Dealing Services. (a) The Bank will execute orders for Transactions in Investments on the Customer’s behalf, at the Customer’s risk and upon the Customer’s specific Instructions, provided such Investments are of a type and are traded on markets in which the Bank is prepared at its discretion to transact.
Dealing Services. This Part II of these General Terms shall apply to any and all investment Services granted or to be granted by the Bank to the Customer (the “Dealing Services”).
Dealing Services. (a) You will designate each order to sell as a “long” order or a “short” order. A “
Dealing Services. This Part II of these General Terms shall apply to any and all investment Services granted or to be granted by the Bank to the Customer (the “Dealing Services”).
Dealing Services. 5.1 Without limiting the generality of Clause 4.1, the Broker may require the Client to put the Broker in funds or to deliver relevant Securities to the Broker before the Broker carries out a Transaction pursuant to the Instructions. The Broker reserves the right to impose position limits on any Account. Unless otherwise agreed, the Client agrees that when the Broker has executed a purchase or sale transaction on the Client’s behalf, the Client shall by the due settlement date make payment to the Broker against delivery of or credit to the Client’s account for the purchased Securities, or make good delivery of sold Securities to the Broker against payment, as the case may be. In respect of any Transaction, if the Client fails to pay the Broker (for a purchase) or deliver relevant Securities to the Broker (for a sale) when the payment has become due, the Broker shall be authorised, in respect of a purchase transaction, to sell or transfer the Securities purchased or, in respect of a sales transaction, to borrow and/or buy Securities in order to make delivery in respect of a sale Transaction, in each case, upon such terms and conditions and at such price as the Broker may in its absolute discretion consider appropriate.
Dealing Services. 11.2.1. The Company shall provide execution-only Share Dealing Services. This Agreement sets out the basis on which the Company will receive, and handle instructions given from the Client to enter into Transactions for and on the Client’s behalf and hold Financial Instruments and money for and on the Client’s behalf.
