Commission, Fees and Expenses Sample Clauses

Commission, Fees and Expenses. 14.1 In consideration for its services hereunder, the Corporation agrees to pay to the Soliciting Dealer: (a) a corporate finance fee of $40,000, plus applicable taxes (the “Corporate Finance Fee”), of which a non-refundable amount of $21,000 has been received by the Soliciting Dealer from the Corporation, and the balance of the Corporate Finance Fee shall be payable to the Soliciting Dealer at the Closing Time; (b) a cash commission (the “Soliciting Dealer’s Fee”) equal to 10% of the aggregate gross proceeds raised under the Offering, such fee shall be payable to the Soliciting Dealer at the Closing Time; and (c) the Corporation shall issue the Soliciting Dealer’s Option to the Soliciting Dealer at the Closing Time. 14.2 All expenses of or incidental to the issue and offering of the Units shall be borne by the Corporation, including, subject to the provisions hereof, the Soliciting Dealer’s out-of-pocket expenses, the fees and disbursements of counsel for the Soliciting Dealer and applicable taxes thereon, expenses payable in connection with the distribution of the Rights, the Units and the Soliciting Dealer’s Option in the Eligible Jurisdictions, the fees and expenses of counsel for the Corporation, the costs relating to road show meetings and presentations, listing fees, and all costs incurred in connection with the preparation, printing and delivery of the Circular. Individual expenses, excluding legal fees, exceeding $10,000 are subject to the pre-approval of the Corporation. The Soliciting Dealer’s legal expenses in excess of $50,000 (not including applicable taxes and disbursements) are subject to the pre-approval of the Corporation. The Corporation shall pay all invoices within 10 days of receipt thereof. 14.3 The Soliciting Dealer acknowledges receipt of the sum of $20,000 from the Corporation, with such funds representing an advance with respect to expenses payable pursuant to Article
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Commission, Fees and Expenses. (1) You agree to pay: a. all legal costs incurred by you associated with entering into this Client Agreement and all taxes and expenses incurred by you in connection with this Client Agreement; b. commission upon the execution of any requested financial product transaction at such rate as is agreed separately between EightCap and you, as well as an amount equal to any other fee charged or levied on EightCap, or other expense incurred by EightCap, arising from any action taken pursuant to this Client Agreement; c. all stamp duty, duties and taxes (including GST) payable on or pursuant to this Client Agreement; d. all amounts payable as a result of making or taking delivery or making cash adjustment in accordance with the terms of an exchange traded or over-the-counter financial product transaction; e. all amounts incurred by you as a result of your default under the terms of this Client Agreement, including without limitation, all reasonable legal costs on a solicitor/client basis; f. interest, in respect of any unpaid amount due under this Client Agreement, at a rate of three (3) per cent per annum above LIBOR (at a minimum of 10% per annum) – such interest shall accrue and be calculated daily from the date payment was due until the date you pay in full and shall be compounded monthly; and g. interest is calculated on the basis of net free equity on each account, unless specifically agreed otherwise – interest will be charged on the full negative net free equity on any account, regardless of whether you hold other accounts which have positive net free equity (please note that this means that if you hold multiple accounts, you may incur interest charges although the aggregate net free equity position of all of your accounts may be positive). (2) You authorise EightCap to appropriate, transfer, credit, apply, or pay monies that may be received by EightCap or held by EightCap on your behalf in payment of any amounts which may be outstanding by you to EightCap or its agents in a transaction effected on your behalf. (3) Where amounts are payable by one party to the other, netting principles shall will be conclusive and binding on you in the absence of manifest error;
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Commission, Fees and Expenses. The Subscriber understands that an upfront sales commission between 0% and 5% may be deducted from a subscription order for Class 1 Units (Series A-1) and will be paid by the Subscriber to its registered dealer through whom the Subscriber purchases the Units. The sales commission is negotiated between the Subscriber and its registered dealer.
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Commission, Fees and Expenses. 3.1 Upon becoming successful at any Auction, the Client shall pay the Agent: (i) A base fee of $2,000 (if unsuccessful, a base fee of $1,000); (ii) plus GST. 3.2 The Client further agrees to immediately reimburse the Agent in respect of any expenses, fees or costs incurred in the due diligence enquiries carried out on behalf of the Client. These expenses shall include but not be limited to fees for Land Information Memoranda, Land Information New Zealand search fees, Company Office fees or any other government or local government charges incurred by the Agent in carrying out the duties referred to. For this purpose, the Client authorizes the Agent to spend up to $750 including GST. This is additional to the commission under 3.1 above and the Client acknowledges that it is not obliged to agree to these or any other additional expenses but has agreed to reimburse the Agent as stated herein. 3.3 If the land, property or business or part of it purchased by or through the instrumentality of the Agent or by anyone introduced through the agency of the Agent, the Client agrees to pay a commission as set out in this Authority, whether such purchase is on the terms set out herein or on any other terms acceptable to the Client. If an exchange of the Property or part of it is effected by or through the instrumentality of the Agent or by any person introduced through the agency of the Agent, the Client agrees to pay the Agent a commission as set out in this Authority notwithstanding that the Agent may be entitled to a commission from the other party to the exchange. 3.4 The Agent warrants and confirms that it is not entitled to receive any rebates, discounts or commissions other than the fees, commissions and payments referred to herein either from the Client or from the seller of the property or business being acquired by the Client under this Authority.
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Commission, Fees and Expenses. 8.1 In consideration of the services of each of the Public Offer Underwriters to underwrite the Public Offer under this Agreement, subject to this Agreement having become unconditional and not having been terminated under its terms, the Company shall pay or cause to be paid, to the Sole Overall Coordinator and the Joint Global Coordinators (for themselves and on behalf of the other Public Offer Underwriters), by way of deduction as provided under Clause 6.2, no later than the time of Closing, an underwriting commission calculated at the rate of 4.0% of the Offer Price multiplied by the number of aggregate Public Offer Shares (excluding such Placing Shares reallocated to and from the Public Offer pursuant to Clause 7), out of which the Public Offer Underwriters will pay any sub-underwriting commissions payable (if any). The respective entitlements of the Public Offer Underwriters to the underwriting commission will be paid as separately agreed between the Company on the one hand, and the Sole Overall Coordinator, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Public Offer Underwriters and the Syndicate CMIs on the other hand, and recorded in the engagement letters between the Company and the Sole Overall Coordinator and the Syndicate CMIs (as applicable). If there is any adjustment to the respective entitlements of the Public Offer Underwriters to the underwriting commission, such adjustment shall be conducted in compliance with the Listing Rules before the Listing Date. The payment by the Company to the Sole Overall Coordinator and the Joint Global Coordinators of the underwriting commission in the manner set out in this Clause 8.1 shall be a full discharge of the Company’s obligation to the Public Offer Underwriters to pay the underwriting commission and the Company shall not be concerned with the allocation and distribution of the underwriting commission among the Public Offer Underwriters. In addition, the Company agrees to pay to the Sole Overall Coordinator and the Joint Global Coordinators a discretionary incentive fee up to 2.0% of the Offer Price multiplied by the number of aggregate Public Offer Shares (excluding such Placing Shares reallocated to and from the Public Offer pursuant to Clause 7). 8.2 The Company shall further pay to the Sole Overall Coordinator and the Joint Global Coordinators (for themselves and on behalf of the other Public Offer Underwriters) all costs, fees and expenses and such other out of...
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Commission, Fees and Expenses. 8.1 Subject to Clause 8.4, the Company shall pay to the Sponsor for its services under this Agreement: 8.1.1 a fee in the amount set out in the Engagement Letter (the "CORPORATE FEE"); plus 8.1.2 a commission of 2 per cent. of the value of subscription moneys raised pursuant to the Placing and Open Offer (the "COMMISSION") (out of which the Sponsor agrees to pay any sub-underwriting commissions payable). 8.2 The Corporate Fee shall be payable as set out in the Engagement Letter. 8.3 The Commission shall be payable upon receipt by the Company of the subscription moneys raised pursuant to the Placing and Open Offer (the "SUBSCRIPTION MONEYS"). The Company hereby agrees and consents that an amount equal to the Commission payable shall, at the Sponsor's option, be deducted by the Sponsor from the Subscription Moneys held by the Sponsor and retained in satisfaction of the payment of the Commission. 8.4 In the event that the transaction shall terminate, whether pursuant to Clause 11 or otherwise, prior to Admission, the Company shall pay to the Sponsor (or the Sponsor shall retain, as appropriate) the Corporate Fee on the basis set out in the Engagement Letter. 8.5 Subject to Clause 8.7, the Company shall pay (or reimburse the Sponsor, as appropriate) the costs and expenses of, and incidental to, the arrangements referred to or contemplated in this Agreement, the application for Admission, the Placing, the Open Offer and the transactions connected with it including, without limitation, the following: (a) all fees payable to the Stock Exchange; (b) all accountancy, legal and other professional expenses of the Company and the Sponsor (including the Sponsor's legal fees and all accommodation and travelling expenses)
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Commission, Fees and Expenses. In consideration of the Underwriter’s obligations under this Agreement to underwrite the Underwritten Shares and its services in relation thereto, the Company shall by not later than the date of despatch of the share certificates in respect of the Rights Shares, pay to the Underwriter: (A) an underwriting commission, in Hong Kong dollars, of 3.0 per cent. of the aggregate Subscription Price in respect of Underwritten Shares; and (B) reasonable legal fees and other reasonable out-of-pocket expenses (excluding sub- underwriting fees and related expenses) of the Underwriter in respect of the Rights Issue, which in any event shall not exceed $1,000. Payment of the amounts as referred to in Clause 9.1(B) shall be made whether or not the Underwriter’s obligations under this Agreement become unconditional pursuant to Clause 2 or are terminated pursuant to Clause 13. The amount referred to in Clause 9.1(A) shall not be payable if the Underwriter’s obligation under this Agreement does not become unconditional pursuant to Clause 2 or if it is terminated by the Underwriter pursuant to Clause 13.
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Commission, Fees and Expenses 
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Related to Commission, Fees and Expenses

  • Other Fees and Expenses Borrower shall pay to Agent, for its own account, all charges for returned items and all other bank charges incurred by Agent, as well as Agent's standard wire transfer charges for each wire transfer made under this Agreement.

  • Certain Fees and Expenses (a) Provided that the Fund is not in material breach of its obligations under this Agreement, if the Merger is not consummated for failure of the condition to Closing contained in Section 7.1(f) to be satisfied and, as a result of such failure, CNLRP is obligated to pay the Company a break-up fee pursuant to the terms of the CNLRP Merger Agreement, the Company shall pay to the Fund as follows: (i) if the Fund has waived the condition to Closing contained in Section 7.1(f) and elected to proceed with the Merger, the Company shall pay to the Fund an amount equal to $8,000,000, multiplied by a fraction, the numerator of which shall be the value of the Merger Consideration and the denominator of which shall be the value of the Aggregate Merger Consideration; and (ii) if the Fund has not waived the condition to Closing contained in Section 7.1(f) and the Merger is not consummated, the Company shall pay to the Fund an amount equal to $5,000,000, multiplied by a fraction, the numerator of which shall be the value of the Merger Consideration and the denominator of which shall be the value of the Aggregate Merger Consideration. (b) If this Agreement shall be terminated by the Fund pursuant to Section 8.1(k), the Fund thereupon shall pay to the Company an amount equal to the lesser of (i) 4.0% of the value of the Merger Consideration; and (ii) $20,000,000 multiplied by a fraction, the numerator of which shall be the value of the Merger Consideration and the denominator of which shall be the value of the Aggregate Merger Consideration. (c) If this Agreement shall be terminated by the Company pursuant to Section 8.1(l), the Company shall pay to the Fund an amount equal to the lesser of (i) 4.0% of the value of the Merger Consideration; and (ii) $20,000,000 multiplied by a fraction, the numerator of which shall be the value of the Merger Consideration and the denominator of which shall be the value of the Aggregate Merger Consideration. (d) If this Agreement shall be terminated by the Company pursuant to Section 8.1(n) or by the Fund or the Company on or after June 30, 2005, and as of the date of termination the Transaction Financing Commitment Letter has not been received by the Company, the Company shall pay to the Fund an amount equal to $3,000,000 multiplied by a fraction, the numerator of which shall be the value of the Merger Consideration and the denominator of which shall be the value of the Aggregate Merger Consideration. (e) The payment of the amounts pursuant to this Section 8.4 shall be full compensation for the loss suffered by the Company or the Fund (as applicable) as a result of the failure of the Merger to be consummated (including, without limitation, opportunity costs and out-of-pocket costs and expenses) and to avoid the difficulty of determining damages under the circumstances. Any amount owed by the Company or the Fund pursuant to this Section 8.4 shall be paid by the Company to the Fund or the Fund to the Company (as applicable) in immediately available funds within two (2) business days after the date the event giving rise to the obligation to make such payment occurred. The Company and the Fund each acknowledge that the agreements contained in this Section 8.4 are integral parts of this Agreement; accordingly, if the Fund or the Company (as applicable) fails to promptly pay any amount owed pursuant to this Section 8.4 and, in order to obtain payment, the Fund or the Company (as applicable) commences a suit which results in a judgment against the other for any amounts owed pursuant to this Section 8.4, the losing party shall pay to the prevailing party its costs and expenses (including reasonable attorneys’ fees and expenses) in connection with such suit, together with interest on the amount owed at the prime rate of Bank of America, N.A. Payment of the fees described in this Section 8.4 shall not be in lieu of damages incurred in the event of breach of this Agreement.

  • Legal Fees and Expenses The parties shall each bear their own expenses, legal fees and other fees incurred in connection with this Agreement.

  • Costs, Fees and Expenses Except as otherwise specifically provided herein, each party hereto agrees to pay all costs, fees and expenses which it has incurred in connection with or incidental to the matters contained in this Agreement, including without limitation any fees and disbursements to its accountants and counsel; provided, that the Assuming Institution shall pay all fees, costs and expenses (other than attorneys' fees incurred by the Receiver) incurred in connection with the transfer to it of any Assets or Liabilities Assumed hereunder or in accordance herewith.

  • BROKERAGE FEES AND EXPENSES 9.1. The Trust, on behalf of the Acquiring Portfolio and the Acquired Portfolio, represents and warrants that there are no brokers or finders entitled to receive any payments in connection with the transactions provided for herein. 9.2. The expenses relating to the proposed Reorganization will be shared so that (1) half of such costs are borne by the investment adviser to the Acquired and Acquiring Portfolios, and (2) half are borne by the Acquired and Acquiring Portfolios and will be paid by the Acquired Portfolio and Acquiring Portfolio pro rata based upon the relative net assets of the Acquired Portfolio and Acquiring Portfolio as of the close of business on the record date for determining the shareholders of the Acquired Portfolio entitled to vote on the Reorganization. The costs of the Reorganization shall include, but not be limited to, costs associated with obtaining any necessary order of exemption from the 1940 Act, preparation of the Registration Statement, printing and distributing the Acquiring Portfolio's prospectus and the Acquired Portfolio's proxy materials, legal fees, accounting fees, securities registration fees, and expenses of holding shareholders' meetings. Notwithstanding any of the foregoing, expenses will in any event be paid by the party directly incurring such expenses if and to the extent that the payment by another person of such expenses would result in the disqualification of such party as a "regulated investment company" within the meaning of Section 851 of the Code.

  • Interest Fees and Expenses (a) Interest on the Revolving Loans, whether bearing interest based on the Chase Bank Rate or LIBOR, shall be payable monthly as of the end of each month. Chase Bank Rate Loans shall be an amount equal to the Chase Bank Rate plus one quarter of one percent (.25%) per annum on the average of the net balances owing by the Company to CIT in the Revolving Loan Account at the close of each day during such month. In the event of any change in said Chase Bank Rate, the rate hereunder for Chase Bank Rate Loans shall change, as of the date of such change, so as to remain one quarter of one percent (.25%) above the Chase Bank Rate. The rate hereunder for Chase Bank Rate Loans shall be calculated based on a 360-day year. CIT shall be entitled to charge the Company's Revolving Loan Account at the rate provided for herein when due until all Obligations have been paid in full. (b) Notwithstanding any provision to the contrary contained in this section 8, in the event that the sum of the outstanding Revolving Loans exceed the lesser of either (x) the maximum aggregate amount available under Sections 3 and 5 of this Financing Agreement or (y) the Revolving Line of Credit: (A) as a result of Revolving Loans advanced by CIT at the request of the Company (herein "Requested Overadvances"), for any one (1) or more days in any month, or (B) for any other reason whatsoever (herein "Other Overadvances") and such Other Overadvances continue for five (5) or more days in any month , the average net balance of all Revolving Loans for such month shall bear interest at the Overadvance Rate. (c) Upon and after the occurrence of an Event of Default and the giving of any required notice by CIT in accordance with the provisions of Section 10, Paragraph 10.2 hereof, all Obligations shall bear interest at the Default Rate of Interest. 8.2 Interest on the Term Loan shall be payable monthly as of the end of each month on the unpaid balance or on payment in full prior to maturity. Chase Bank Rate Loans shall be in an amount equal to the Chase Bank Rate plus one half of one percent (.50%) per annum. In the event of any change in said Chase Bank Rate the rate hereunder for any such Chase Bank Rate Loans shall change, as of the date of such change, so as to remain one half of one percent (.50%) above the Chase Bank Rate. The rate hereunder shall be calculated based on a 360 day year. CIT shall be entitled to charge the Revolving Loan Account at the rate provided for herein when due until all Obligations have been paid in full. Notwithstanding the foregoing, if the Term Loan is not repaid in full by April 1, 2001, the rate of interest set forth in this Section 8.2 shall increase by one-half of

  • Brokers’ Fees and Expenses No broker, investment banker, financial advisor or other Person is entitled to any broker’s, finder’s, financial advisor’s or other similar fee or commission in connection with the Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by or on behalf of Parent or Merger Sub.

  • Custodian's Fees and Expenses (a) The Depositor, Designated Beneficiary and Responsible Individual agree that the Custodian shall be entitled to receive any and all fees specified in the Custodian's current published fee schedule for establishing and maintaining this Xxxxxxxxx ESA, including, but not limited to, any fees for distributions from, transfers from, and terminations of this Xxxxxxxxx ESA. The Custodian may change its fee schedule at any time by giving the Designated Beneficiary (or Responsible Individual) 30 days prior written notice. (b) The Depositor, Designated Beneficiary and Responsible Individual agree that the Custodian shall be entitled to reimbursement for any expenses incurred by the Custodian in the performance of its duties in connection with the account. Such expenses include, but are not limited to, administrative expenses, such as legal and accounting fees, and any taxes of any kind whatsoever that may be levied or assessed with respect to such account. (c) All such fees, taxes, and other administrative expenses charged to the account shall be collected either from the assets in the account or from any contributions to or distributions from such account if not paid by the Depositor, Designated Beneficiary or Responsible Individual, but the Depositor, Designated Beneficiary and Responsible Individual shall be responsible for any deficiency. (d) In the event that for any reason the Custodian is not certain as to who is entitled to receive all or part of the Custodial Funds, the Custodian reserves the right to withhold any payment from the Custodial Account, to request a court ruling to determine the disposition of the Custodial assets, and to charge the Custodial Account for any expenses incurred in obtaining such legal determination.

  • Trustee's Fees and Expenses The Trustee, as compensation for its activities hereunder, shall be entitled to withdraw from the Distribution Account on each Distribution Date an amount equal to the Trustee Fee for such Distribution Date. The Trustee and any director, officer, employee or agent of the Trustee shall be indemnified by the Master Servicer and held harmless against any loss, liability or expense (including reasonable attorney's fees) (i) incurred in connection with any claim or legal action relating to (a) this Agreement, (b) the Certificates or (c) in connection with the performance of any of the Trustee's duties hereunder, other than any loss, liability or expense incurred by reason of willful misfeasance, bad faith or negligence in the performance of any of the Trustee's duties hereunder or incurred by reason of any action of the Trustee taken at the direction of the Certificateholders and (ii) resulting from any error in any tax or information return prepared by the Master Servicer. Such indemnity shall survive the termination of this Agreement or the resignation or removal of the Trustee hereunder. Without limiting the foregoing, the Master Servicer covenants and agrees, except as otherwise agreed upon in writing by the Depositor and the Trustee, and except for any such expense, disbursement or advance as may arise from the Trustee's negligence, bad faith or willful misconduct, to pay or reimburse the Trustee, for all reasonable expenses, disbursements and advances incurred or made by the Trustee in accordance with any of the provisions of this Agreement with respect to: (A) the reasonable compensation and the expenses and disbursements of its counsel not associated with the closing of the issuance of the Certificates, (B) the reasonable compensation, expenses and disbursements of any accountant, engineer or appraiser that is not regularly employed by the Trustee, to the extent that the Trustee must engage such persons to perform acts or services hereunder and (C) printing and engraving expenses in connection with preparing any Definitive Certificates. Except as otherwise provided herein, the Trustee shall not be entitled to payment or reimbursement for any routine ongoing expenses incurred by the Trustee in the ordinary course of its duties as Trustee, Registrar, Tax Matters Person or Paying Agent hereunder or for any other expenses.

  • COMMISSIONS AND EXPENSES 15.1 The Issuer agrees to pay to the Agent such fees and commissions as the Issuer and the Agent shall separately agree in respect of the services of the Paying Agents under this Agreement together with any out of pocket expenses (including legal, printing, postage, fax, cable and advertising expenses) incurred by the Paying Agents in connection with their services. 15.2 The Agent will make payment of the fees and commissions due under this Agreement to the other Paying Agents and will reimburse their expenses promptly after the receipt of the relevant moneys from the Issuer. The Issuer shall not be responsible for any payment or reimbursement by the Agent to the other Paying Agents.

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