Sales Restrictions Sample Clauses

Sales Restrictions. The Agent represents and agrees that it will comply with the restrictions on offers and sales of the Shares set forth in Schedule “A” hereto, as well as the other provisions thereof, all of which are hereby incorporated by reference herein and form a part hereof.
AutoNDA by SimpleDocs
Sales Restrictions a) The Notes and Warrants to be issued pursuant to this Agreement have not been registered under the United States Securities Act of 1933, as amended (the "Securities Act"), and may not be offered, sold or delivered, directly or indirectly, in the United States or to, or for the account of, any U.S. person except in transactions exempt from the registration requirements of the Securities Act.
Sales Restrictions. 10.1 The Underwriters shall offer the Offered Units for sale to the public, directly and through other duly qualified investment dealers and brokers (the Underwriters, their respective affiliates, together with such other investment dealers and brokers, are referred to herein as the “Selling Firms”), only as permitted by applicable Securities Laws, and upon the terms and conditions set forth in the Canadian Preliminary Prospectus, the Canadian Prospectus and the Registration Statement, this Agreement and the Inter-Syndicate Agreement, at an offering price not exceeding the Unit Price set forth on the cover page of the Canadian Prospectus and the U.S. Prospectus. The Selling Firms will not solicit offers to purchase or sell the Offered Units so as to require registration of the Offered Units or filing of a prospectus with respect to the Offered Units under the laws of any jurisdiction other than the Qualifying Provinces or the United States. For the purposes of this section 10.1, the Underwriters shall be entitled to assume that the Offered Units are qualified or registered for Distribution by duly qualified investment dealers and brokers under (i) the Securities Laws of those Qualifying Provinces where a receipt or similar document for the Canadian Preliminary Prospectus and the Canadian Prospectus shall have been obtained from the applicable Qualifying Authority following the filing of the Canadian Preliminary Prospectus and the Canadian Prospectus or any Supplementary Material, and (ii) the Securities Act.
Sales Restrictions. The units of the UCITS are not admitted for distribution in all countries. Local regulations shall apply in cases where units are issued, redeemed, and exchanged abroad. Details are indicated in the prospectus.
Sales Restrictions. The sale of shares underlying French Qualified RSUs may occur as soon as the shares are delivered to the Participant, provided the following:
Sales Restrictions. The UCITS units are not licensed for distribution in all countries of the world. The issue, the conversion and the redemp- tion of units abroad are subject to the provisions that are in force in the respective foreign country. Further details are set out in the Prospectus.
Sales Restrictions. SELLER understands and agrees that it is expressly prohibited from selling to, offering to sell to, or soliciting sales from anyone outside the Territory.
AutoNDA by SimpleDocs
Sales Restrictions. The Matched Performance Award granted hereunder may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, and shall be subject to a risk of forfeiture and until any additional requirements or restrictions contained in this Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing.
Sales Restrictions. From the Effective Date until July 1, 2016, the Athas Sellers shall not sell, contract to sell (including any short sale or other hedging transaction), or otherwise dispose of, or grant any option to purchase or otherwise transfer any Closing Shares or Settlement Shares, except:
Sales Restrictions. 10.1 The Agent shall offer the Units for sale to the public, directly and through other duly qualified investment dealers and brokers (the Agent, together with such other investment dealers and brokers, are referred to herein as the "Selling Firms"), only as permitted by Securities Laws and upon the terms and conditions set forth in the Prospectuses and in this Agreement, at an offering price not exceeding the offering price set forth on the cover page of the Prospectus. For the purposes of this paragraph, the Agent shall be entitled to assume that the Unit Shares and Warrants comprising the Units are qualified or registered for distribution by duly qualified investment dealers and brokers under the Securities Laws of those Qualifying Provinces where a receipt or similar document for the Prospectus shall have been obtained from the applicable Regulatory Authority (including a decision document under the Review Procedures) following the filing of the Prospectus, unless otherwise notified in writing. The Agent acknowledges that the Unit Shares and Warrants comprising the Units are qualified for distribution in the states of Delaware and New York and not in any other state of the United States.
Time is Money Join Law Insider Premium to draft better contracts faster.