Obligations of the Introducer. 3.1. The Introducer agrees to act in compliance with the legislation of the country of its residence.
Obligations of the Introducer. 2.2 The Introducer shall:
Obligations of the Introducer. 9. The Trader shall on appointment and for the duration of this Agreement: • provide the Broker with all information and assistance required for the Broker to comply with FCA requirements in respect of the Broker’s appointment of the Trader pursuant to this Agreement; • use all reasonable endeavours to ensure that all employees and sub-contractors conducting any regulated activity are appropriately skilled and trained to conduct the activity in a competent manner and in accordance with the requirements of the Training and Competence Handbook; • be of good repute and possess appropriate general, commercial and professional knowledge so as to be able to communicate accurately all relevant information regarding the proposed service to a Customer; • show utmost good faith towards the Broker and in all dealings for or on behalf of the Broker and not to act in bad faith towards, nor in any way to harm, the Broker or its interests; • pass to the Broker any information or benefit which the Trader receives on behalf of the Broker or its business or other interests; • observe, submit to, co-operate with or, as the case may be, perform such controls, checks, investigations, examinations, procedures, rules, codes and other measures and requirements as the FCA or the Broker or its other authorised representatives may from time to time reasonably require (including, without limitation, for the purpose of complying with any law or contract or the lawful request of any governmental, statutory, regulatory or judicial body); • subject to both Parties’ compliance with Data Protection Laws, allow the Broker full rights of access to such records and staff as may be required by the Broker to audit the Trader in respect of the activities set out above; • at all times when appropriate, keep the Broker fully informed of the Trader’s conduct of the affairs of the Broker and shall promptly provide such information and explanations as may be requested from time to time; • provide the Broker on each anniversary of the date hereof with a copy of its accounts;
Obligations of the Introducer. 5.1 You are required to collect the Policy application forms from the members.
Obligations of the Introducer. 3.1 The Introducer will be responsible for accounting to the client for any introducer fee received, in accordance with the requirements of their relevant Professional Body (if applicable). The regulated firm will be responsible for the disclosure to the client of any commissions received or fees payable arising from this service.
Obligations of the Introducer. 1. The Introducer shall, without any delay, provide the Chamber with any and all information required thereby and necessary to perform the obligations under the Act and hereunder by the Chamber, including but not limited to any information pertaining to the mass of multimaterial packaging entered into the market with the products, within the time limits specified herein.
Obligations of the Introducer. 5.1. The Introducer undertakes to introduce Customers and Loan Proposals in an expert and diligent manner, acting in good faith, to the best of its ability and in compliance with all Applicable Requirements.
Obligations of the Introducer. 3.1. Without prejudice to the general nature of Clause 2, the Introducer agrees and warrants that:
Obligations of the Introducer. 3.1. The Introducer agrees to act in compliance with the legislation of the country of its residence. Fullerton Markets International Limited First Floor, First St. Xxxxxxx Bank Ltd Building Xxxxx Street, P.O. Box 1574 Kingstown, VC0100 St. Xxxxxxx and the Grenadines Phone: +00 00 0000 0000 Email: xxxxxxxxx@xxxxxxxxxxxxxxxx.xxx Web: xxx.xxxxxxxxxxxxxxxx.xxx
Obligations of the Introducer. 3.1 The Introducer undertakes to provide accurate and timely information as required by the Eagle GM Ltd to enter into this Agreement including all the information required by the Eagle GM Ltd to comply with Money Laundering Regulations.
