Financial Administration Services Sample Clauses

Financial Administration Services. Subject to the terms of any pooling arrangements, which may exist in relation to the Company and its assets:
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Financial Administration Services. 1. Coordinate and prepare, with the assistance and approval of the Client’s investment adviser, independent auditors, Client counsel, and officers drafts of the annual report to the Client’s investors (“Shareholders”); prepare drafts of the certified semi-annual report; prepare and file the final certified versions thereof on Form N-CSR;
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Financial Administration Services. Ultimus shall provide the Trust with financial administration services, including:
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Financial Administration Services. The Financial Administrator shall provide the following services, in each case, subject to the control, supervision and direction of the Administrator and subject to any necessary review and comment by the Trust's auditors and legal counsel and in accordance with procedures or policies that may be established from time to time by and between the Administrator and the Financial Administrator (the "Compliance Procedures"):
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Financial Administration Services. Coordinate printing and distribution of the annual and semiannual reports. • Prepare, review and file annual and semiannual Fund reports in accordance with all applicable rules and regulations, subject to review by the Company’s counsel and the annual audit by Company’s Independent Accountants, including: • Schedules of Investments • Statements of Assets and Liabilities • Statements of Operations • Statements of Changes in Net Assets • Statements of Cash Flow (if necessary) • Financial Highlights • Notes to Financial Statements • Tax disclosure information • Performance information for line graphs • Review of other financial data included in annual and semiannual reports • Shareholder meeting results • Directors’ and officer information • Any additional information that may be required by rule or regulation • Prepare, review and file Form N-SAR. • Prepare, review and file Form N-CSR. • Prepare, review and file Form 24f-2. • Coordinate and facilitate acquisition and maintenance of NASDAQ ticker symbols. • Prepare and file Form 1099 MISC for the Company’s Directors and vendors. • Assist with the design, development, and operation of the Funds, including new classes and accounting policies. • Calculate and review the following performance calculations: • Total return • Distribution yield (if requested) • Total return with sales charges (if applicable) • After-tax performance calculations • Other performance calculations as may be reasonably required, now or hereafter. • Respond to requests from independent fund accountants related to Fund audits and other Fund related business. • Review materials and reports prepared by the Company’sauditors, and materials prepared by the Company’s counsel which are submitted to BISYS. • Prepare, review and file Form NQ.
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Financial Administration Services. BISYS shall act as the financial administrator of the Company and shall perform for the Company the financial administration services described in Schedule D hereto. BISYS shall also perform such special accounting services, and furnish such reports, as the parties mutually agree upon from time to time, for which the Company will pay BISYS the amounts agreed upon between them.
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Financial Administration Services. 1) Financial Administration/Compliance
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Financial Administration Services. BISYS shall act as the financial administrator of the Company and shall perform for the Company the financial administration services described in Schedule D hereto. BISYS shall also perform such special accounting services, and furnish such reports, as the parties mutually agree upon from time to time, for which the Company will pay BISYS the amounts agreed upon between them. Blue Sky Administration Services. BISYS shall also perform the blue sky administration services in connection with the registration and qualification of the shares of the Funds for sale in the various states. Utilizing a data feed from the Funds' transfer agent containing gross sales information, BISYS will prepare such reports, applications and documents as may be necessary to register the shares of the Funds with state securities authorities; BISYS will monitor the sale of shares for compliance with state securities laws, as described in Schedule D. BISYS shall perform such other blue sky administration services for the Company and each of the Funds that are mutually agreed upon by the parties from time to time, for which the Company will pay BISYS the amounts agreed upon between them. BISYS shall provide the Company with such personnel, compensation and facilities as BISYS shall, from time to time, determine to be necessary to perform its obligations under this Agreement. In addition, at the request of the Board of Directors of the Company (the "Board"), BISYS shall report to the Board concerning the performance of its obligations hereunder. Except as explicitly set forth herein, BISYS shall perform additional services only as are provided on an amendment to the relevant Schedule, in consideration of such fees as the parties hereto agree. BISYS may utilize agents in its performance of services and, with the prior approval the Company, may appoint in writing other parties qualified to perform specific transfer agency, fund accounting financial administration or blue sky administration services reasonably acceptable to the Company (individually, a "Sub-Agent") to carry out some or all of its responsibilities under this Agreement with respect to a Fund; provided, however, that any such agent (including a Sub-Agent) shall be the agent of BISYS and not the agent of the Company, and BISYS shall be fully responsible for the acts of its agents and shall not be relieved of any of its responsibilities hereunder by the appointment of agents.
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Financial Administration Services 
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Related to Financial Administration Services

  • ADMINISTRATION SERVICES The Administrator shall provide the following services, in each case, subject to the control, supervision and direction of the Fund and the review and comment by the Fund's auditors and legal counsel and in accordance with procedures which may be established from time to time between the Fund and the Administrator:

  • General Administrative Services The Manager shall cause certain of its officers or other employees as the Board may from time to time request (collectively, the “Manager’s Employees”) or provide such general administrative services as may be required by the Company including accounting services, access to and consolidation of information in the Seadrill Group enterprise resource planning systems, and advice and assistance in the general administration and management of the business, subject to the sole direction of the Board and subject to Clause 7.1 hereof.

  • Amendment to Financial Administration and Accounting Services Agreement This Amendment to the Financial Administration and Accounting Services Agreement (this “Amendment”) is dated as of March 1, 2017, by and among each of the investment companies listed on Exhibit A hereto (each, a “Trust”) and State Street Bank and Trust Company (“State Street”).

  • REGULATORY ADMINISTRATION SERVICES BNY Mellon shall provide the following regulatory administration services for each Fund and Series:  Assist the Fund in responding to SEC examination requests by providing requested documents in the possession of BNY Mellon that are on the SEC examination request list and by making employees responsible for providing services available to regulatory authorities having jurisdiction over the performance of such services as may be required or reasonably requested by such regulatory authorities;  Assist with and/or coordinate such other filings, notices and regulatory matters and other due diligence requests or requests for proposal on such terms and conditions as BNY Mellon and the applicable Fund on behalf of itself and its Series may mutually agree upon in writing from time to time; and

  • FUND ADMINISTRATION SERVICES BNY Mellon shall provide the following fund administration services for each Fund, Series and class:  Calculate Fund approved income and per share amounts required for periodic distributions to be made by the applicable Fund, Series or class;  Coordinate a Fund’s annual audit and respond timely and completely to related requests;  Cooperate with each Fund’s independent auditors;  Supply various normal and customary portfolio and Fund statistical data as requested on an ongoing basis; and  If the chief executive officer or chief financial officer of a Fund is required to provide a certification as part of the Fund’s Form N-Q or Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Xxxxxxxx-Xxxxx Act of 2002, provide a sub-certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as reasonably agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of this Agreement with respect to the applicable Fund or Series and only if it receives such cooperation as it may request to perform its investigations with respect to the sub-certification. For clarity, the sub-certification is not itself a certification under the Xxxxxxxx-Xxxxx Act of 2002 or under any other law, rule or regulation. REGULATORY ADMINISTRATION SERVICES BNY Mellon shall provide the following regulatory administration services for each Fund and Series:  Assist the Fund in responding to SEC examination requests by providing requested documents in the possession of BNY Mellon that are on the SEC examination request list and by making employees responsible for providing services available to regulatory authorities having jurisdiction over the performance of such services as may be required or reasonably requested by such regulatory authorities;  Assist with and/or coordinate such other filings, notices and regulatory matters and other due diligence requests or requests for proposal on such terms and conditions as BNY Mellon and the applicable Fund on behalf of itself and its Series may mutually agree upon in writing from time to time; and

  • Legal Services Legal services and expenses in connection with the affairs of the Trust, including registering and qualifying its shares with regulatory authorities;

  • General Administration 13.1 The Managers shall handle and settle all claims arising out of the Management Services hereunder and keep the Owners informed regarding any incident of which the Managers become aware which gives or may give rise to claims or disputes involving third parties.

  • Investment Banking Services Except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, during the period beginning 180 days prior to the initial confidential submission of the Registration Statement and ending on the Effective Date, no Member and/or any person associated or affiliated with a Member has provided any investment banking, financial advisory and/or consulting services to the Company.

  • Subadvisory Services In its capacity as subadviser to the Fund, the Subadviser shall have the following responsibilities:

  • SPECIAL SERVICES Should the Trust have occasion to request the Adviser to perform services not herein contemplated or to request the Adviser to arrange for the services of others, the Adviser will act for the Trust on behalf of the Fund upon request to the best of its ability, with compensation for the Adviser's services to be agreed upon with respect to each such occasion as it arises.

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