Financial Administration Services Sample Clauses

Financial Administration Services. Subject to the terms of any pooling arrangements, which may exist in relation to the Company and its assets: (a) The Manager shall be authorised to operate the Company's bank accounts in accordance with the principles approved by the Board from time to time. The Manager shall, when authorised to do so by the Board, enter into banking agreements including, but not limited to agreements relating to opening bank accounts in the Company's name and ongoing management of bank accounts. (b) The Manager shall be authorized to collect all amounts due from third parties to the Company on the Company’s behalf and shall be responsible for the establishment and follow-up of efficient procedures for the purpose of collecting any overdue amounts. (c) The Manager shall arrange for the Company to settle its debts and accounts payable to third parties as such fall due, while pursuing a satisfactory solution of any dispute in relation thereto on the Company’s behalf. (d) The Manager shall settle all inter‑company accounts between the Company and other companies in the Seadrill Group in accordance with such agreements and other documentation for payments as shall be in existence from time to time.
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Financial Administration Services. Coordinate and prepare, with the assistance and approval of the Client’s investment adviser, independent auditors, Client counsel, and officers drafts of the annual report to the Client’s investors (“Shareholders”); prepare drafts of the certified semi-annual report; prepare and file the final certified versions thereof on Form N-CSR;
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Financial Administration Services. Ultimus shall provide the Trust with financial administration services, including: 3.1. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-Q and N-SAR, and (ii) any similar reports that are in addition to or supersede such reports; 3.2. prepare, with the assistance of the Trust’s investment adviser(s) and other service providers, communications to shareholders, including the printing and mailing of annual and semiannual reports to shareholders; 3.3. prepare and maintain the Trust’s operating budget to determine proper expense accruals to be charged to each Fund to calculate its daily net asset value; 3.4. prepare, or cause to be prepared, expense and financial reports, including Fund budgets, expense reports, pro-forma financial statements, expense and profit/loss projections and fee waiver/expense reimbursement projections on a periodic basis; 3.5. administer all disbursements for a Fund; and 3.6. assist the Trust’s independent public accountants with the preparation and filing of the Trust’s tax returns, Form W-2P, and Form 5498 to appropriate shareholders, with copies to the Internal Revenue Service. Ultimus will also research and calculate the qualified dividend rate for income and short term capital gain distributions and produce supplemental tax information letters for each Fund.
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Financial Administration Services. The Financial Administrator shall provide the following services, in each case, subject to the control, supervision and direction of the Administrator and subject to any necessary review and comment by the Trust's auditors and legal counsel and in accordance with procedures or policies that may be established from time to time by and between the Administrator and the Financial Administrator (the "Compliance Procedures"): a. Complete monthly (and at such other times as is required by the Bylaws) calculation of the preferred shares asset coverage test (the "1940 Act Preferred Shares Asset Coverage Test") following the Compliance Procedures; b. Complete weekly (and at such other times as is required by the Bylaws) calculation of the preferred shares basic maintenance amount test (the "Preferred Shares Basic Maintenance Amount Test") following the Compliance Procedures; and c. In connection with its provision of the 1940 Act Preferred Shares Asset Coverage Test and the Preferred Shares Basic Maintenance Amount Test (collectively, the "Tests"), the Financial Administrator shall (i) complete the Tests with data as of the last Friday of each calendar month (or, if such day is not a business day (as such day is defined in the Bylaws), the immediately preceding business day) and deliver such Tests to the Administrator for delivery to the Trust's designated auction agent; (ii) complete the Tests with data as of each quarterly valuation date (as such date is defined in the Bylaws) and deliver such Tests to the Administrator for delivery to each of Fitch Ratings, Ltd. ("Fitch") and Xxxxx'x Investors Service, Inc. ("Moody's") on the third business day after such date; and (iii) complete the Tests with data as of the date of original issue of any preferred shares (as such date is defined in the Bylaws) and deliver such Tests to the Administrator for delivery to each of Fitch and Moody's on the first business day after such date. The Financial Administrator shall provide the office facilities and personnel required by it to perform the services contemplated herein at no additional cost to the Trust or the Administrator.
Sample 1
Financial Administration Services. BISYS shall act as the financial administrator of the Company and shall perform for the Company the financial administration services described in Schedule D hereto. BISYS shall also perform such special accounting services, and furnish such reports, as the parties mutually agree upon from time to time, for which the Company will pay BISYS the amounts agreed upon between them. Blue Sky Administration Services. BISYS shall also perform the blue sky administration services in connection with the registration and qualification of the shares of the Funds for sale in the various states. Utilizing a data feed from the Funds' transfer agent containing gross sales information, BISYS will prepare such reports, applications and documents as may be necessary to register the shares of the Funds with state securities authorities; BISYS will monitor the sale of shares for compliance with state securities laws, as described in Schedule D. BISYS shall perform such other blue sky administration services for the Company and each of the Funds that are mutually agreed upon by the parties from time to time, for which the Company will pay BISYS the amounts agreed upon between them. BISYS shall provide the Company with such personnel, compensation and facilities as BISYS shall, from time to time, determine to be necessary to perform its obligations under this Agreement. In addition, at the request of the Board of Directors of the Company (the "Board"), BISYS shall report to the Board concerning the performance of its obligations hereunder. Except as explicitly set forth herein, BISYS shall perform additional services only as are provided on an amendment to the relevant Schedule, in consideration of such fees as the parties hereto agree. BISYS may utilize agents in its performance of services and, with the prior approval the Company, may appoint in writing other parties qualified to perform specific transfer agency, fund accounting financial administration or blue sky administration services reasonably acceptable to the Company (individually, a "Sub-Agent") to carry out some or all of its responsibilities under this Agreement with respect to a Fund; provided, however, that any such agent (including a Sub-Agent) shall be the agent of BISYS and not the agent of the Company, and BISYS shall be fully responsible for the acts of its agents and shall not be relieved of any of its responsibilities hereunder by the appointment of agents.
Sample 1
Financial Administration Services. BISYS shall act as the financial administrator of the Company and shall perform for the Company the financial administration services described in Schedule D hereto. BISYS shall also perform such special accounting services, and furnish such reports, as the parties mutually agree upon from time to time, for which the Company will pay BISYS the amounts agreed upon between them.
Sample 1
Financial Administration Services. Coordinate printing and distribution of the annual and semiannual reports. • Prepare, review and file annual and semiannual Fund reports in accordance with all applicable rules and regulations, subject to review by the Company’s counsel and the annual audit by Company’s Independent Accountants, including: • Schedules of Investments • Statements of Assets and Liabilities • Statements of Operations • Statements of Changes in Net Assets • Statements of Cash Flow (if necessary) • Financial Highlights • Notes to Financial Statements • Tax disclosure information • Performance information for line graphs • Review of other financial data included in annual and semiannual reports • Shareholder meeting results • Directors’ and officer information • Any additional information that may be required by rule or regulation • Prepare, review and file Form N-SAR. • Prepare, review and file Form N-CSR. • Prepare, review and file Form 24f-2. • Coordinate and facilitate acquisition and maintenance of NASDAQ ticker symbols. • Prepare and file Form 1099 MISC for the Company’s Directors and vendors. • Assist with the design, development, and operation of the Funds, including new classes and accounting policies. • Calculate and review the following performance calculations: • Total return • Distribution yield (if requested) • Total return with sales charges (if applicable) • After-tax performance calculations • Other performance calculations as may be reasonably required, now or hereafter. • Respond to requests from independent fund accountants related to Fund audits and other Fund related business. • Review materials and reports prepared by the Company’sauditors, and materials prepared by the Company’s counsel which are submitted to BISYS. • Prepare, review and file Form NQ.
Sample 1
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Financial Administration Services. 1) Financial Administration/Compliance (a) Provide the appropriate complement of Assistant Treasurers to assume certain specified responsibilities (these functions will be based upon the day-to-day work completed by knowledgeable staff assembled by the Trust including the fund accountant). (b) Prepare and file, with assistance from the agents of the Trust: (i) unaudited financial statements and schedules of investments as required for annual and semi-annual reports; (ii) XXXXX online filings related to annual and semi-annual reports; (iii) XXXXX online filings related to Form N-SAR; and (iv) XXXXX on-line filings related to Form 24F-2. (c) Calculate with assistance from the agents of the Trust, Portfolio performance and the Trust’s asset allocation models’ performance, and report to outside services as directed by Trust management. (d) Prepare, with assistance from the agents of the Trust, mutually agreed upon financial materials for review by the Board of Trustees such as: distribution summaries, deviations of xxxx-to-market valuation and amortized cost monitoring for the money market funds. (e) Monitor, with assistance from the agents of the Trust, compliance with the following: each Portfolio’s investment limitations and restrictions (e.g., issuer or industry diversification, etc.) listed in the current Prospectus and Statement of Additional Information; each Portfolio’s requirements under Section 851 of the Internal Revenue Code for qualification as a regulated investment company (e.g., 90% income, diversification tests); approved issuers’ listings for repurchase agreements, Rule 17a-7 and Rule 12d-3 reporting. (f) Perform, with assistance from and based upon trial balances and portfolio holdings supplied by the agents of the Trust, the following additional compliance services; monthly tax qualification testing, including gross income tests, and 25% and 50% asset diversification tests; 1940 Act testing, including diversification, illiquid securities and investments in other investment companies; consultation and advising to remedy compliance issues. (g) Provide, with assistance from the agents of the Trust, all necessary tax compliance duties and services, including but not limited to: 90% minimum distribution test; 50% assets test for tax-exempt funds; 50% asset test for foreign tax credit pass through; identification of “private activity” tax exempt; identification of passive foreign investment companies; and identification of foreign currency transa...
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Financial Administration Services 
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Related to Financial Administration Services

  • Administration Services When a medical prescription drug is administered by infusion, the administration of the prescription drug may be covered separately from the prescription drug. See Infusion Therapy - Administration Services in the Summary of Medical Benefits for benefit limits and the amount you pay. Prescription drugs that are self-administered are not covered as a medical benefit but may be covered as a pharmacy benefit. Please see Pharmacy Prescription Drugs and Diabetic Equipment or Supplies – Pharmacy Benefits section above for additional information. For some medical prescription drugs, after the first administration, coverage may be limited to certain locations (for example, a designated outpatient or ambulatory service facility, physician’s office, or your home), provided the location is appropriate based on your medical status. For a list of medical prescription drugs that are subject to this Site of Care Program, visit our website. Preauthorization may be required to determine medical necessity as well as appropriate site of care. If we deny your request for preauthorization, or you disagree with our determination for the appropriate site of care, you can submit a medical appeal. See Appeals in Section 5 for information on how to file a medical appeal.

  • Online Banking Services We may provide Online Banking Services to you during the Term from time to time as described in this Agreement. You understand and agree that we may, and you authorize us to, provide Online Banking Services through one or more third party vendors. This Agreement does not apply to services provided under separate agreements with third party vendors that do not specifically reference this Agreement or that are not specifically referenced in this Agreement. Please refer to the online help and instructions on how to use our Online Banking Services. Such instructions are part of this Agreement. Please note that during your use of Online Banking Services, we may provide you with additional requirements and limitations regarding the use of Online Banking Services through the system by which we may provide Online Banking Services. You agree to be bound by any and all such additional requirements and limitations. You also agree to be bound by any and all of our published policies and procedures, whether published on the Web Site, through the Online Banking Services, or otherwise. Any and all such policies and procedures shall be a part of this Agreement.

  • Mobile Banking Services Mobile Banking is a personal financial information management service that allows you to access account information and conduct transactions using compatible and supported mobile phones and/or other compatible and supported wireless devices (including phones, "Wireless Devices"). We reserve the right to modify the scope of the Mobile Banking services at any time. We reserve the right to refuse to make any transaction you request through Mobile Banking. You agree and understand that Mobile Banking may not be accessible or may have limited utility over some mobile telephone networks, such as while roaming.

  • REGULATORY ADMINISTRATION SERVICES BNY Mellon shall provide the following regulatory administration services for each Fund and Series:  Assist the Fund in responding to SEC examination requests by providing requested documents in the possession of BNY Mellon that are on the SEC examination request list and by making employees responsible for providing services available to regulatory authorities having jurisdiction over the performance of such services as may be required or reasonably requested by such regulatory authorities;  Assist with and/or coordinate such other filings, notices and regulatory matters and other due diligence requests or requests for proposal on such terms and conditions as BNY Mellon and the applicable Fund on behalf of itself and its Series may mutually agree upon in writing from time to time; and

  • Central Administration k. Professionals

  • FUND ADMINISTRATION SERVICES BNY Mellon shall provide the following fund administration services for each Fund, Series and class:  Calculate Fund approved income and per share amounts required for periodic distributions to be made by the applicable Fund, Series or class;  Coordinate a Fund’s annual audit and respond timely and completely to related requests;  Cooperate with each Fund’s independent auditors;  Supply various normal and customary portfolio and Fund statistical data as requested on an ongoing basis; and  If the chief executive officer or chief financial officer of a Fund is required to provide a certification as part of the Fund’s Form N-Q or Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Xxxxxxxx-Xxxxx Act of 2002, provide a sub-certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as reasonably agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of this Agreement with respect to the applicable Fund or Series and only if it receives such cooperation as it may request to perform its investigations with respect to the sub-certification. For clarity, the sub-certification is not itself a certification under the Xxxxxxxx-Xxxxx Act of 2002 or under any other law, rule or regulation. BNY Mellon shall provide the following regulatory administration services for each Fund and Series:  Assist the Fund in responding to SEC examination requests by providing requested documents in the possession of BNY Mellon that are on the SEC examination request list and by making employees responsible for providing services available to regulatory authorities having jurisdiction over the performance of such services as may be required or reasonably requested by such regulatory authorities;  Assist with and/or coordinate such other filings, notices and regulatory matters and other due diligence requests or requests for proposal on such terms and conditions as BNY Mellon and the applicable Fund on behalf of itself and its Series may mutually agree upon in writing from time to time; and

  • Legal Services If this Agreement is for legal services, this section is applicable. Contractor shall: (i) adhere to legal cost and billing guidelines designated by the JBE; (ii) adhere to litigation plans designated by the JBE, if applicable; (iii) adhere to case phasing of activities designated by the JBE, if applicable; (iv) submit and adhere to legal budgets as designated by the JBE; (v) maintain legal malpractice insurance in an amount not less than the amount designated by the JBE; and (vi) submit to legal bill audits and law firm audits if so requested by the JBE, whether conducted by employees or designees of the JBE or by any legal cost-control provider retained by the JBE for that purpose. Contractor may be required to submit to a legal cost and utilization review as determined by the JBE. If (a) the Contract Amount is greater than $50,000, (b) the legal services are not the legal representation of low- or middle-income persons, in either civil, criminal, or administrative matters, and (c) the legal services are to be performed within California, then Contractor agrees to make a good faith effort to provide a minimum number of hours of pro xxxx legal services, or an equivalent amount of financial contributions to qualified legal services projects and support centers, as defined in section 6213 of the Business and Professions Code, during each year of the Agreement equal to the lesser of either (A) thirty (30) multiplied by the number of full time attorneys in the firm’s offices in California, with the number of hours prorated on an actual day basis for any period of less than a full year or (B) the number of hours equal to ten percent (10%) of the Contract Amount divided by the average billing rate of the firm. Failure to make a good faith effort may be cause for nonrenewal of this Agreement or another judicial branch or other state contract for legal services, and may be taken into account when determining the award of future contracts with a Judicial Branch Entity for legal services.

  • General Administration 13.1 The Managers shall handle and settle all claims arising out of the Management Services hereunder and keep the Owners informed regarding any incident of which the Managers become aware which gives or may give rise to claims or disputes involving third parties. 13.2 The Managers shall, as instructed by the Owners, bring or defend actions, suits or proceedings in connection with matters entrusted to the Managers according to this Agreement. 13.3 The Managers shall also have power to obtain legal or technical or other outside expert advice in relation to the handling and settlement of claims and disputes or all other matters affecting the interests of the Owners in respect of the Vessel. 13.4 The Owners shall arrange for the provision of any necessary guarantee bond or other security. 13.5 Any costs reasonably incurred by the Managers in carrying out their obligations according to Clause 13 shall be reimbursed by the Owners.

  • Education services 1.1 Catholic education is intrinsic to the mission of the Church. It is one means by which the Church fulfils its role in assisting people to discover and embrace the fullness of life in Xxxxxx. Catholic schools offer a broad, comprehensive curriculum imbued with an authentic Catholic understanding of Xxxxxx and his teaching, as well as a lived appreciation of membership of the Catholic Church. Melbourne Archdiocese Catholic Schools Ltd (MACS) governs the operation of MACS schools and owns, governs and operates the School. 1.2 Parents and guardians, as the first educators of their children, enter into a partnership with the Catholic school to promote and support their child’s education. Parents and guardians must assume a responsibility for maintaining this partnership by supporting the school in the provision of education to their children within the scope of School's registration and furthering the spiritual and academic life of their children.

  • Investment Banking Services Except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, during the period beginning 180 days prior to the initial confidential submission of the Registration Statement and ending on the Effective Date, no Member and/or any person associated or affiliated with a Member has provided any investment banking, financial advisory and/or consulting services to the Company.

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