Obligations of the Introducer. 3.1. The Introducer agrees to act in compliance with the legislation of the country of its residence.
Obligations of the Introducer. 2.2 The Introducer shall:
Obligations of the Introducer. 9. The Trader shall on appointment and for the duration of this Agreement: • provide the Broker with all information and assistance required for the Broker to comply with FCA requirements in respect of the Broker’s appointment of the Trader pursuant to this Agreement; • use all reasonable endeavours to ensure that all employees and sub-contractors conducting any regulated activity are appropriately skilled and trained to conduct the activity in a competent manner and in accordance with the requirements of the Training and Competence Handbook; • be of good repute and possess appropriate general, commercial and professional knowledge so as to be able to communicate accurately all relevant information regarding the proposed service to a Customer; • show utmost good faith towards the Broker and in all dealings for or on behalf of the Broker and not to act in bad faith towards, nor in any way to harm, the Broker or its interests; • pass to the Broker any information or benefit which the Trader receives on behalf of the Broker or its business or other interests; • observe, submit to, co-operate with or, as the case may be, perform such controls, checks, investigations, examinations, procedures, rules, codes and other measures and requirements as the FCA or the Broker or its other authorised representatives may from time to time reasonably require (including, without limitation, for the purpose of complying with any law or contract or the lawful request of any governmental, statutory, regulatory or judicial body); • subject to both Parties’ compliance with Data Protection Laws, allow the Broker full rights of access to such records and staff as may be required by the Broker to audit the Trader in respect of the activities set out above; • at all times when appropriate, keep the Broker fully informed of the Trader’s conduct of the affairs of the Broker and shall promptly provide such information and explanations as may be requested from time to time; • provide the Broker on each anniversary of the date hereof with a copy of its accounts;
Obligations of the Introducer. 3.1 The Introducer will be responsible for accounting to the client for any introducer fee received, in accordance with the requirements of their relevant Professional Body (if applicable). The regulated firm will be responsible for the disclosure to the client of any commissions received or fees payable arising from this service.
Obligations of the Introducer. 5.1 You are required to collect the Policy application forms from the members.
Obligations of the Introducer. 1. The Introducer shall, without any delay, provide the Chamber with any and all information required thereby and necessary to perform the obligations under the Act and hereunder by the Chamber, including but not limited to any information pertaining to the mass of multimaterial packaging entered into the market with the products, within the time limits specified herein.
Obligations of the Introducer. 5.1. The Introducer undertakes to introduce Customers and Loan Proposals in an expert and diligent manner, acting in good faith, to the best of its ability and in compliance with all Applicable Requirements.
5.2. The Introducer shall promptly comply with all reasonable requests which may be made by UTB.
5.3. The Introducer will provide such assistance as UTB may reasonably request to minimise any loss to UTB resulting from a breach by a Customer of any of the terms and conditions of a Loan Offer.
5.4. The Introducer undertakes to UTB that it holds all necessary licences, permissions and authorities required in connection with introducing the Loan Proposal and shall upon the request of UTB provide to UTB evidence of same.
5.5. The Introducer will notify UTB of any correspondence received by it from a relevant regulatory body regarding a breach or failure to comply with their requirements. B: 23272 PD.INTRODUCER.TOB 11/24
5.6. The Introducer shall disclose to any Customer the receipt or anticipated receipt of Commission by the Introducer from UTB prior to submitting any Loan Proposal.
5.7. The Introducer shall provide any Customer with the UTB Privacy Notice prior to passing any relevant information, as defined under Data Protection Laws, to UTB. The UTB Privacy Notice can be found at xxx.xxxxxx.xx.xx.
5.8. The Introducer shall notify UTB of any prior submission of a proposal to another lender, and the outcome of that submission.
5.9. The Introducer shall disclose to UTB the source of the Customer or Loan Proposal.
5.10. The Introducer will give UTB reasonable notice of any claim, demand or action of which it becomes aware in respect of any Customer or Loan Proposal introduced to UTB.
5.11. The Introducer acknowledges and agrees it will, during and after this Agreement provide to UTB all reasonable assistance in connection with any claim, demand or action made in respect of any Loan Offer.
5.12. The Introducer undertakes to maintain procedures to ensure compliance with all Applicable Requirements (including without limit Anti-Bribery Legislation, Anti-Money Laundering Legislation, the MSA and, without prejudice to clause 8, Data Protection Laws) and to ensure that these are followed by their staff.
5.13. The Introducer will not produce or distribute any documentation containing UTB’s name, logos or trademarks without UTB’s written consent save where it is doing so for the purpose for which UTB supplied the Introducer with the documentation.
5.14. The Introdu...
Obligations of the Introducer. 3.1 The Introducer undertakes to provide accurate and timely information as required by the Eagle GM Ltd to enter into this Agreement including all the information required by the Eagle GM Ltd to comply with Money Laundering Regulations.
Obligations of the Introducer. 3.1. The Introducer agrees to act in compliance with the legislation of the country of its residence. Fullerton Markets International Limited First Floor, First St. Xxxxxxx Bank Ltd Building Xxxxx Street, P.O. Box 1574 Kingstown, VC0100 St. Xxxxxxx and the Grenadines Phone: +00 00 0000 0000 Email: xxxxxxxxx@xxxxxxxxxxxxxxxx.xxx Web: xxx.xxxxxxxxxxxxxxxx.xxx
Obligations of the Introducer. 3.1. Without prejudice to the general nature of Clause 2, the Introducer agrees and warrants that:
