Obligations of the Introducer. 3.1. The Introducer agrees to act in compliance with the legislation of the country of its residence.
3.2. The Introducer agrees to notify the Company immediately about any intervention by right or without a right in its activity.
3.3. The Introducer agrees to use best endeavors to attract potential customers for the Company.
3.4. The Introducer is responsible for accuracy of customer’s application form and authenticity of the data provided by the customer. A Customer is considered to be attracted by the Introducer provided one of the following conditions is observed:
3.4.1. the Customer indicates Introducer’s ID and/or contact details upon trading account registration;
3.4.2. the Customer registers a trading account via a special link provided by the Introducer. In this case the Introducer’s ID is entered automatically.
3.5. The Company reserves a right to register a customer as attracted by the Introducer provided the Introducer may prove the fact of attracting this customer and explain the reason why the customer’s registration was not carried out in compliance with clause 3.4.hereof.
3.6. The Introducer is entitled to accord all and every advertising material including the business cards of the Introducer if necessary to use the advertisement and/or the advertising products within fulfillment of obligations under these Regulations.
3.7. The Introducer agrees not to use unprincipled types of advertising to promote its activity. In particular it is prohibited to use:
3.7.1. active promotion;
3.7.2. advertising on immoral (including pornographic) websites;
3.7.3. advertising on websites breaching the Introducer’s country of residence legislation;
3.7.4. spam;
3.7.5. advertisements with deliberate misleading description of the services provided and also deliberate nondisclosure of the risks and information about the services provided to customers;
3.7.6. advertisements containing inauthentic information or breaching legislation of the Introducer’s country of residence;
3.7.7. anything that may bring harm to the positive image of the Company;
3.7.8. any other types of unprincipled advertising.
3.8. The Introducer is prohibited from:
3.8.1. registering and/or using the domain names or account names on any social network containing a part of the word or the whole word or the Company or another version of this word, for example: Fullerton FX, Fullerton Forex, xxx.xxxxxxxxxxxxxxxx.xxx.xx etc. without prior consent from the Company.
3.8.2. Register an organisati...
Obligations of the Introducer. 5.1. The Introducer undertakes to introduce Customers and Loan Proposals in an expert and diligent manner, acting in good faith, to the best of its ability and in compliance with all Applicable Requirements.
5.2. The Introducer shall promptly comply with all reasonable requests which may be made by UTB.
5.3. The Introducer will provide such assistance as UTB may reasonably request to minimise any loss to UTB resulting from a breach by a Customer of any of the terms and conditions of a Loan Offer.
5.4. The Introducer undertakes to UTB that it holds all necessary licences, permissions and authorities required in connection with introducing the Loan Proposal and shall upon the request of UTB provide to UTB evidence of same.
5.5. The Introducer will notify UTB of any correspondence received by it from a relevant regulatory body regarding a breach or failure to comply with their requirements.
5.6. The Introducer shall disclose to any Customer the receipt or anticipated receipt of Commission by the Introducer from UTB prior to submitting any Loan Proposal.
5.7. The Introducer shall provide any Customer with the UTB Privacy Notice prior to passing any relevant information, as defined under Data Protection Laws, to UTB. The UTB Privacy Notice can be found at xxx.xxxxxx.xx.xx.
5.8. The Introducer shall notify UTB of any prior submission of a proposal to another lender, and the outcome of that submission.
5.9. The Introducer shall disclose to UTB the source of the Customer or Loan Proposal.
5.10. The Introducer will give UTB reasonable notice of any claim, demand or action of which it becomes aware in respect of any Customer or Loan Proposal introduced to UTB.
5.11. The Introducer acknowledges and agrees it will, during and after this Agreement provide to UTB all reasonable assistance in connection with any claim, demand or action made in respect of any Loan Offer.
5.12. The Introducer undertakes to maintain procedures to ensure compliance with all Applicable Requirements (including without limit Anti-Bribery Legislation, Anti-Money Laundering Legislation, the MSA and, without prejudice to clause 8, Data Protection Laws) and to ensure that these are followed by their staff.
5.13. The Introducer will not produce or distribute any documentation containing UTB’s name, logos or trademarks without UTB’s written consent save where it is doing so for the purpose for which UTB supplied the Introducer with the documentation.
5.14. The Introducer will not provide copies of UT...
Obligations of the Introducer. The Trader shall on appointment and for the duration of this Agreement: • provide the Broker with all information and assistance required for the Broker to comply with FCA requirements in respect of the Broker’s appointment of the Trader pursuant to this Agreement; • use all reasonable endeavours to ensure that all employees and sub-contractors conducting any regulated activity are appropriately skilled and trained to conduct the activity in a competent manner and in accordance with the requirements of the Training and Competence Handbook; • be of good repute and possess appropriate general, commercial and professional knowledge so as to be able to communicate accurately all relevant information regarding the proposed service to a Customer; • show utmost good faith towards the Broker and in all dealings for or on behalf of the Broker and not to act in bad faith towards, nor in any way to harm, the Broker or its interests; • pass to the Broker any information or benefit which the Trader receives on behalf of the Broker or its business or other interests; • observe, submit to, co-operate with or, as the case may be, perform such controls, checks, investigations, examinations, procedures, rules, codes and other measures and requirements as the FCA or the Broker or its other authorised representatives may from time to time reasonably require (including, without limitation, for the purpose of complying with any law or contract or the lawful request of any governmental, statutory, regulatory or judicial body); • subject to both Parties’ compliance with Data Protection Laws, allow the Broker full rights of access to such records and staff as may be required by the Broker to audit the Trader in respect of the activities set out above; • at all times when appropriate, keep the Broker fully informed of the Trader’s conduct of the affairs of the Broker and shall promptly provide such information and explanations as may be requested from time to time; • provide the Broker on each anniversary of the date hereof with a copy of its accounts;
Obligations of the Introducer. 2.2 The Introducer shall:
2.1.1 comply with all applicable laws and regulations in carrying out its obligations under this agreement;
2.1.2 not do or omit to do anything which may bring The Company or the Introducer into disrepute;
2.1.3 ensure that it does not engage in regulated activities within the meaning of section 22 of the Financial Services and Markets Xxx 0000;
2.1.4 permit examination of relevant documents and records by, and provide oral or written explanations and other reasonable assistance at any reasonable time to, representatives of any authority or organisation to which The Company is subject;
2.1.5 co-operate fully in the investigation and resolution of any complaints from clients.
2.1.6 be responsible for accounting to the clients any introducer fees received.
2.3 The Introducer agrees that each of its Clients whom it refers to The Company are clients of The Company for the purposes of referred Business and The Company shall be entitled to canvass and solicit those Clients for further business, subject to clause 1.1.
2.4 The Introducer shall ensure that all introductions are made in accordance with article 33 of the Financial Services and Markets Acts 2000 (Regulated Activities) Order 2001. The Introducer shall ensure that it does not give Clients advice where it is not authorised to do so. Further, the Introducer shall not communicate any financial promotion (whether real time or non-real time) to Clients that would invite or induce them to enter into an agreement relating to a specific investment or service with The Company other than a non- real time financial promotion that has been supplied by The Company.
2.5 The Introducer shall not introduce insurance business to The Company under this agreement. Such introductions (where accepted) will be handled separately on a case-by- case basis.
2.6 The Introducer as a data controller will be appropriately registered with the Information Commissioners Office (ICO) and will accept responsibility for informing the introduced Clients of the parties with which it may share their personal data, generally via its privacy notice.
Obligations of the Introducer. 3.1 The Introducer will be responsible for accounting to the client for any introducer fee received, in accordance with the requirements of their relevant Professional Body (if applicable). The regulated firm will be responsible for the disclosure to the client of any commissions received or fees payable arising from this service.
3.2 The Introducer agrees to co-operate fully in the investigation and resolution of any complaints received from a Customer introduced to Age.
3.3 Accepting any obligations brought about by clause 3.2, the Introducer will not otherwise divulge any confidential information relating to Age.
3.4 The Introducer shall ensure that express consent has been obtained from the client, stating that he/she would like more information in the service(s) of Age Partnership Limited; and that he/she may be contacted by Age Partnership Limited, both by post and by telephone. The Introducer shall provide evidence of this consent if requested by Age.
Obligations of the Introducer. 5.1 You are required to collect the Policy application forms from the members.
5.2 You are required to keep a detailed record in a format acceptable to Mahala, of the contact details of individuals to whom the Introducer has marketed the Policies and any completed Policy application forms which the Introducer has received.
5.3 You acknowledge by signature hereof that:
5.3.1 you may not offer any financial and/or product advice; and
5.3.2 you may not make any representations not contained in the Policy brochure & application form; any such unauthorised advice or representation shall constitute a breach of this agreement.
5.3.3 you may only provide a description of the product and Mahala will not accept any responsibility for any financial advice given to any client;
5.3.4 Should any client request any further details / information which you are not able to answer or provide you must refer them to the Mahala call centre on 000 000 0000 or 0000 000000 Any such unauthorised advice or representation shall constitute a breach of this agreement.
Obligations of the Introducer. 1. The Introducer shall, without any delay, provide the Chamber with any and all information required thereby and necessary to perform the obligations under the Act and hereunder by the Chamber, including but not limited to any information pertaining to the mass of multimaterial packaging entered into the market with the products, within the time limits specified herein.
2. The Introducer shall notify the Chamber of any changes in the data provided hereunder, including but not limited to the information on the registered office, legal form or authorised representatives, within 7 days of introducing such change.
3. Change in the quantity of packaging marketed by the Introducer in comparison with the quantity of packaging declared in Attachment 1 hereto shall require prior written consent of the Chamber, in particular if such change may result in the change of remuneration therefor in case of a significant change in the quantity of packaging entered into the market.
4. The Introducer, upon the lapse of the settlement year, shall provide the Chamber with an annual update report, that shall be delivered no later than on 30 January, specifying the number of goods in multimaterial packaging entered by the Introducer to the market between 1 January and 31 December of a given year, which information shall constitute the basis for mutual settlements and for the agreement on the required recovery, including recycling, levels for waste packaging for the following year in accordance with the statutory requirements.
5. Should the Introducer fail to deliver the information referred to in Clause 4 by 30 January, the Chamber shall use the numbers and quantities reported to the Chamber hereunder for the previous year.
6. In case the update report has not been filed, the Chamber shall attach the following note to each invoice issued on the basis of the data previously specified by the Introducer: "The invoice has been prepared on the basis of the data specified in Attachment 1 to the contract for the year "
7. Where duly justified, upon the consent of the Chamber, the Introducer may provide the data for the previous year during the current year; however, in such case the Chamber shall not guarantee the performance of all of the obligations of the Chamber specified herein, including but not limited to the waste recovery, including the recycling, at the required levels, as well as keeping the remuneration specified hereunder unchanged in case the data provided shall significa...
Obligations of the Introducer. 3.1 The Introducer agrees to act in compliance with the legislation of the country of its residence.
3.2 The Introducer agrees to notify the Company immediately about any intervention by right or without a right in its activity.
3.3 The Introducer agrees to use best endeavors to attract potential customers for the Company.
3.4 The Introducer is responsible for accuracy of customer’s application form and authenticity of the data provided by the customer. A Customer is considered to
3.4.1 the Customer indicates Introducer’s ID and/or contact details upon trading account registration;
3.4.2 the Customer registers a trading account via a special link provided by the Introducer. In this case the Introducer’s ID is entered automatically.
3.5 The Company reserves a right to register a customer as attracted by the Introducer provided the Introducer may prove the fact of attracting this customer and explain the reason why the customer’s registration was not carried out in compliance with clause 3.4 hereof.
3.6 The Introducer is entitled to accord all and every advertising material including the business cards of the Introducer if necessary, to use the advertisement and/or the advertising products within fulfillment of obligations under these Regulations.
3.7 The Introducer agrees not to use unprincipled types of advertising to promote its activity. In particular it is prohibited to use:
3.7.1 active promotion;
3.7.2 advertising on immoral (including pornographic) websites;
3.7.3 advertising on websites breaching the Introducer’s country of residence legislation;
Obligations of the Introducer. 5.1 The Introducer agrees to act in compliance with the legislation of the country of its residence.
5.2 The Introducer agrees to notify COMPANY immediately about any intervention by right or without a right in its activity.
5.3 The Introducer agrees to use best endeavors to attract potential customers for COMPANY.
5.3.1 The Introducer agrees that referred customer accounts that remain unfunded after registration for a period of at least ninety (90) days will be “purged” or otherwise removed from the Introducer’s referral network, and that the Introducer’s referral ID will be withdrawn
5.3.2 The introducer agrees that the minimum number of active trading clients referred should be at least 5 clients. In case the introducer fails to refer at least 5 active clients within 90 days from signing up as an introducer, the Company, at its discretion, may terminate the contract after notifying the introducer. Given the above and the event that the contract is not terminated then the rebates/commissions will be set to the default amount as set by the Company periodically.
5.3.3 The Introducer agrees that in case none of the Introducer’s clients proceed to a first-time deposit in a 60 day period, the Company reserves the right to reduce the rebates/commission to the default amount as set by the Company periodically. In addition, if no first-time deposits are made in a 90 day period the Introducer’s Account might be deemed as inactive and the Company may archive the account resulting in zero rebates/commissions.
5.3.4 The introducer agrees that in case he fails to refer new registrations within 90 days, the Company, at its discretion, may terminate the contract after notifying the introducer. Given the above and the event that the contract is not terminated then the Company reserves the right to set the rebates/commissions to the default amount, as set by the Company periodically.
5.3.5 The introducer agrees that in case he fails to refer new registration within 180 days, the Company, at its discretion, may terminate the contract after notifying the introducer. Given the above and the event that the contract is not terminated then the Company reserves the right to set the rebates/commissions to zero.
5.4 The Introducer is responsible for accuracy of customer’s application form and authenticity of the data provided by the customer. A Customer is considered to be attracted by the Introducer provided one of the following conditions is observed:
5.4.1 The Customer indicat...
Obligations of the Introducer. You agree that you will:
(a) maintain in force all authorisations, consents, licences, registrations and permissions necessary to fulfil your obligations under this Agreement, including, but not limited to, appropriate FCA authorisation (to include credit brokerage and debt-counselling permissions) and registration with the Information Commissioner's Office under the DPA;
(b) conduct your business in accordance with Applicable Legislation and in particular in accordance with the FCA requirements in relation to treating customers fairly;
(c) act in good faith and in an honest and proper manner such that you will not do anything which you might be reasonably expected to know is likely to be detrimental to our reputation or goodwill;
(d) agree that we are not obliged to seek an Agreed Product for any Applicant you refer to us:
(e) not submit an Application Form to us unless and until the Applicant has read the form, agreed to its contents and signed any required declarations contained within it;
(f) permit us to undertake any due diligence on you that we consider necessary, including providing us with any information or documentation that we reasonably request;
(g) notify us immediately if there are any material changes to your circumstances that are relevant to this Agreement, such as your address, legal entity, or any enforcement or disciplinary action taken or to be taken against you;
(h) provide us with such information, records or assistance as we may reasonably require in the event of a complaint, Subject Access Request (as defined by the DPA) or regulatory action or query;
(i) ensure, where the Applicant Data was referred to you by a third party, that at the time of such referral the relevant third party complied with 1 (a) and (b) of this Agreement.
