion thereof) or, if there has been a failure to fulfill any such obligation in any material respect, specifically identifying each such failure known to such officer and the nature and the status thereof.