L E O F C O N T E N T S. Section Page Section 1. Grant of Security 2 Section 2. Security for Obligations; Excluded Property 6 Section 3. Grantors Remain Liable 7 Section 4. Delivery and Control of Security Collateral 7 Section 5. Maintaining the Account Collateral 8 Section 6. Investing of Amounts in the L/C Collateral Account 10 Section 7. Release of Amounts 10 Section 8. Representations and Warranties 10 Section 9. Further Assurances 12 Section 10. As to Equipment and Inventory 12 Section 11. Insurance 12 Section 12. Post-Closing Changes; Bailees; Collections on Receivables and Related Contracts 13 Section 13. As to Intellectual Property Collateral 13 Section 15. Transfers and Other Liens; Additional Shares 16 Section 16. Collateral Agent Appointed Attorney-in-Fact 16 Section 17. Collateral Agent May Perform 16 Section 18. The Collateral Agent’s Duties 16 Section 19. Remedies 17 Section 20. Indemnity and Expenses 19 Section 21. Amendments; Waivers; Additional Grantors; Etc. 20 Section 22. Notices, Etc. 20 Section 23. Continuing Security Interest; Assignments under the Credit Agreement 20 Section 24. Release; Termination 21 Section 25. Execution in Counterparts 21 Section 26. The Mortgages 21 Section 27. Governing Law 22 Section 28. Amendment and Restatement 22 Schedules Schedules I - Location, Chief Executive Office, Place Where Agreements Are Maintained, Type Of Organization, Jurisdiction Of Organization And Organizational Identification Number Schedule II - Pledged Equity Schedule III - Locations of Equipment and Inventory Schedule IV - Changes in Name, Location, Etc. Schedule V - Patents, Trademarks and Trade Names and Copyrights Schedule VI - Account Collateral Schedule VII - Account Collateral not Subject to Account Control Agreement Schedule VIII - Securities Accounts Schedule IX - Immaterial Assets Schedule X - Rolling Stock Exhibits Exhibit A - Form of Security Agreement Supplement Exhibit B - Form of Intellectual Property Security Agreement Exhibit C - Form of Intellectual Property Security Agreement Supplement Exhibit D - Form of Memorandum of Security Agreement AMENDED AND RESTATED SECURITY AGREEMENT AMENDED AND RESTATED SECURITY AGREEMENT (this “Agreement”) dated July 12, 2011 made by The Kansas City Southern Railway Company, a Missouri corporation (the “Borrower”), Kansas City Southern (the “Parent”), the other Persons described on the signature pages hereof and the Additional Grantors (as defined in Section 21) (the Borrower, the Persons so described on the signatu...
L E O F C O N T E N T S. P a g e SECTION 1. Definitions 1 SECTION 2. Agreement to Purchase; Servicing of the Mortgage Loans 14 SECTION 3. Mortgage Schedules 15 SECTION 4. Purchase Price 15 SECTION 5. Examination of Mortgage Files 16 SECTION 6. Conveyance from Seller to Purchaser 16 Subsection 6.01 Conveyance of Mortgage Loans; Possession of Servicing Files 16 Subsection 6.02 Books and Records 17 Subsection 6.03 Delivery of Mortgage Loan Documents 18 Subsection 6.04 Quality Control Procedures 20
L E O F C O N T E N T S. Section Page Section 1. Guaranty; Limitation of Liability 1 Section 2. Guaranty Absolute 2 Section 3. Waivers and Acknowledgments 3
L E O F C O N T E N T S. CLAUSE CONTENT PAGE 24 Accident Make-Up Pay (Workcover Arrangements) 31 17 Annual Leave 24 26 Blood Donors 36 5 Classification Structure 5 19 Compassionate Leave 28 23 Continuity of Service 31 32 Counselling/Rehabilitation/Discipline Programme 39 4 Definitions 4 30 Dispute Resolution Procedure 37 6 Distribution Allowances 6 33 Duration of Agreement/Effective Date/Coverage 41 36 Employee Amenities 42 8 Employment Status and Roster Arrangements 10 43 Eye Testing 48 34 First Aid 41 39 Forklift/Hros Medicals And Licences 44 12 Higher Duties Allowance 19 1 Incidence Of Agreement And Relationship To Parent Award 3 40 Introduction Of Change 44 27 Jury Service 36 35 Long Service Leave 42 15 Meal Allowances 20 13 Meal Breaks 19 7 National Training Wage Traineeship 7 2 No Extra Claims 3 10 Notification Of Change Of Ordinary Hours 17 11 Overtime 18 20 Parental Leave (Appendix 1) 29 21 Payment Of Wages 29 42 Personal Effects 48 16 Personal Leave 21 29 Property – Return To Company 37 18 Public Holidays 26 41 Redundancy 45 14 Rest Pauses 20 31 Safety Footwear/Protective Clothing 38 25 Sickness/Accident Insurance Scheme 36 44 Signatures 49 9 Spread Of Ordinary Hours and Premiums 16 28 Stand Down Procedure 36 3 Store person Wage Rates 3 38 Summer Time 44 37 Superannuation 42 22 Termination Of Employment 30 Appendix 1 Parental Leave 50
L E O F C O N T E N T S. ARTICLE 1 - Purpose 4 ARTICLE 2 - Recognition 4 ARTICLE 3 - Management Rights 4 ARTICLE 4 - No Discrimination 5 ARTICLE 5 - Period 5 ARTICLE 6 - Salary Schedule 5 ARTICLE 7 - Union Membership 5 ARTICLE 8 - Vacation with Pay 6 ARTICLE 9 - Holiday with Pay 7 ARTICLE 10 - Adjustment of Grievances 8 ARTICLE 11 - Disciplinary Record 10 ARTICLE 12 - No Strike - No Lockout 10 ARTICLE 13 - Working Conditions 11 ARTICLE 14 - Hours of Work 11 14.01 Full time employees 11 14.02 Part-Time Employees 11 ARTICLE 15: Overtime 12 ARTICLE 16 - Seniority 13 16.02 Probationary Period 13 16.03 Layoff and Recall 14 16.05 Loss of Seniority 15 ARTICLE 17 - Bulletin Boards 16 ARTICLE 18 - Jury Duty 16 ARTICLE 19 - Bereavement Pay 16 ARTICLE 20 - Workplace Safety and Insurance Board 16 ARTICLE 21 - Welfare Plan 17 ARTICLE 22 - Supplemental Unemployment Benefit (SUB) Plan 17 Compassionate Leave 17 ARTICLE 23 - Long Term Disability Plan 18 ARTICLE 24 - Pension Plan 18 ARTICLE 25 - Maternity, Paternity, Parental and Adoption Leave 18 ARTICLE 26 - Leave Due to Sickness 18 ARTICLE 27 - Special Leave 19 ARTICLE 28 - Educational Leave (Short- Term and Long- Term) 19 ARTICLE 29 - Business Expense 20 ARTICLE 30 - Educational Courses Expenses 21 ARTICLE 31 - Professional Liability Insurance 21 ARTICLE 32 - Employees Access to Own File 21 WAGE INCREASE 22 LETTER OF UNDERSTANDING 23 In this Agreement, words using the masculine gender include the feminine.
L E O F C O N T E N T S. NOTE: Updates will be made to TOC after all other changes have been made Page DECLARATION OF PRINCIPLES 1 PREAMBLE 1 ARTICLE I RECOGNITION AND COVERAGE OF AGREEMENT 1 ARTICLE II RIGHTS OF THE EMPLOYER 3 ARTICLE III RIGHTS OF EMPLOYEES 3 ARTICLE IV RIGHTS OF THE ASSOCIATION 5 ARTICLE V APPROPRIATE MATTERS FOR CONSULTATION AND NEGOTIATION 6 ARTICLE VI ASSOCIATION REPRESENTATION 7 ARTICLE VII HOURS OF WORK AND OVERTIME 7 ARTICLE VIII HOLIDAYS AND VACATIONS 10 ARTICLE IX LEAVES 11 ARTICLE X PROBATION, SENIORITY AND LAYOFF PROCEDURES 14 ARTICLE XI DISCIPLINE AND DISCHARGE OF EMPLOYEES 15 ARTICLE XII INSURANCE AND RETIREMENT 16 ARTICLE XIII VOCATIONAL TRAINING 17 ARTICLE XIV ASSOCIATION MEMBERSHIP AND CHECKOFF 18 ARTICLE XV GRIEVANCE PROCEDURE 19 ARTICLE XVI TRANSFER OF PREVIOUS EXPERIENCE 20 ARTICLE XVII SALARIES AND EMPLOYEE COMPENSATION 21 ARTICLE XVIII TERM AND SEPARABILITY OF PROVISIONS 22 SIGNATURE PAGE 23 SCHEDULE A 24 ADDENDUM A 25 1 DECLARATION OF PRINCIPLES 2 3 1. Participation of employees in the formulation and implementation of personnel policies affecting 4 them contributes to effective conduct of school business.
L E O F C O N T E N T S. Section Page Section 1. Grant of Security 2 Section 2. Security for Obligations 6 Section 3. Grantors Remain Liable 7 Section 4. Delivery and Control of Security Collateral 7 Section 5. Maintaining the Account Collateral 8 Section 6. Investing of Amounts in the Cash Collateral Account 9 Section 7. Release of Amounts 9 Section 8. Representations and Warranties 10 Section 9. Further Assurances 11 Section 10. [Intentionally Omitted] 11 Section 11. [Intentionally Omitted] 11 Section 12. Post-Closing Changes 11 Section 13. As to Intellectual Property Collateral 11 Section 14. Voting Rights; Dividends; Etc 12
L E O F C O N T E N T S. Section Page Section 1. Grant of Security 1 Section 2. Security for Obligations 5 Section 3. Grantors Remain Liable 5 Section 4. Delivery and Control of Security Collateral 5 Section 5. Maintaining the Deposit Accounts 6 Section 6. Representations and Warranties 6 Section 7. Further Assurances 8 Section 8. As to Equipment and Inventory 8 Section 9. Insurance 9 Section 10. Post-Closing Changes; Collections on Receivables and Related Contracts 9 Section 11. As to Intellectual Property Collateral 10
L E O F C O N T E N T S. Section Page SECTION 1. Guarantee; Limitation of Liability 1 SECTION 2. Guarantee Absolute 2 SECTION 3. Waivers and Acknowledgments 3 SECTION 4. Subrogation 4 SECTION 5. Representations and Warranties 4 SECTION 6. Covenants 5 SECTION 7. Guarantee Supplements, Etc 5 SECTION 8. Notices, Etc 5 SECTION 9. No Waiver; Remedies 5
L E O F C O N T E N T S. Section Page Section 1. Grant of Security 2 Section 2. Security for Obligations 6 Section 3. Grantors Remain Liable 6 Section 4. Delivery and Control of Security Collateral 7 Section 5. Maintaining Collateral Accounts, Electronic Chattel Paper, Transferable Records and Letter-of-Credit Rights and Giving Notice of Commercial Tort Claims 8 Section 6. Representations and Warranties 8 Section 7. Further Assurances 11 Section 8. As to Insurance 12 Section 9. Post-Closing Changes; Bailees; Collections on Assigned Agreements and Accounts 12 Section 10. As to Intellectual Property Collateral 13 Section 11. Voting Rights; Dividends; Etc. 15 Section 12. Additional Shares 16 Section 13. Collateral Agent Appointed Attorney-in-Fact 16 Section 14. Collateral Agent May Perform 17 Section 15. The Collateral Agent’s Duties 17 Section 16. Remedies 18 Section 17. Expenses 20 Section 18. Amendments; Waivers; Additional Grantors; Etc. 20 Section 19. Notices, Etc. 21 Section 20. Continuing Security Interest; Assignments under the Euro Notes Indenture 21 Section 21. Release; Termination 21 Section 22. Execution in Counterparts 22 Section 23. The Mortgages 22 Section 24. Governing Law; Jurisdiction; Etc. 22
