Data Protection and Confidentiality of Information. In Ireland, PSIL is registered as a data processor with the Office of the Data Protection Commissioner. This enables PSIL to lawfully process your personal data in accordance with the instructions received from Cantor on your behalf. PSIL shall maintain appropriate security measures in relation to any data held or processed by PSIL in accordance with PSIL’s security policy in place from time to time. Xxxxxx is registered as a data controller with the Office of the Data Protection Commissioner and employs appropriate security procedures over your personal data. Cantor and PSIL may use, store or otherwise process personal data provided by you (or by Xxxxxx to PSIL) in connection with the provision of the services for the purposes of providing the services, assessing appropriateness, administering your account and related accounts, execution of transactions on your account or for purposes ancillary thereto, including, without limitation, for the purposes of credit enquiries or assessments, debt collection, reporting and management purposes, prevention of money laundering, financing of terrorism, fraud, compliance with legal and regulatory obligations and for any other purpose to which you have consented. We will also use your information for the purposes of providing you with information with relation to our own and third party products or services. This is subject to your right to change your mind in relation to receipt of marketing material at any time by writing to Cantor at 00 Xx. Xxxxxxx’x Xxxxx, Xxxxxx 0 marked for the attention of the Client Services Department. We may also use your information for the purposes of providing you with research material and marketing communications. This is subject to your right to change your mind in relation to receipt of such material at any time by writing to Cantor at 00 Xx. Stephen’s Green, Dublin 2 marked for the attention of the Client Services Department. The information Cantor and PSIL hold about you is confidential and will not be used for any purpose other than in connection with the provision of the services or as otherwise outlined in these terms. Information of a confidential nature will be treated as such provided that such information is not already in the public domain or to disclosure by Xxxxxx or PSIL of information about you (including personal data relating to you) to their associates, whether in the European Union or any other jurisdiction, (or vice versa) or is independently developed by Xxxxxx or ...
Data Protection and Confidentiality of Information. 15.1 XX Xxxx may use your personal information to provide the Services and administer your account but will only do so for that purpose.
15.2 XX Xxxx will otherwise only disclose your personal information to third parties where required by Regulatory Requirements or by a Regulatory Authority.
15.3 XX Xxxx will hold your information and data within the European Economic Area (EEA) except where XX Xxxx is required to send this to countries outside the EEA, including the United States of America to fulfil its regulatory or tax reporting obligations. To the extent that XX Xxxx is required to send your information to countries outside the EEA to fulfil its regulatory or tax reporting obligations you consent to it doing so. Some of these jurisdictions offer differing levels of protection of personal information, not all of which may be as high as the UK. However, XX Xxxx will always take steps to ensure that your information is used by third parties in accordance with its data protection policy from time to time.
15.4 Subject to some exemptions and in some cases depended on how the data has been processed, you have a number of legal rights in relation to your personal information which XX Xxxx holds. These include:
15.4.1 the right to access that personal information;
15.4.2 the right to rectify/erase that personal information;
15.4.3 the right to restrict the processing of your personal information by XX Xxxx;
15.4.4 the right to transfer that personal information;
15.4.5 the right to object to the processing of personal information by XX Xxxx;
15.4.6 the right to object to how XX Xxxx uses your personal information for direct marketing purposes;
15.4.7 the right to obtain a copy of personal information safeguards used by XX Xxxx for transfers outside your jurisdiction;
15.4.8 the right to lodge a complaint with the Information Commissioner’s Office.
15.5 XX Xxxx may ask you for additional information to confirm your identity and for security purposes, before disclosing the personal information requested to you. XX Xxxx reserves the right to charge a fee where permitted by law, for instance if your request is manifestly unfounded or excessive.
15.6 To verify your identity for money laundering purposes and in connection with the provision of the Services generally XX Xxxx may disclose your personal information to licensed credit reference agencies and/or fraud prevention agencies to help XX Xxxx make decisions on an ongoing basis, as and when they deem it necess...
Data Protection and Confidentiality of Information. PSL may store, use or otherwise process personal information about you which is provided by you or us on your behalf. The purposes for which it can store, use or process such personal information are providing investment and other services under these Terms, administering your account and other purposes closely related to those activities. This includes (but is not limited to) using information for the purposes for credit and anti-money laundering enquiries or assessments. In the United Kingdom PSL operates and has made all the appropriate notifications in accordance with applicable data protection legislation. Any information that we and PSL hold about you is confidential to you and will only be used in connection with providing services under these Terms (as may be set out in more detail in PSL’s published privacy policy as referred to in clause 16). Information of a confidential nature will be treated as such provided that such information is not already in the public domain. PSL will only disclose your information to third parties in the following circumstances:
(a) If required by law or if requested by any regulatory authority or exchange having control or jurisdiction over you, us or PSL (or any associate of us or PSL);
(b) to investigate or to prevent fraud, market abuse or other illegal activity;
(c) in connection with the provision or services to you by us or PSL;
(d) for purposes closely related to the provision of the services or the administration of your account including without limitation for the purposes of credit enquiries or assessments;
(e) if it is in public interest to disclose such information; or
(f) at your request or with your consent. The restrictions on the use of confidential information described above are subject at all times to a general proviso that PSL may disclose your information to certain permitted third parties including members of its own group (associates) and its professional advisors (including accountants and lawyers) who are subject to confidentiality codes. Neither we nor PSL will sell rent or trade your personal information to any third party for marketing purposes unless you give your express consent. You should note that by signing or otherwise accepting these Terms you agree that PSL is allowed to send your information internationally including to countries outside the EEA such as the United States of America. Some countries where your information is sent will offer different levels of protection in relation...
Data Protection and Confidentiality of Information. 14.1 The Custodian may store, use or otherwise process personal information about the Investor which is provided by the Investor or Shore Capital on the Investor’s behalf. The purposes for which it can store, use or process such personal information are providing investment and other services under these Terms, administering the Investor’s account and other purposes closely related to those activities. This includes (but is not limited to) using information for the purposes for credit and anti-money laundering enquiries or assessments. In the United Kingdom, the Custodian operates and has made all the appropriate notifications in accordance with applicable data protection legislation.
14.2 Any information that Shore Capital and the Custodian hold about the Investor is confidential to the Investor and will only be used in connection with providing services under these Terms. Information of a confidential nature will be treated as such provided that such information is not already in the public domain. The Custodian will only disclose the Investor information to third parties in the following circumstances:
(a) if required by law or if requested by any regulatory authority or exchange having control or jurisdiction over Shore Capital or the Custodian (or any associate of Shore Capital or the Custodian);
(b) to investigate or to prevent fraud, market abuse or other illegal activity;
(c) in connection with the provision of services to the Investor by Shore Capital or the Custodian;
(d) for purposes closely related to the provision of the services or the administration of the Investor’s account including without limitation for the purposes of credit enquiries or assessments;
(e) if it is in public interest to disclose such information; or
(f) at the Investor’s request or with the Investor’s consent.
14.3 The restrictions on the use of confidential information described above are subject at all times to a general proviso that the Custodian may disclose the Investor’s information to certain permitted third parties including members of its own group (associates) and its professional advisors (including accountants and lawyers) who are subject to confidentiality codes.
14.4 The Custodian will not sell, rent or trade the Investor’s personal information to any third party for marketing purposes unless the Investor gives the Custodian express consent.
14.5 By signing or otherwise accepting these Terms, the Investor agrees that the Custodian is allowed to send the Inve...
Data Protection and Confidentiality of Information. Contractor warrants that it will establish and maintain procedures and controls acceptable to State for ensuring that State’s proprietary and sensitive data is protected from unauthorized access and information obtained from State or others in performance of its contractual duties is not mishandled, misused, or inappropriately released or disclosed. For purposes of this paragraph, all data created by Contractor in any way related to the Contract, provided to Contractor by State, or prepared by others for State are proprietary to State, and all information by those same avenues is State’s confidential information. To comply with the foregoing warrant: 1. Contractor shall: (a) notify State immediately of any unauthorized access or inappropriate disclosures, whether stemming from an external security breach, internal breach, system failure, or procedural lapse; (b) cooperate with State to identify the source or cause of and respond to each unauthorized access or inappropriate disclosure; and (c) notify State promptly of any security threat that could result in unauthorized access or inappropriate disclosures; and 2. Contractor shall not: (a) release any such data or allow it to be released or divulge any such information to anyone other than its employees or officers as needed for each person’s individual performance of his or her duties under the Contract, unless State has agreed otherwise in advance and in writing; or (b) respond to any requests it receives from a third party for such data or information, and instead route all such requests to State’s designated representative.
Data Protection and Confidentiality of Information. K&S complies with its obligations with respect of applicable data protection laws, including the General Data Protection Regulation 2016 and/or Data Protection Act 2018 (as applicable) and shall process any personal data about you in accordance with these Terms and its privacy policy. When you request the services from K&S you will be required to provide personal information including your name, email address, bank account or payment details, proof of identification, address, proof of funds, national insurance number and passport number. K&S is a “controller” of your personal data for the purposes of the Data Protection Act 2018. K&S will only use your personal information in order to comply with it obligations when perform the services to you, to comply with its legal or regulatory obligations, where you have requested that we use it for a certain purpose or provide us with consent to do so and/or if it is in K&S legitimate business interest (in each case as notified to you in our privacy policy). K&S may use, store or otherwise process personal information provided by you or us in connection with the provision of the services for the purposes of providing the services, administering your account or for purposes ancillary thereto, including, for the purposes of credit enquiries or assessments, meeting obligations and disclosure requirements of any governmental entity or regulatory authority or brokers or other intermediaries or counterparties, complying with applicable laws, including, anti-money laundering and anti-terrorism laws and regulations and fighting crime, where we need to pass it on to our agents, affiliates or third parties involved in providing services you, and monitoring our services, whether provided by us or a third party. The information we hold about you is confidential and will not be used for any purpose other than in connection with the provision of the services. K&S may disclose your information to third parties in the following circumstances:
(a) where required by law or if requested by any regulatory authority or exchange having control or jurisdiction over us (or any respective associate);
(b) to investigate or prevent fraud or other illegal activity;
(c) in connection with the provision of services to you by us;
(d) for purposes ancillary to the provision of the services or the administration of your account, including, without limitation, for the purposes of credit enquiries or assessments;
(e) if it is in the public interest t...
Data Protection and Confidentiality of Information. 13.1 Third Platform Services may use, store or otherwise process personal information provided by you or us in connection with the provision of the services for the purposes of providing the services, administering your account or for purposes ancillary there to. In the UK, Third Platform Services operates in accordance with, applicable data protection legislation. The Agreement sets out certain obligations on Third Platform Services as the Data Processor of your personal information, as required by that legislation.
13.2 The information Third Platform Services holds about you is confidential and will not be used for any purpose other than in connection with the provision of the services. Information of a confidential nature will be treated as such provided that such information is not already in the public domain. Third Platform Services will only disclose your information to third parties in the following circumstances:
13.2.1 where required by law or if requested by the FCA or any other regulatory authority or exchange having control or jurisdiction over Third Platform Services (or any associate);
13.2.2 to investigate or prevent fraud or other illegal activity;
13.2.3 in connection with the provision of services to you;
13.2.4 for purposes ancillary to the provision of the services or the administration of your account, including, without limitation, for the purposes of credit enquiries or assessments;
13.2.5 if it is in the public interest to disclose such information;
13.2.6 at your request or with your consent. This is of course subject to the proviso that Third Platform Services may disclose your information to certain permitted third parties, such as members of its own group, its service providers and its professional advisers who are bound by confidentiality codes.
13.3 Third Platform Services will not sell, rent or trade your personal information to third parties for marketing purposes without your express consent.
13.4 Please be advised that, in using the service, you explicitly agree that Third Platform Services may send your information internationally including to countries outside the European Union, including the United States of America. Some of these jurisdictions offer differing levels of protection of personal information, not all of which may be as high as the UK in terms of the possible risks and safeguards. However, Third Platform Services will always take steps to ensure that your information is used by third parties in accordance ...
Data Protection and Confidentiality of Information. 15.1 In order that we may provide you with our services, we need to record and maintain certain factual information on your personal and financial circumstances which we may hold in hard copy and electronic form. If you contact us using the telephone, or if we telephone you, the call may be recorded and the recording will be our property. The purpose of recording calls is to evidence a business transaction, to ensure we comply with regulatory procedures and to monitor quality standards are being met. Recorded calls will not be made available to any third party, other than to our professional advisers for the purpose of advising us on legal or compliance matters, without your prior consent.
15.2 The information we hold about you is confidential and will not be used for any purpose other than in connection with the provision of our services. Information of a confidential nature will be treated as such provided that such information is not already in the public domain. We will only disclose your information to third parties in the following circumstances:
15.2.1 where required by law or if requested by any regulatory authority including but not limited to reporting to HMRC in relation to UK tax matters or to enable HMRC to meet its own obligations under agreements with other jurisdictions, or exchange having control or jurisdiction over us;
15.2.2 to investigate or prevent fraud, money laundering or other illegal activity;
15.2.3 in connection with the provision of services by us to you (and in particular, where we introduce you to our Partners, we may disclose information and documents we hold about you to our Partners as appropriate in the context of the introduction);
15.2.4 for purposes ancillary to the provision of services including, without limitation, for the purposes of credit enquiries or assessments;
15.2.5 where you were introduced to us by a third party, we may disclose information that we hold about you to that third party unless you advise otherwise; or
15.2.6 at your request or with your consent.
15.3 We may use all information that we hold about you, including sensitive personal information (as defined in the Data Protection Act 1998), for the purposes of providing our services and maintaining records about you that we must keep by law or under regulatory requirements.
15.4 We may also use the information that we hold about you, other than sensitive personal information, for the purposes of providing our services, for research and analysis pu...
Data Protection and Confidentiality of Information. 8.1.1 You acknowledge that we may obtain information (including personal data and sensitive personal data, each as defined in the General Data Protection Regulation (EU) 2016/679 (“Data Protection Law”)) about you or your directors, shareholders, employees, officers, agents or clients as necessary. You and we will each treat as confidential (both during and after the termination of the relationship between you and us) any information learned about the other in the course of the relationship pursuant to this Agreement and, except as otherwise agreed, shall not disclose the same to any third party without the other's consent.
8.1.2 You acknowledge the Interactive Brokers Group Privacy Policy published on the IB UK website and consent to collection/use of your information as described therein.
8.1.3 You specifically authorise that we may use, store or otherwise process any such information (whether provided electronically or otherwise) and may disclose any such information (including, without limitation, information relating to your transactions and account) either as we shall be obliged to under or pursuant to any applicable law or rules or by any regulatory authority or as may be required to provide services to you under this Agreement.
8.1.4 You acknowledge and agree that in doing so we may transfer or disclose such information to any associated company or third party wherever located in the world. Such parties may include those who provide services to us or act as our agents, those to whom we transfer or propose to transfer any of our rights or duties under this Agreement and those credit reference agencies or other organisations that help us and others make credit decisions and reduce fraud or in the course of carrying out identity, fraud prevention or credit control checks. You agree that we may transfer information we hold about you to any country including countries outside the EEA, which may not have comparable data protection laws, for any of the purposes described in this Agreement. These disclosures may involve overseas storage and other overseas transfer, processing and use of your information and disclosure to third parties. In case your information is transferred to countries or territories outside of the EEA that are not recognised by the European Commission as offering an adequate level of data protection, we have put in place appropriate data transfer mechanisms to ensure your information is protected. Details of the data transfer mechanism ...
Data Protection and Confidentiality of Information. Indemnified Person to be compensated or indemnified against the consequences to that Indemnified Person of its own negligence, fraud or wilful default or any contravention by the relevant Indemnified Person of any provision of the applicable law. In the event that you have a Contracts for Difference (CFD) exposure and you are on a margin call with the CFD provider and the position is not closed out or settled by the In Ireland, PSIL is registered as a data processor with the Office of the Data Protection Commissioner. This enables PSIL to lawfully process your personal data in accordance with the instructions received from Cantor on your behalf. PSIL shall maintain appropriate security measures in relation to any data held or processed by PSIL in accordance with PSIL’s security policy in place from time to time. Xxxxxx is registered as a data controller with the Office of the Data Protection Commissioner and employs appropriate security procedures over your personal data. Cantor and PSIL may use, store or otherwise process personal data provided by you (or by Xxxxxx to PSIL) in connection with the provision of the services for the purposes of providing the services, assessing appropriateness, administering your account, execution of transactions on your account or for purposes ancillary thereto, including, without limitation, for the purposes of credit enquiries or assessments, debt collection, reporting and management purposes, prevention of money laundering, financing of terrorism, fraud, compliance with legal and regulatory obligations and for any other purpose to which you have consented. We will also use your information for the purposes of providing you with information with relation to our own and third party products or services. This is subject to your right to change your mind in relation to receipt of marketing material at any time by writing to Cantor at 00 Xx. Xxxxxxx’x Xxxxx, Xxxxxx 0 marked for the attention of the Client Services Department. We may also use your information for the purposes of providing you with research material and marketing communications. This is subject to your right to change your mind in relation to receipt of such material at any time by writing to Cantor at 00 Xx. Stephen’s Green, Dublin 2 marked for the attention of the Client Services Department. The information Cantor and PSIL hold about you is confidential and will not be used for any purpose other than in connection with the provision of the services or as oth...
