Personal Interests. If a director, officer or employee of Innvotec is asked to act as a director, secretary or other officer of a company or organisation, he or she must obtain the prior approval of the Board before agreeing to accept such an office. Such appointments carry a potential liability both to the individual and to the company. Likewise, if a director, officer or employee is asked to act as an executor or trustee, he or she must check first with an executive director before agreeing to accept such an appointment. Approved Persons are required to disregard any interests that they have outside Innvotec, unless such interests are agreed to by the Innvotec Board not acting unreasonably. For instance, any directorships, shareholdings or business relationships must be disregarded unless otherwise approved. Any such interests which may impinge on Innvotec’s role must be disclosed to and agreed by the Board, since they may potentially conflict with the interests of the Investors in the Fund. Details of any such interests and relationships will be recorded by the Compliance Officer. • the relevant agreements expressly permit the transactions to be effected despite the existence of a material interest or conflict; or • the potential interest or conflict was fairly disclosed in the initial prospectus, or in the most recent report to Investors, not more than 12 months before the date of the transaction; or • where such disclosure was impracticable, Innvotec, in effecting the transaction, will disregard the interest or conflict so that any disadvantage to the Investors in the Fund is avoided or the interest or conflict is eliminated. In view of the above requirements, any person who becomes aware of any unforeseen material interest or conflict is required to report the matter immediately to the Managing Director.The Managing Director will then consider whether the matter needs to be brought to the attention of the Board. Where there is any risk of a potential conflict, employees are required always be on the side of caution and take advice.
Personal Interests. The Supplier and Named Individual must read the BBC Declaration of Personal Interests Policy, the terms of which apply during any booking with the BBC. Should the Supplier or the Named Individual have any personal interests to declare, they must contact the manager/xxxxxx and obtain from them a Declaration of Personal Interests Form or go to Gateway the BBC’s intranet site. The completed form must be provided to the BBC on the first day of the booking. The BBC and the Supplier or the Named Individual, as the case may be, will discuss any declared interests and consider if there are any conflicts which need to be addressed in order to determine an appropriate manner to manage the conflict during the booking. The Supplier or the Named Individual acknowledge that they have an ongoing responsibility to declare any actual or potential conflicts at the point they arise. They must therefore review their personal interests when their personal and/or business circumstances change (for instance any time that they move or work under a new booking with the BBC), including any personal interests that they have previously declared, and submit a Declaration of Personal Interests Form at any point during any booking that they have personal interests to declare.
Personal Interests. 4.1 The interests described in paragraphs 4.3 and 4.5 are your personal interests and the interests in paragraph 8(5) are your pecuniary interests which are disclosable pecuniary interests as defined by section 30 of the Localism Act 2011.
4.2 If you fail to observe the Code in relation to your personal interests-
(a) the Board may deal with the matter as mentioned in paragraph 1.4 and
(b) if the failure relates to a disclosable pecuniary interest, you may also become subject to criminal proceedings as mentioned in paragraph 1.3.
4.3 You have a personal interest in any matter of interest to the Board where either—
(a) it relates to or is likely to affect
(i) any body of which you are a member or in a position of general control or management and to which you are appointed or nominated by the Board;
(ii) any body (ii a) exercising functions of a public nature; (ii b) directed to charitable purposes; or
Personal Interests. Employees must disclose any personal interest in any aspect of the performance of their duties to the Company before undertaking the activity. This may result in the Employee being directed to withdraw from an activity involving exposure to a potential conflict of interest. These activities include:
15.2.1 Participating in decision making where the employee could be perceived to have some financial or other personal stake in the outcome;
15.2.2 Participating in or seeking favourable treatment for a person or organisation that includes a relative, personal friend or business associate;
15.2.3 Having dealings with organisations with whom Employees have worked in the past where it is possible that the prior organisation could gain an advantage, or
15.2.4 Recommending the services of a particular organisation.
Personal Interests. Another element in making writing authentic is having writing tasks connect to student interests such as sports, art, etc. Connecting writing to personal interests is an important factor for students creating writing that is worth sharing. This factor also connects to the factor of choice because often when given a choice of topic, students will choose a topic related to their personal interests. Global impact and global import. The final factor of authenticity students identified by students is global impact or global import. Students think that writing is authentic when it impacts the world in some way or connects to a meaningful event in the world. The difference between impact and import can be explained by an example of global import from Xxxxxx‘s
Personal Interests. We offer independent financial advice and although we will always try to act in your best interests, there may be situations where we or one of our other clients has some form of interest in the business being transacted for you. For example, Fiducia currently holds shares in Integrafin, the holding company of Transact. Our interest in this company does not alter our services or our responsibilities to you, and if we recommend their custodial account to you, we will only do so where we believe this is in your best interests. If we have some form of interest in any other firm that we recommend for you, or we become aware that our interests or those of one of our other client’s conflict with your interests, we will inform you in writing and obtain your consent before we carry out your instructions.We will also let you know the steps taken to make sure you are treated fairly.We have a conflicts of interest policy. If you want to see a copy of it, please ask us.
Personal Interests. We offer independent financial advice and although we will always try to act in your best interests, there may be situations where we or one of our other clients has some form of interest in the business being transacted for you. If we have some form of interest in any other firm that we recommend for you, or we become aware that our interests or those of one of our other client’s conflicts with your interests, we will inform you in writing and obtain your consent before we carry out your instructions.We will also let you know the steps taken to make sure you are treated fairly. We have a conflicts of interest policy. If you want to see a copy of it, please ask us. ADVICE AND INSTRUCTIONS We require advisory clients to provide specific instructions in writing (which includes fax and email transmissions) to avoid possible disputes. At our discretion we will accept oral instructions provided they are received on our recorded telephone lines. fidelityfiducia Instructions, however issued, are only valid from the time we receive them at our Administration Centre, not from the time you issue them. Any advice given to you by us shall be in writing, which includes email. TERMINATION OF AUTHORITY You, or we, may terminate our authority to act on your behalf at any time without penalty. Notice of this termination must be given in writing by either party and will take effect immediately upon receipt of the notice, or once the provider has been informed, if later. If the agreement is terminated, you will pay for any transactions that are affected before termination and a due proportion of any fees accrued to the termination date.Termination will be without prejudice to the completion of any transaction already initiated. CLIENT MONEY Fiducia does not handle clients’ money.We never accept a cheque made out to us (unless it is a cheque in settlement of charges or disbursements for which we have sent you a fee invoice).We do not handle cash. All cheques for investment purposes should be made payable to the provider(s) with whom you have decided to invest. CARE OF DOCUMENTS We will make arrangements for all your relevant investments to be registered in your name unless you first instruct us otherwise in writing. Unless agreed otherwise in writing, we will forward you all documents showing ownership of your investments as soon as practicable after we receive them. Where a number of documents relating to a series of transactions are involved, we will normally retain each do...
Personal Interests. 8.1 As an ASX-listed entity, the Company is required, under the ASX Listing Rules, to disclose to ASX details of directors’ interests in its securities and in contracts relevant to its securities. This can include margin lending arrangements.
8.2 The Company is also required to enter into an agreement with directors under which directors are obliged to provide the necessary information to the Company. By signing this agreement you will be taken to have agreed to provide such information to the Company.
8.3 The Company has implemented a Securities Trading Policy with which you will be required to comply at all times.
8.4 The Securities Trading Policy sets out the circumstances in which you will be allowed to deal in securities of the Company and the circumstances in which prior consent of the Approving Officer (as defined in the Securities Trading Policy) will be required in order to deal in the Company’s securities, but always subject to the xxxxxxx xxxxxxx provisions of the Corporations Act. A copy of the Securities Trading Policy will be provided to you under separate cover. Occasions may arise where you consider that you need professional advice in the furtherance of your duties as a director and it is understood that it may be appropriate for you to seek advice from independent advisers at the Company’s expense. You will comply with relevant Board policies when doing so.
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Personal Interests. We undertake not to transact business which we are prohibited from entering into, or which involves misuse of confidential information, or which conflicts with our obligations towards our customers. We will not transact for you any business in which our firm, a member of staff, or another customer has an interest, unless that interest has first been disclosed to you in writing and your consent has been obtained.
